Comments on Proposed Rule:
Disclosure Regarding Portfolio Managers of Registered Management Investment Companies

[Release Nos. 33-8396; 34-49398; IC-26383; File No. S7-12-04]

• Joseph V. Bocchino, Arizona, August 31, 2004 (File name: jvbocchino6111.htm)
   
• David Spurr, August 26, 2004 (File name: dspurr082604.htm)
   
• Memorandum from the Division of Investment Management regarding an August 6, 2004 telephone conversation with representatives of Wellington Management Company LLP and consultants, dated August 10, 2004 (File name: wellington080604.pdf)
   
• Memorandum from the Division of Investment Management regarding an August 4, 2004 meeting with the Investment Company Institute, dated August 6, 2004 (File name: ici080404.pdf)
   
• Memorandum from the Division of Investment Management regarding a June 23, 2004 telephone conversation with respresentatives from Janus Capital Management LLC, dated July 1, 2004 (File name: januscap062304.pdf)
   
• Memorandum from the Division of Investment Management regarding a June 23, 2004 telephone conversation with representatives from the Investment Company Institute, dated July 1, 2004 (File name: ici062304.pdf)
   
• Elmer Kassay and Paulette C. Pasquale, CFP, Lincoln Financial Advisors, June 4, 2004 (File name: kassaypasquale060404.txt)
   
• John R. Straub, King George, Virginia, May 28, 2004 (File name: jstraub052804.htm)
   
• Susan Wang, May 28, 2004 (File name: swang052804.htm)
   
• Cynthia Manabe, May 27, 2004 (File name: cmanabe052704.htm)
   
• Jeffery Ptak, Senior Mutual Fund Analyst, Morningstar, Inc., May 21, 2004 (File name: jptak052104.pdf)
   
• Tom Burger, Storyteller, Houston, Texas, May 26, 2004 (File name: tburger5228.htm)
   
• Gerald R. Haywood, BA, BS, ABT, Broken Arrow, Oklahoma, May 26, 2004 (File name: grhaywood5558.htm)
   
• William H. Thomson, Investor, Ashland, Oregon, May 26, 2004 (File name: whthomson2746.htm)
   
• Kevin G. Zachmann, Williamsville, New York, May 26, 2004 (File name: kgzachmann8744.htm)
   
• Heidi Stam, Principal, Securities Regulation, The Vanguard Group, Inc., May 26, 2004 (File name: hstam052604.pdf)
   
• Joseph W. Sack, Executive Director, AMF COO Group, May 25, 2004 (File name: jsack052504.htm)
   
• Joseph F. Esposito, Assistant General Counsel, Goldman, Sachs & Co., May 21, 2004 (File name: s71204-13.pdf)
   
• Daniel R. Waltcher, Managing Director and Senior Counsel, Black Rock, May 21, 2004 (File name: s71204-12.pdf)
   
• Joseph F. Esposito, Assistant General Counsel, Goldman, Sachs & Co., May 21, 2004 (File name: goldman052104.pdf)
   
• Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, May 21, 2004 (File name: fsrt052104.pdf)
   
• Liliane Corzo, Counsel, Capital Research and Management Company, May 21, 2004 (File name: capitalrm051204.pdf)
   
• John C. Bogle, May 21, 2004 (File name: jcbogle052104.txt)
   
• William F. Truscott, Senior Vice President and Chief Investment Officer, American Express Financial Corporation and Chairman of the Board and Chief Investment Officer American Express Asset Management Group Inc.; Bruce A. Kohn, Vice President and Group Counsel, American Express Financial Corporation, May 21, 2004 (File name: amerexpress052104.pdf)
   
• Henry H. Hopkins and Forrest R. Foss, T. Rowe Price Associates, Inc. and T. Rowe Price International, Inc., May 21, 2004 (File name: troweprice052104.pdf)
   
• Deedra A. Smith, Staff Counsel, Frank Russell Investment Management Company, May 21, 2004 (File name: frankrussell052104.pdf)
   
• Mark S. Howard, Senior Vice President, Secretary & Counsel, USAA Investment Management Company, May 21, 2004 (File name: usaaimc052104.pdf)
   
• Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc., May 21, 2004 (File name: nasaa052104.pdf)
   
• Cynthia M. Clarke, Senior Vice President and General Counsel, Wellington Management Company, LLP, May 21, 2004 (File name: wellington052104.pdf)
   
• Richard Mueller, Retired, May 21, 2004 (File name: rmueller6668.htm)
   
• Caroline G. Schaefer, Associate General Counsel, Investment Counsel Association of America, May 21, 2004 (File name: icaa052104.pdf)
   
• Heidi J. Walter, Vice President and Assistant General Counsel, Janus Capital Group, May 20, 2004 (File name: s71204-11.pdf)
   
• Amy B. R. Lancellotta, Acting General Counsel, Investment Company Institute, May 20, 2004 (File name: ici052004.pdf)
   
• Burton D. Sheppard, President, Lowell Sheppard Holdings, LLC/The Rankings Service (TRS), May 20, 2004 (File name: lshtrs052004.pdf)
   
• Memorandum from the Division of Investment Management, regarding a May 6, 2004 meeting with representatives of the Investment Company Institute and it's Board of Governors dated May 11, 2004 (File name: ici051104.pdf)
   
• Daniel Colon, La Porte, Texas, May 7, 2004 (File name: dcolon8317.htm)
   
• B. Gould, April 16, 2004 (File name: bagould041604.txt)
   
• Memorandum from the Division of Investment Management regarding an April 6, 2004 meeting with representatives of Asset Managers Forun COO Group (File name: slamba041504.pdf)
   
• James E Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado, April 14, 2004 (File name: jgrant041404.htm)
   
• Sumner K. Emery, President, TelCo Retirees Association, Inc., April 12, 2004 (File name: s71204-7.pdf)
   
• Herb Zydney, Acting President, Lucent Retirees Organization, April 8, 2004 (File name: lro040804.pdf)
   
• Mike Heller, Danville, CA, March 29, 2004 (File name: mheller032904.txt)
   
• Scott A. Burnett, Esquire, Portland, Maine, March 28, 2004 (File name: saburnett4720.htm)
   
• William C. Johnson, San Mateo County, CA, March 19, 2004 (File name: wcjohnson031204.txt)
   
• Larry Cohen, March 16, 2004 (File name: lcohen031604.txt)
   
• David L. Spurr, Wilmington, Massachusetts, March 15, 2004 (File name: dlspurr1741.htm)
   

http://www.sec.gov/rules/proposed/s71204.shtml