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Comments on Proposed Rule:
Broker-Dealer Exemption from Sending Certain Financial Information to Customers
[Release No. 34-46920; File No. S7-48-02]
- Comments of Cheryl Kallem, Chair, SIA Capital Committee, Securities Industry Association, January 9, 2003 (File name: ckallem1.htm)
- Comments of Carolyn Allen, December 26, 2002 (File name: callen1.txt)
- Comments of Fred Winkler, December 21, 2002 (File name: fwinkler1.txt)
- Comments of Keith McCallion, December 19, 2002 (File name: kmccallion1.txt)
- Comments of James Marolda, December 2, 2002 (File name: jmarolda1.txt)
http://www.sec.gov/rules/proposed/s74802.shtml
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