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First Quarter

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Release No. Date Details
First Quarter
2012-25 Feb. 6, 2012 SEC Charges Smith & Nephew PLC with Foreign Bribery
2012-24 Feb. 3, 2012 SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board
2012-23 Feb. 1, 2012 SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme During Credit Crisis
2012-22 Jan. 31, 2012 SEC Charges Brothers With Short Selling Violations
2012-21 Jan. 30, 2012 SEC Charges Former Executives and Accountants With Fraud at British Subsidiary of Medical Devices Company
2012-20 Jan. 27, 2012 SEC Deputy Inspector General to Serve as Agency’s Interim Inspector General
2012-19 Jan. 26, 2012 SEC Advisory Committee on Small And Emerging Companies to Meet Wednesday
2012-18 Jan. 26, 2012 SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme
2012-17 Jan. 26, 2012 SEC Charges Latvian Trader in Pervasive Brokerage Account Hijacking Scheme
2012-16 Jan. 23, 2012 Diamondback Capital Agrees to Settle SEC Insider Trading Charges
2012-15 Jan. 20, 2012 Fee Rate Advisory #5 for Fiscal Year 2012
2012-14 Jan. 18, 2012 SEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds after Charging Them and Their Principal with Fraud
2012-13 Jan. 18, 2012 SEC Charges Florida Bank Holding Company and CEO with Misleading Investors about Loan Risks During Financial Crisis
2012-12 Jan. 18, 2012 SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act
2012-11 Jan. 18, 2012 SEC Charges Fund Managers and Analysts in Insider Trading Scheme
2012-10 Jan. 17, 2012 SEC Names Jane Norberg as Deputy Chief of Whistleblower Office
2012-9 Jan. 17, 2012 SEC Inspector General H. David Kotz to Leave Commission
2012-8 Jan. 17, 2012 SEC Charges UBS Global Asset Management for Pricing Violations in Mutual Fund Portfolios
2012-7 Jan. 12, 2012 Texas-Based Accountant Pleads Guilty to Lying to SEC Investigators
2012-6 Jan. 12, 2012 SEC Names Robert Fisher as Deputy Director in Office of International Affairs
2012-5 Jan. 5, 2012 Administrative Law Judge Robert G. Mahony Retires After 46 Years of Federal Service
2012-4 Jan. 4, 2012 SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting
2012-3 Jan. 4, 2012 SEC Charges Illinois-Based Adviser in Social Media Scam
2012-2 Jan. 3, 2012 SEC Charges Life Settlements Firm and Three Executives with Disclosure and Accounting Fraud
2012-1 Jan. 3, 2012 SEC Names Pamela A. Gibbs as Director of the Office of Minority and Women Inclusion

http://www.sec.gov/news/press.shtml


Modified: 02/06/2012