What's New on the SEC Website
February 4, 2010

Division of Corporation Finance

Staff No-Action, Interpretive Exemptive Letters

• State Street Corporation (February 4, 2010)

Administrative Proceedings

• Daniel Schreiber (Release No. 34-61504; File No. 3-13779; February 4, 2010)
   
• David Harrison Baker (Release No. 34-61503; File No. 3-13778; February 4, 2010)
   
• Granite Financial Group, LLC (Release No. 34-61502; File No. 3-13777; February 4, 2010)
   
• Prudential Equity Group, LLC, f/k/a Prudential Securities, Inc. (Release No. 34-61501; File No. 3-12400; February 4, 2010)

Commission Opinions and Orders

• Don Warner Reinhard (Release Nos. 34-61506, IA-2984; File No. 3-13280; February 4, 2010)

Litigation Releases

• Richard Elkinson (Lit. Release No. 21410)
   
• Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull (Lit. Release No. 21409)

Speeches and Public Statements

• "Looking Ahead and Moving Forward" by Chairman Mary L. Schapiro, SEC Speacks (February 5, 2010)
   
• Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation by Commissioner Luis A. Aguilar, SEC Speaks (February 5, 2010)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement to Own an Exchange Membership (Release No. 34-61494; File No. SR-CBOE-2010-012; February 4, 2010)
   
• CBOE: Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees (Release No. 34-61489; File No. SR-CBOE-2010-008; February 4, 2010)
   
• CBOE: Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust (Release No. 34-61483; File Nos. SR-CBOE-2010-007; SR-ISE-2009-106; SR-NYSEAmex2009-86; and SR-NYSEArca-2009-110; February 3, 2010)
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar (Release No. 34-61493; File No. SR-CHX-2010-03; February 4, 2010)
   
• FINRA: Order Approving Proposed Rule Change to Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes (Release No. 34-61497; File No. SR-FINRA-2009-073; February 4, 2010)
   
• ISE: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members (Release No. 34-61491; File No. SR-ISE-2010-11; February 4, 2010)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule (Release No. 34-61490; File No. SR-ISE-2010-10; February 4, 2010)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services (Release No. 34-61488; File No. SR-NASDAQ-2010-019; February 3, 2010)
  See also: Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services (Release No. 34-61487; File No. SR-BX-2010-012; February 3, 2010)
  See also Exhibit 5
   
• NYSE Arca: Order Granting Approval of a Proposed Rule Change to List and Trade the Sprott Physical Gold Trust (Release No. 34-61496; File No. SR-NYSEArca-2009-113; February 4, 2010)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program (Release No. 34-61482; File No. SR-NYSEArca-2010-06; February 3, 2010)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications (Release No. 34-61499; File No. SR-NYSEAmex-2010-04; February 4, 2010)
   
• OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options for which the (Release No. 34-61485; File No. SR-OCC-2010-01; February 3, 2010)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period (Release No. 34-61492; File No. SR-Phlx-2010-10; February 4, 2010)