|
|
Comments on NMS Plans
Proposed NMS Plan for the Selection and Reservation of Securities Symbols by NASDAQ, NASD, NSX and Phlx
(File No. 4-533)
|
Comments have been received from individuals and entities using the following Letter Type A: 7 |
Mar. 26, 2008 | Thomas P. Moran, Associate General Counsel, Nasdaq, Rockville, Maryland |
Jan. 15, 2008 | Mary Yeager, Assistant Secretary, NYSE Euronext |
Nov. 27, 2007 | Barbara Sweeney, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia |
Nov. 2, 2007 |
Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ Stock Market LLC
|
Sep. 25, 2007 |
Lee Clifford, President and CEO, SFB Market Systems, Thorofare, New Jersey
|
Sep. 6, 2007 |
Patrick J. Healy, Issuer Advisory Group
|
Aug. 23, 2007 |
Manisha Kimmel, Executive Director, Financial Information Forum
|
Aug. 17, 2007 |
James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
|
Aug. 15, 2007 |
Joe Ovsenek, Senior Vice President, Corporate, Silver Standard Resources Inc.
|
Aug. 13, 2007 |
Lonnie R. Brock, CFO, Double Eagle Petroleum Co.
|
Aug. 13, 2007 |
Adi Bar-Lev, Director of IR, Top Image Systems Ltd.
|
Aug. 11, 2007 |
MDS Office, Sobha Developers Ltd., Bangalore
|
Aug. 10, 2007 |
John Ritchie, Chief Financial Officer, Electronics For Imaging
|
Aug. 10, 2007 |
Paul Jennings, President and CEO, Innospec Inc.
|
Aug. 10, 2007 |
Arlen W. Gelbard, Chief Administrative, Officer and General Counsel, E*TRADE Financial Corporation
|
Aug. 10, 2007 |
Harry W. Kellogg, Jr., Vice Chairman, Silicon Valley Bank
|
Aug. 9, 2007 |
Steve Bene, Senior Vice President and General Counsel, Electronic Arts Inc.
|
Aug. 9, 2007 |
Bing Yeh, President & CEO, Silicon Storage Technology, Inc.
|
Aug. 9, 2007 |
Kathy Lanterman, Senior Vice President, CFO, Silicon Graphics, Inc.
|
Aug. 9, 2007 |
Rick Stewart, CEO, Amarin Corporation plc
|
Aug. 3, 2007 |
Ryan L. Ellis, Executive Director, American Shareholders Association, Washington, District of Columbia
|
Aug. 3, 2007 |
Albert A. Pimentel, Executive Vice President and
Chief Financial Officer, Glu Mobile Inc.
|
Aug. 3, 2007 |
Eric A. Blanehard, Senior Vice President, General Counsel and Secretary, United Stationers Supply Company
|
Aug. 2, 2007 |
Betsy Atkins
|
Jul. 31, 2007 |
Daniel R. Coker, President & CEO, Amerigon Incorporated
|
July 10, 2007 |
Mark L. Heimbouch, Chief Financial Officer and EVP, Jackson Hewitt Tax Service Inc.
|
May 22, 2007 |
Alan Spachman, Naples, Fl.
|
May 22, 2007 |
Shayn Carlson, Director of Investor Relations, G&K Services, Minnetonka, Minnesota
|
May 22, 2007 |
Faith Pomeroy-Ward, Manager, Investor Relations, Adams Respiratory Therapeutics, Chester, New Jersey
|
May 21, 2007 |
Edward J. Resch, Executive Vice President and Chief Financial Officer, State Street Corporation
|
May 21, 2007 |
Stephen M. Klein, J.D., Chairman and Chief Executive Officer, Omni National Bank, Atlanta, Georgia
|
May 21, 2007 |
Will Matthews
|
May 17, 2007 |
Larry A. Mizel, Chairman and CEO, M.D.C. Holdings, Inc.
|
May 15, 2007 |
Jack R. Hartung, Chief Finance and Development Officer, Chipotle Mexican Grill, Inc.
|
May 14, 2007 |
Carol Kaufman, Sr. VP Legal Affairs, The Cooper Companies, Inc.
|
May 9, 2007 |
M. Farooq Kathwari, Chairman, President and CEO, Ethan Allen Interiors, Inc.
|
May 9, 2007 |
James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
|
May 8, 2007 |
Jack Sennott, Senior Vice President and Chief Financial Officer, Darwin Professional Underwriters, Inc.
|
May 8, 2007 |
Bart J. Ward, Chief Executive Officer, Ward & Company, Anoka, Minnesota
|
May 4, 2007 |
Craig D. Mallick, Corporate Secretary, United States Steel Corporation
|
May 2, 2007 |
Michael Tenenbaum, PE, Trustee, Strategic Technologies Employees Pension Fund Trust
|
Apr. 16, 2007 |
James C. Smith, Chairman and CEO, Webster Financial Corporation
|
Apr. 8, 2007 |
Eric W. Nodiff, Sr. V.P. and General Counsel, Cantel Medical Corp.
|
Apr. 5, 2007 |
Mary J. McGinn, Secretary and Deputy General Counsel, Allstate Corporation
|
Apr. 4, 2007 |
Steve S. Fishman, Chairman, Chief Executive Officer, Big Lots, Inc.
|
Apr. 3, 2007 |
David M. Brain, President and CEO, Entertainment Properties Trust
|
Apr. 2, 2007 |
Clifton H. Morris, Jr., Chairman, AmeriCredit Corp.
|
Mar. 30, 2007 |
Cathy Burzik, President and Chief Executive Officer, Kinetic Concepts, Inc.
|
Mar. 29, 2007 |
Edward W. Moore, Vice President, General Counsel & Secretary, RPM International Inc.
|
Mar. 29, 2007 |
Leo Liebowitz, Chairman and Chief Executive Officer, Getty Realty
|
Mar. 28, 2007 |
Timothy J. O'Donovan, Chairman of the Board, Chief Executive Officer, Wolverine World Wide, Inc.
|
Mar. 28, 2007 |
Jason Korstange, SVP, Director of Corporate Communications, TCF Financial Corporation
|
Mar. 28, 2007 |
Edward F. Tancer, Vice President & General Counsel, FPL Group, Inc.
|
http://www.sec.gov/comments/4-533/4-533.shtml
|