SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Proposed Rule:
Broker-Dealer Registration and Reporting

(Release No. 34-41351; File No. S7-16-99)

http://www.sec.gov/rules/proposed/s71699.shtml


Modified: 05/18/1999