SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASDAQ Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I

(Release No. 34-73142; File No. SR-NASDAQ-2014-065)


Feb. 10, 2015 Jurij Trypupenko, Associate General Counsel, Nasdaq, Rockville, Maryland
Oct. 28, 2014 Jurij Trypupenko, Associate General Counsel, Nasdaq, Rockville, Maryland
Oct. 24, 2014 Ned Cataldo, Co-Founder, Accushares Investment Management, LLC
Oct. 13, 2014 Mark Kassner, Esq., on behalf of an anonymous client
Oct. 11, 2014 David B. Allen, Wellington, Florida
Oct. 8, 2014 Robert E. Whaley, PhD, Vanderbilt University, Nashville, Tennessee
Sep. 26, 2014 Jack Fonss, CEO and Co-Founder, AccuShares Management LLC, Stamford, Connecticut

 

 

 

http://www.sec.gov/comments/sr-nasdaq-2014-065/nasdaq2014065.shtml

Modified: 02/11/2015