Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
Speaker
|
|||
---|---|---|---|
Date: | Title: Staff Statement Regarding Nasdaq Rule Proposal |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Joint Statement Regarding Complex Financial Products and Retail Investors |
Speaker:
Chairman Jay Clayton; Dalia Blass, Director, Division of Investment Management; William Hinman, Director, Division of Corporation Finance; Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Joint Statement Regarding New FAQs for Form CRS [1] |
Speaker:
Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress |
Speaker:
Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting |
Type:Statement |
Date: | Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets |
Speaker:
Jay Clayton, Chairman |
Type:Statement |
Date: | Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Modernizing U.S. Equity Market Structure |
Speaker:
Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets |
Type:Speech |
Date: | Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets[1] |
Type:Speech |
Date: | Title: Equity Market Structure 2019: Looking Back & Moving Forward |
Speaker:
Chairman Jay Clayton Brett Redfearn, Director, Division of Trading and Markets |
Type:Speech |
Date: | Title: Statement on Enhancing Order Handling Disclosures |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Type:Statement |
Date: | Title: Statement on Status of the Consolidated Audit Trail |
Speaker:
Brett Redfearn, Director, SEC Division of Trading and Markets |
Type:Statement |
Date: | Title: Remarks at the FINRA Annual Conference |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Type:Speech |
Date: | Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets |
Type:Speech |