Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks at Investor Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Joint Statement on the Departure of Sagar Teotia Speaker: Commissioner Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility Speaker:

Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

 Type:Statement
Date: Title: Statement on Designation of Commissioner Lee as Acting Chairman Speaker:

Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

 Type:Statement
Date: Title: Concurrence in the Matter of Wireline, Inc. Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel Speaker:

Acting Chairman Elad L. Roisman
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw

 Type:Statement
Date: Title: Commission Statement on the Passing of Jacob Stillman Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Departure of Chairman Jay Clayton Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Designation of Commissioner Roisman as Acting Chairman Speaker: Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Investment Adviser Marketing Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Market Data Infrastructure: Open Meeting Statement Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Tradenet Capital Markets Ltd. Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: CFTC-SEC Joint Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Amendments to the Commission's Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Remarks at the 7th Annual Conference on Financial Market Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement on the Adoption of Amendments to Exchange Act Rule 15c2-11 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on SEC Settlement Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement at Open Meeting on Modernization of Regulation S-K 101, 103, and 105 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement at Open Meeting on Publication of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Tailored Shareholder Reports Speaker: Commissioner Hester M. Peirce
Type:Statement
201 to 250 of 343 items