Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Paul A. Beswick

Acting Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference Announcing Charges in a $276 Million Insider Trading Scheme Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference Call About Enforcement Actions Against J.P. Morgan and Credit Suisse Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference About Enforcement Actions Against BP Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Briefing About SEC-DOJ FCPA Guide Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the Financial Stability Oversight Council Meeting Speaker:

Chairman Mary L. Schapiro

 Type:Speech
Date: Title: Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium Speaker:

Chairman Mary L. Schapiro

 Type:Speech
Date: Title: Keynote Address at the National Society of Compliance Professionals National Meeting Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Conflicts of Interest and Risk Governance Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations*

 Type:Speech
Date: Title: Speech by SEC Commissioner: Enhancing Disclosure in the Municipal Securities Market: What Now? Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: The Expanded Role of Economists in SEC Rulemaking Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: “Market 2012: Time for a Fresh Look at Equity Market Structure and Self-Regulation” Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks to American Bar Association International Section Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Introductory Remarks at SEC's Market Technology Roundtable Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Commissioner: Bringing Municipal Bond Trading Into the Light Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Crisis and Conflicts Speaker:

Ethiopis Tafara

Director, Office of International Affairs
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: "SEC Priorities in Perspective" Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at Third SAIS Global Conference on Women in the Boardroom Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Working to Achieve the American Dream: Remarks to the Hispanic Bar Association of the District of Columbia Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks Regarding the Fixed Income Markets at the Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Georgetown University McDonough School of Business

 Type:Speech
Date: Title: Slide Presentation (PDF): Update from the Division of Corporation Finance, 2012 AICPA National Conference on Banks & Savings Institutions Speaker:
Stephanie Ciboroski, Mark Shannon
 Type:Speech
Date: Title: Remarks Before the 2012 American Accounting Association Annual Meeting - Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop – Investors are counting on all of us Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on "The Shape of Things to Come" Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Pension Funds as Owners and Investors: A Voice for Working Families Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks to the IRI 2012 Government, Legal & Regulatory Conference Speaker:

Susan Nash

Associate Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Investor Advisory Committee
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at the Meeting of the Investor Advisory Committee Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Outline of Dodd-Frank Act and JOBS Act Speaker:

Lori Schock
Director, Office of Investor Education and Advocacy

InvestEd 2012

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks at the Conference on Current Topics in Financial Regulation, organized by the Center for the Study of Financial Regulation, University of Notre Dame Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Risk Assessment at the U.S. Securities & Exchange Commission Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks Before the Financial Accounting Foundation's 2012 Annual Board of Trustees Dinner Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at AICPA Council Spring Meeting Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 37th International Organization of Securities Commissions Annual Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Staff: What SEC Registration Means for Hedge Fund Advisers Speaker:

Norm Champ

Deputy Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Staff: Address at the Private Equity International Private Fund Compliance Forum Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Summary of Remarks at a Meeting of OTC Derivatives Regulators Speaker:
Chairman Mary L. Schapiro
 Type:Speech
Date: Title: Remarks before AusBiotech Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks to the American Chamber of Commerce in Australia Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks to the IFRS Taxonomy Annual Convention 2012 Speaker:

Mike Starr

Deputy Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 44th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at the SIFMA C&L Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 Mutual Funds and Investment Management Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
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