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Comments on NMS Plans
Proposed NMS Plan for the Selection and Reservation of Securities Symbols by Amex, NYSE and NYSE Arca
(File No. 4-534)
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| Comments have been received from individuals and entities using the following Letter Type A: 7 |
| Mar. 26, 2008 | Thomas P. Moran, Associate General Counsel, Nasdaq, Rockville, Maryland |
| Mar. 24, 2008 | Scott Atwell, FIX Protocol Ltd. Global Steering Committee Co-Chair |
| Mar. 18, 2008 | Jamie Shay, Head of SWIFT Standards, S.W.I.F.T. Scrl, Belgium |
| Mar. 10, 2008 | Julian Rainero, Bracewell & Giuliani LLP, New York, New York, on behalf of Pershing LLC and National Financial Services LLC |
| Feb. 28, 108 | Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Feb. 15, 108 | Joan C. Conley, Senior Vice President & Corporate Secretary, NASDAQ Stock Market LLC |
| Feb. 15, 108 | Marianne Brown, CEO, Omgeo LLC, Boston, Massachusetts |
| Feb. 14, 2008 | Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York |
| Feb. 13, 2008 | James Angel, Georgetown University, McDonough School of Business |
| Jan. 15, 2008 | Mary Yeager, Assistant Secretary, NYSE Euronext |
| Nov. 2, 2007 |
Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ Stock Market LLC
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| Sep. 25, 2007 |
Lee Clifford, President and CEO, SFB Market Systems, Thorofare, New Jersey
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| Sep. 6, 2007 |
Patrick J. Healy, Issuer Advisory Group
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| Aug. 23, 2007 |
Manisha Kimmel, Executive Director, Financial Information Forum
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| Aug. 17, 2007 |
James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
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| Aug. 15, 2007 |
Joe Ovsenek, Senior Vice President, Corporate, Silver Standard Resources Inc.
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| Aug. 13, 2007 |
Lonnie R. Brock, CFO, Double Eagle Petroleum Co.
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| Aug. 13, 2007 |
Adi Bar-Lev, Director of IR, Top Image Systems Ltd.
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| Aug. 11, 2007 |
MDS Office, Sobha Developers Ltd., Bangalore
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| Aug. 10, 2007 |
John Ritchie, Chief Financial Officer, Electronics For Imaging
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| Aug. 10, 2007 |
Paul Jennings, President and CEO, Innospec Inc.
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| Aug. 10, 2007 |
Arlen W. Gelbard, Chief Administrative, Officer and General Counsel, E*TRADE Financial Corporation
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| Aug. 10, 2007 |
Harry W. Kellogg, Jr., Vice Chairman, Silicon Valley Bank
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| Aug. 9, 2007 |
Steve Bene, Senior Vice President and General Counsel, Electronic Arts Inc.
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| Aug. 9, 2007 |
Bing Yeh, President & CEO, Silicon Storage Technology, Inc.
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| Aug. 9, 2007 |
Kathy Lanterman, Senior Vice President, CFO, Silicon Graphics, Inc.
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| Aug. 9, 2007 |
Rick Stewart, CEO, Amarin Corporation
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| Aug. 3, 2007 |
Ryan L. Ellis, Executive Director, American Shareholders Association, Washington, District of Columbia
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| Aug. 3, 2007 |
Albert A. Pimentel, Executive Vice President and
Chief Financial Officer, Glu Mobile Inc.
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| Aug. 3, 2007 |
Eric A. Blanehard, Senior Vice President, General Counsel and Secretary, United Stationers Supply Company
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| Aug. 2, 2007 |
Betsy Atkins
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| Jul. 31, 2007 |
Daniel R. Coker, President & CEO, Amerigon Incorporated
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| Jul. 10, 2007 |
Mark L. Heimbouch, Chief Financial Officer and EVP, Jackson Hewitt Tax Service Inc.
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| May 21, 2007 |
Edward J. Resch, Executive Vice President and Chief Financial Officer, State Street Corporation
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| May 17, 2007 |
Larry A. Mizel, Chairman and CEO, M.D.C. Holdings, Inc.
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| May 15, 2007 |
Jack R. Hartung, Chief Finance and Development Officer, Chipotle Mexican Grill, Inc.
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| May 14, 2007 |
Carol Kaufman, Sr. VP Legal Affairs, The Cooper Companies, Inc.
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| May 9, 2007 |
M. Farooq Kathwari, Chairman, President and CEO, Ethan Allen Interiors, Inc.
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| May 9, 2007 |
James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
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| May 8, 2007 |
Jack Sennott, Senior Vice President and Chief Financial Officer, Darwin Professional Underwriters, Inc.
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| May 8, 2007 |
Bart J. Ward, Chief Executive Officer, Ward & Company, Anoka, Minnesota
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| May 4, 2007 |
Craig D. Mallick, Corporate Secretary, United States Steel Corporation
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| May 2, 2007 |
Michael Tenenbaum, PE, Trustee, Strategic Technologies Employees Pension Fund Trust
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| Apr. 16, 2007 |
James C. Smith, Chairman and CEO, Webster Financial Corporation
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| Apr. 8, 2007 |
Eric W. Nodiff, Sr. V.P. and General Counsel, Cantel Medical Corp.
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| Apr. 5, 2007 |
Mary J. McGinn, Secretary and Deputy General Counsel, Allstate Corporation
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| Apr. 4, 2007 |
Steve S. Fishman, Chairman, Chief Executive Officer, Big Lots, Inc.
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| Apr. 3, 2007 |
David M. Brain, President and CEO, Entertainment Properties Trust
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| Apr. 2, 2007 |
Clifton H. Morris, Jr., Chairman, AmeriCredit Corp.
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| Mar. 30, 2007 |
Cathy Burzik, President and Chief Executive Officer, Kinetic Concepts, Inc.
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| Mar. 29, 2007 |
Edward W. Moore, Vice President, General Counsel & Secretary, RPM International Inc.
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| Mar. 29, 2007 |
Leo Liebowitz, Chairman and Chief Executive Officer, Getty Realty
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| Mar. 28, 2007 |
Timothy J. O'Donovan, Chairman of the Board, Chief Executive Officer, Wolverine World Wide, Inc.
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| Mar. 28, 2007 |
Jason Korstange, SVP, Director of Corporate Communications, TCF Financial Corporation
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| Mar. 28, 2007 |
Edward F. Tancer, Vice President & General Counsel, FPL Group, Inc.
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http://www.sec.gov/comments/4-534/4-534.shtml
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