Speeches and Statements
Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:
Speeches and Statements Table
Speaker
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Date: | Title: An Update on FY 2020 Results – Remarks at SEC Speaks |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Remarks at U.S. Treasury Market Conference |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Keynote Address: Regulating with our Eyes on the Future |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Type:Speech |
Date: | Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference |
Speaker:
Commissioner Allison Herren Lee
|
Type:Speech |
Date: | Title: Remarks at the 7th Annual Conference on Financial Market Regulation |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement |
Speaker:
Stephanie Avakian, Director, Division of Enforcement |
Type:Speech |
Date: | Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Speech: PLI Investment Management Institute |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Type:Speech |
Date: | Title: Not Braking and Breaking |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Keynote Speech at the Society for Corporate Governance National Conference |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Modernizing U.S. Equity Market Structure |
Speaker:
Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets |
Type:Speech |
Date: | Title: Remarks to the Financial Stability Oversight Council |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Keynote Address: Securities Enforcement Forum West 2020 |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Type:Speech |
Date: | Title: Speech at the Council of Institutional Investors’ (“CII”) Conference |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: |
Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors Remarks before the Investment Adviser Association Compliance Conference 2020 |
Speaker:
Commissioner Allison Herren Lee
|
Type:Speech |
Date: | Title: The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future |
Speaker:
Jessica Kane |
Type:Speech |
Date: | Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Myths and Realities: Modernizing the Proxy Rules |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Learning from Miami’s Emprendimientos |
Speaker:
Martha Miller, Director, Advocate for Small Business Capital Formation |
Type:Speech |
Date: | Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sagar Teotia, Chief Accountant |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Vassilios Karapanos, |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Susan M. Mercier |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Louis J. Collins, Professional Accounting Fellow, Office of the Chief Accountant |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Lauren K. Alexander |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Aaron Shaw, Professional Accounting Fellow, Office of the Chief Accountant |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jamie N. Davis, |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Nipa Patel |
Type:Speech |
Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Erin Bennett, Professional Accounting Fellow, Office of the Chief Accountant |
Type:Speech |
Date: | Title: Remarks at the Elder Justice Coordinating Council Fall 2019 Meeting |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Keynote Address — 2019 ICI Securities Law Developments Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Type:Speech |
Date: | Title: Remarks to the Greater Cincinnati Mutual Fund Association |
Speaker:
Alison Staloch, Chief Accountant, Division of Investment Management |
Type:Speech |
Date: | Title: Modernizing our Regulatory Framework: Focus on Authority, Expertise and Long-Term Investor Interests |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Government Finance Officers Association (GFOA) Mini-Muni Conference Welcome Remarks |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Keynote Address - ALI CLE 2019 Conference on Life Insurance Company Products |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Type:Speech |
Date: | Title: What You Don’t Know Can Hurt You |
Speaker:
|
Type:Speech |
Date: | Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Opening Remarks at Conversations on Raising Capital for Businesses of Color at Morehouse College |
Speaker:
Martha Miller, Director, Advocate for Small Business Capital Formation |
Type:Speech |
Date: | Title: Dual-Class Shares: A Recipe for Disaster |
Speaker:
Rick Fleming, Investor Advocate |
Type:Speech |
Date: | Title: Start Off by Making Your Bed: Translating Military Lessons to Entrepreneurship |
Speaker:
Martha Miller, Director, Advocate for Small Business Capital Formation |
Type:Speech |
Date: | Title: Introduction of AG William Barr at the Criminal Coordination Conference |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Remarks at the U.S. Treasury Market Conference |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of our Markets and the Changing Structure on which they are Built |
Speaker:
Commissioner Elad L. Roisman
|
Type:Speech |
Date: | Title: Remarks at Central Michigan University |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 |
Speaker:
Commissioner Hester M. Peirce
|
Type:Speech |
Date: | Title: Remarks to the Economic Club of New York |
Speaker:
Chairman Jay Clayton
|
Type:Speech |
Date: | Title: Remarks before the AICPA National Conference on Banks & Savings Institutions |
Speaker:
Sagar Teotia, Chief Accountant |
Type:Speech |
Date: | Title: Keynote Speech at Southeastern Securities Conference 2019 |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Type:Speech |