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Recent Press Releases

First Quarter

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Release No. Date Details
First Quarter
2010-21 Feb. 4, 2010 SEC Charges State Street for Misleading Investors About Subprime Mortgage Investments
2010-20 Feb. 3, 2010 William P. Hicks Named Associate Regional Director for Enforcement in SEC Atlanta Regional Office
2010-19 Feb. 3, 2010 Rhea Kemble Dignam Named Director of SEC Atlanta Regional Office
2010-18 Feb. 1, 2010 Statement From Chairman Schapiro on Proposed Budget for SEC
2010-17 Feb. 1, 2010 SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
2010-16 Jan. 29, 2010 Reserve Primary Fund Distributes Assets to Investors
2010-15 Jan. 27, 2010 SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developments Regarding Climate Change
2010-14 Jan. 27, 2010 SEC Approves Money Market Fund Reforms to Better Protect Investors
2010-13 Jan. 26, 2010 SEC Charges Two California Firms For Unlawful Short Selling Practices
2010-12 Jan. 25, 2010 Alleged Minneapolis-Based Fraudster Trevor Cook Jailed for Failing to Surrender Assets in SEC Case
2010-11 Jan. 25, 2010 Dan Gallagher, Deputy Director of Trading and Markets, to Leave SEC and Return to Private Practice
2010-10 Jan. 20, 2010 SEC Charges General Re Corporation for Role in AIG and Prudential Accounting Frauds
2010-9 Jan. 20, 2010 Fredric D. Firestone, Associate Director of Enforcement, to Leave SEC
2010-8 Jan. 13, 2010 SEC Issues Concept Release Seeking Comment on Structure of Equity Markets
2010-7 Jan. 13, 2010 SEC Proposes New Rule to Effectively Prohibit Unfiltered Access and Maintain Market Access Controls
2010-6 Jan. 13, 2010 SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations
2010-5 Jan. 13, 2010 SEC Names New Specialized Unit Chiefs and Head of New Office of Market Intelligence
2010-4 Jan. 11, 2010 SEC Charges Father-Son Investment Adviser Team in Florida For Role in Massive Hedge Fund Fraud
2010-3 Jan. 11, 2010 SEC Halts Fraudulent Scheme Targeting Iranian-American Community in Los Angeles
2010-2 Jan. 5, 2010 Perot Systems Insider Trader Agrees to Return $8.6 Million in Illicit Profits
2010-1 Jan. 4, 2010 Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations

http://www.sec.gov/news/press.shtml


Modified: 02/04/2010