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What's New on the SEC Website
February 8, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Shaun P. Whiteley (Release Nos. 34-66353, AAER-3366; File No. 3-14754; February 7, 2012)
- Lynne Norman (Release Nos. 34-66352, AAER-3365; File No. 3-14753; February 7, 2012)
- Matthew Bell, ACA (Release Nos. 34-66351, AAER-3364; File No. 3-14752; February 7, 2012)
Commission Opinions and Orders
Regulatory Actions
Final Rules
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to Additional Variations of an Existing Routing Strategy (Release No. 34-66324; File No. SR-BATS-2012-007; February 6, 2012)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-66344; File No. SR-CBOE-2012-012; February 7, 2012)
- ICEEU: Notice of Proposed Rule Change to Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts (Release No. 34-66341; File No. SR-ICEEU-2012-01; February 7, 2012)
- NYSE: Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Adopting NYSE Rule 107C to Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted and Adopting NYSE Amex Rule 107C to Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 months From Implementation Date, Which Shall Occur No Later Than 90 Days After Approval, If Granted (Release No. 34-66346; File No. SR-NYSE-2011-55; SR-NYSEAmex-2011-84; February 7, 2012)
- NYSE Arca: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-66345; File No. SR-NYSEArca-2011-84; February 7, 2012)
- NYSE Arca: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-66343; File No. SR-NYSEArca-2011-85; February 7, 2012)
- NYSE Arca: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600 (Release No. 34-66342; File No. SR-NYSEArca-2011-82; February 7, 2012)
- OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit OCC to Clear and Settle Spot Gold Futures, Which Are Proposed to be Traded by NASDAQ OMX Futures Exchange, Inc. (Release No. 34-66340; File No. SR-OCC-2012-02; February 7, 2012)
Office of Administrative Law Judges
http://www.sec.gov/news/whatsnew/wn-today.shtml
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