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Recent Press Releases

First Quarter

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Release No. Date Details
First Quarter
2010-42 Mar. 18, 2010 SEC Warns Firms on Muni Pay-to-Play Rules
2010-41 Mar. 18, 2010 SEC Charges S.C.-Based Lawyer in Scheme Promising Investors Returns as High as 4,900 Percent
2010-40 Mar. 18, 2010 SEC Charges Innospec for Illegal Bribes to Iraqi and Indonesian Officials
2010-39 Mar. 15, 2010 SEC Charges Former Executives in Illegal Scheme to Enrich CEO With Perks
2010-38 Mar. 10, 2010 SEC Warns Investors of Phony Web Site Targeting Madoff Fraud Victims
2010-37 Mar. 10, 2010 SEC Halts Ponzi Scheme Preying on Retirees Attending Estate Planning Seminars
2010-36 Mar. 9, 2010 Chief Economist James Overdahl to Leave SEC
2010-35 Mar. 5, 2010 SEC Charges San Diego Brokerage Firm with Failing to Supervise Broker Who Defrauded Two Florida Municipalities
2010-34 Mar. 4, 2010 SEC Charges Nationally Known Psychic in Multi-Million Dollar Securities Fraud
2010-33 Mar. 4, 2010 SEC Halts Ponzi Scheme Targeting Retired L.A. Bus Drivers
2010-32 Mar. 3, 2010 SEC Charges Executives of Iowa Insurance Company With Misleading Proxy Disclosures to Investors
2010-31 Mar. 3, 2010 SEC Charges Miami Couple in $135 Million Ponzi Scheme Targeting Cuban-American Community
2010-30 Mar. 2, 2010 SEC and IRS Agree to Work More Closely Regarding Municipal Bond Enforcement
2010-29 Mar. 1, 2010 Fee Rate Advisory #5 for Fiscal Year 2010
2010-28 Feb. 25, 2010 SEC Charges Madoff's Director of Operations with Falsifying Accounting Records and Siphoning Investor Funds
2010-27 Feb. 24, 2010 SEC Approves Statement on Global Accounting Standards
2010-26 Feb. 24, 2010 SEC Approves Short Selling Restrictions
2010-25 Feb. 23, 2010 SEC Staff to Hold Seminar to Help Companies Comply With XBRL Reporting Rules
2010-24 Feb. 23, 2010 SEC Charges Two Sacramento Men with Defrauding Real Estate Fund Investors of Millions of Dollars
2010-23 Feb. 22, 2010 SEC Announces Efforts to Educate Investors About Participating in Corporate Elections
2010-22 Feb. 22, 2010 SEC Announces $67 Million Fair Fund Distribution to Harmed Investors in McAfee Financial Fraud Settlement
2010-21 Feb. 4, 2010 SEC Charges State Street for Misleading Investors About Subprime Mortgage Investments
2010-20 Feb. 3, 2010 William P. Hicks Named Associate Regional Director for Enforcement in SEC Atlanta Regional Office
2010-19 Feb. 3, 2010 Rhea Kemble Dignam Named Director of SEC Atlanta Regional Office
2010-18 Feb. 1, 2010 Statement From Chairman Schapiro on Proposed Budget for SEC
2010-17 Feb. 1, 2010 SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
2010-16 Jan. 29, 2010 Reserve Primary Fund Distributes Assets to Investors
2010-15 Jan. 27, 2010 SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developments Regarding Climate Change
2010-14 Jan. 27, 2010 SEC Approves Money Market Fund Reforms to Better Protect Investors
2010-13 Jan. 26, 2010 SEC Charges Two California Firms For Unlawful Short Selling Practices
2010-12 Jan. 25, 2010 Alleged Minneapolis-Based Fraudster Trevor Cook Jailed for Failing to Surrender Assets in SEC Case
2010-11 Jan. 25, 2010 Dan Gallagher, Deputy Director of Trading and Markets, to Leave SEC and Return to Private Practice
2010-10 Jan. 20, 2010 SEC Charges General Re Corporation for Role in AIG and Prudential Accounting Frauds
2010-9 Jan. 20, 2010 Fredric D. Firestone, Associate Director of Enforcement, to Leave SEC
2010-8 Jan. 13, 2010 SEC Issues Concept Release Seeking Comment on Structure of Equity Markets
2010-7 Jan. 13, 2010 SEC Proposes New Rule to Effectively Prohibit Unfiltered Access and Maintain Market Access Controls
2010-6 Jan. 13, 2010 SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations
2010-5 Jan. 13, 2010 SEC Names New Specialized Unit Chiefs and Head of New Office of Market Intelligence
2010-4 Jan. 11, 2010 SEC Charges Father-Son Investment Adviser Team in Florida For Role in Massive Hedge Fund Fraud
2010-3 Jan. 11, 2010 SEC Halts Fraudulent Scheme Targeting Iranian-American Community in Los Angeles
2010-2 Jan. 5, 2010 Perot Systems Insider Trader Agrees to Return $8.6 Million in Illicit Profits
2010-1 Jan. 4, 2010 Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations

http://www.sec.gov/news/press.shtml


Modified: 03/18/2010