SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News/Statements


  Litigation

  ALJ

  Information for...

  Divisions


Comments on NMS Plans

Proposed NMS Plan for the Selection and Reservation of Securities Symbols by NASDAQ, NASD, NSX and Phlx

(File No. 4-533)


Comments have been received from individuals and entities using the following Letter Type A: 7
Mar. 26, 2008 Thomas P. Moran, Associate General Counsel, Nasdaq, Rockville, Maryland
Jan. 15, 2008 Mary Yeager, Assistant Secretary, NYSE Euronext
Nov. 27, 2007 Barbara Sweeney, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia
Nov. 2, 2007 Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ Stock Market LLC
Sep. 25, 2007 Lee Clifford, President and CEO, SFB Market Systems, Thorofare, New Jersey
Sep. 6, 2007 Patrick J. Healy, Issuer Advisory Group
Aug. 23, 2007 Manisha Kimmel, Executive Director, Financial Information Forum
Aug. 17, 2007 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Aug. 15, 2007 Joe Ovsenek, Senior Vice President, Corporate, Silver Standard Resources Inc.
Aug. 13, 2007 Lonnie R. Brock, CFO, Double Eagle Petroleum Co.
Aug. 13, 2007 Adi Bar-Lev, Director of IR, Top Image Systems Ltd.
Aug. 11, 2007 MDS Office, Sobha Developers Ltd., Bangalore
Aug. 10, 2007 John Ritchie, Chief Financial Officer, Electronics For Imaging
Aug. 10, 2007 Paul Jennings, President and CEO, Innospec Inc.
Aug. 10, 2007 Arlen W. Gelbard, Chief Administrative, Officer and General Counsel, E*TRADE Financial Corporation
Aug. 10, 2007 Harry W. Kellogg, Jr., Vice Chairman, Silicon Valley Bank
Aug. 9, 2007 Steve Bene, Senior Vice President and General Counsel, Electronic Arts Inc.
Aug. 9, 2007 Bing Yeh, President & CEO, Silicon Storage Technology, Inc.
Aug. 9, 2007 Kathy Lanterman, Senior Vice President, CFO, Silicon Graphics, Inc.
Aug. 9, 2007 Rick Stewart, CEO, Amarin Corporation plc
Aug. 3, 2007 Ryan L. Ellis, Executive Director, American Shareholders Association, Washington, District of Columbia
Aug. 3, 2007 Albert A. Pimentel, Executive Vice President and Chief Financial Officer, Glu Mobile Inc.
Aug. 3, 2007 Eric A. Blanehard, Senior Vice President, General Counsel and Secretary, United Stationers Supply Company
Aug. 2, 2007 Betsy Atkins
Jul. 31, 2007 Daniel R. Coker, President & CEO, Amerigon Incorporated
July 10, 2007 Mark L. Heimbouch, Chief Financial Officer and EVP, Jackson Hewitt Tax Service Inc.
May 22, 2007 Alan Spachman, Naples, Fl.
May 22, 2007 Shayn Carlson, Director of Investor Relations, G&K Services, Minnetonka, Minnesota
May 22, 2007 Faith Pomeroy-Ward, Manager, Investor Relations, Adams Respiratory Therapeutics, Chester, New Jersey
May 21, 2007 Edward J. Resch, Executive Vice President and Chief Financial Officer, State Street Corporation
May 21, 2007 Stephen M. Klein, J.D., Chairman and Chief Executive Officer, Omni National Bank, Atlanta, Georgia
May 21, 2007 Will Matthews
May 17, 2007 Larry A. Mizel, Chairman and CEO, M.D.C. Holdings, Inc.
May 15, 2007 Jack R. Hartung, Chief Finance and Development Officer, Chipotle Mexican Grill, Inc.
May 14, 2007 Carol Kaufman, Sr. VP Legal Affairs, The Cooper Companies, Inc.
May 9, 2007 M. Farooq Kathwari, Chairman, President and CEO, Ethan Allen Interiors, Inc.
May 9, 2007 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
May 8, 2007 Jack Sennott, Senior Vice President and Chief Financial Officer, Darwin Professional Underwriters, Inc.
May 8, 2007 Bart J. Ward, Chief Executive Officer, Ward & Company, Anoka, Minnesota
May 4, 2007 Craig D. Mallick, Corporate Secretary, United States Steel Corporation
May 2, 2007 Michael Tenenbaum, PE, Trustee, Strategic Technologies Employees Pension Fund Trust
Apr. 16, 2007 James C. Smith, Chairman and CEO, Webster Financial Corporation
Apr. 8, 2007 Eric W. Nodiff, Sr. V.P. and General Counsel, Cantel Medical Corp.
Apr. 5, 2007 Mary J. McGinn, Secretary and Deputy General Counsel, Allstate Corporation
Apr. 4, 2007 Steve S. Fishman, Chairman, Chief Executive Officer, Big Lots, Inc.
Apr. 3, 2007 David M. Brain, President and CEO, Entertainment Properties Trust
Apr. 2, 2007 Clifton H. Morris, Jr., Chairman, AmeriCredit Corp.
Mar. 30, 2007 Cathy Burzik, President and Chief Executive Officer, Kinetic Concepts, Inc.
Mar. 29, 2007 Edward W. Moore, Vice President, General Counsel & Secretary, RPM International Inc.
Mar. 29, 2007 Leo Liebowitz, Chairman and Chief Executive Officer, Getty Realty
Mar. 28, 2007 Timothy J. O'Donovan, Chairman of the Board, Chief Executive Officer, Wolverine World Wide, Inc.
Mar. 28, 2007 Jason Korstange, SVP, Director of Corporate Communications, TCF Financial Corporation
Mar. 28, 2007 Edward F. Tancer, Vice President & General Counsel, FPL Group, Inc.

 

http://www.sec.gov/comments/4-533/4-533.shtml

Modified: 03/27/2008