Date: July 22, 2020
Title: Statement at Open Meeting on Exemptions from the Proxy Rules for Proxy Voting Advice and Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 21, 2020
Title: Not Braking and Breaking
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: July 16, 2020
Title: Remarks at the Special Meeting of the Asset Management Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 9, 2020
Title: Remarks at the Emerging Markets Roundtable
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 25, 2020
Title: Statement on Amendments to the Volcker Rule “Covered Fund” Provisions
Speaker:
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type: Statement
Date: June 18, 2020
Title: Remarks at the Virtual Small Business Forum
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 16, 2020
Title: Introductory Remarks: Municipal Securities Disclosure Conference
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 1, 2020
Title: Opening Remarks at the Meeting of the Fixed Income Market Structure Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 21, 2020
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 15, 2020
Title: Statement of Hester M. Peirce in Response to Release No. 34-88890; File No. S7-13-19
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 8, 2020
Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 6, 2020
Title: Statement on Equity Market Data Governance Reforms
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 4, 2020
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 21, 2020
Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 8, 2020
Title: Statement on Securities Offering Reform for Closed-End Investment Companies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 2, 2020
Title: Remarks at Special Meeting of the SEC Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 12, 2020
Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 4, 2020
Title: Statement on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 26, 2020
Title: Dissenting Statement of Hester M. Peirce in Response to Release No. 34-88284; File No. SR-NYSEArca-2019-39
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 17, 2020
Title: Commission Statement on the Passing of Former Chairman David S. Ruder
Speaker:
Chairman Jay Clayton
Type: Statement
Date: Feb. 14, 2020
Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stocks
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 6, 2020
Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Jan. 30, 2020
Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 30, 2020
Title: Statement on Proposed Amendments to the Volcker Rule “Covered Fund” Provisions
Speaker:
Commissioners Elad L. Roisman and Hester M. Peirce
Type: Statement
Date: Jan. 14, 2020
Title: Opening remarks at the the Inaugural Meeting of the Asset Management Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 8, 2020
Title: Notice of Proposed Order Regarding the Creation of a New Consolidated Market Data Plan for Equity Market Data
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 19, 2019
Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board
Speaker:
Chairman Jay Clayton
Type: Statement
Date: Dec. 18, 2019
Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 18, 2019
Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 18, 2019
Title: Statement at Open Meeting on Amending the “Accredited Investor” Definition
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 12, 2019
Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 26, 2019
Title: Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices
Speaker:
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type: Statement
Date: Nov. 5, 2019
Title: Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 5, 2019
Title: Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 4, 2019
Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Oct. 3, 2019
Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Type: Statement
Date: Sept. 13, 2019
Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Aug. 21, 2019
Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 14, 2019
Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 7, 2019
Title: Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: July 30, 2019
Title: Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 28, 2019
Title: Baby on Board: Remarks before the Society for Corporate Governance National Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 21, 2019
Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 18, 2019
Title: Scarlet Letters: Remarks before the American Enterprise Institute
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: June 10, 2019
Title: Exchanging Views on Exchange-Traded Funds
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: June 5, 2019
Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 31, 2019
Title: Remarks at the SEC’s FinTech Forum
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 21, 2019
Title: A Quarter Century of Exchange-Traded Fun!
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 17, 2019
Title: Sunsets, Russets, and Rule Resets
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 16, 2019
Title: Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
