Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Enhancing Our Equity Market Structure Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Speaker:

Kevin M. Stout

Senior Associate Chief Accountant

 Type:Speech
Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Andrew Ceresney

Director of the Division of Enforcement

 Type:Speech
Date: Title: Remarks at the Financial Accounting Foundation Trustees Dinner Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Three Key Pressure Points in the Current Enforcement Environment Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Remarks to the First Annual Conference on the Regulation of Financial Markets Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks at the 46th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks to the Council of Institutional Investors Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Spreading Sunshine in Private Equity Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: Looking at Corporate Governance from the Investor’s Perspective Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: What Drives the Complexity and Speed of our Markets? Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: The Future of Capital Formation Speaker:

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

 Type:Speech
Date: Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting Speaker:

Keith F. Higgins

Director, Division of Corporation Finance

 Type:Speech
Date: Title: Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: NASAA and the SEC: Presenting a United Front to Protect Investors Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks Before the SEC / Academy of Finance Student Shadowing Program Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks before the 5th Annual DCIIA Public Policy Forum Speaker:

David W. Grim

Deputy Director, Division of Investment Management[1]

 Type:Speech
Date: Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Keynote Address - SIFMA Compliance & Legal Society Annual Seminar Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at the 2014 Angel Capital Association Summit Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

 Type:Speech
Date: Title: Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Perspectives on Strengthening Enforcement Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Protecting the Retail Investor Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

 Type:Speech
Date: Title: Encouraging Economic Discourse Speaker:

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

 Type:Speech
Date: Title: Remarks to the 2014 Mutual Funds and Investment Management Conference Speaker:

Norm Champ

Director, Division of Investment Management[*]

 Type:Speech
Date: Title: Remarks to the 2014 IAA Investment Adviser Compliance Conference Speaker:

Norm Champ
Director, Division of Investment Management

 Type:Speech
Date: Title: People Handling Other Peoples’ Money Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: Remarks to the PLI Investment Management Institute Speaker:

Norm Champ
Director, Division of Investment Management

 Type:Speech
Date: Title: Remarks at AIMA Global Policy & Regulatory Forum Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014 Speaker:

Paul Beswick
Chief Accountant
Office of the Chief Accountant

 Type:Speech
Date: Title: An Open Letter to the SEC Staff Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Addressing Known Risks to Better Protect Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Chairman’s Address at SEC Speaks 2014 Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks before Trader Forum 2014 Equity Trading Summit Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks on the Volcker Rule’s Market Making Exemption Speaker:

John Ramsay
Acting Director
Division of Trading and Markets

 Type:Speech
Date: Title: Protecting the Financial Future of Seniors and Retirees Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: The SEC in 2014 Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Advancing and Defending the SEC’s Core Mission Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
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