Comments on Proposed Rule:
Registration Under the Advisers Act of Certain Hedge Fund Advisers
[Release No. IA-2266; File No. S7-30-04]
- Leighton Strader, Virginia Ventures, LLC, December 13, 2004 (File name: s73004-174.pdf)
- Paul R. Davis, attorney, Boston, Massachusetts, November 7, 2004 (File name: prdavis9213.htm)
- Gary Gores, Burkeville, Texas, November 5, 2004 (File name: ggores110504.htm)
- W. Nieves, October 26, 2004 (File name: wnieves102604.htm)
- Duncan Horn, October 25, 2004 (File name: dhorn102504.htm)
- Paul W. Dent, October 25, 2004 (File name: pwdent102504.htm)
- Jason Flora, President, 1-Stop Rental Inc., October 25, 2004 (File name: jflora102504.htm)
- Don Waldecker, October 25, 2004 (File name: dwaldecker102504.htm)
- Don Johnson, October 25, 2004 (File name: djohnson102504.htm)
- Russell Lukes, Key West, Florida, October 25, 2004 (File name: rlukes102504.htm)
- Reza Vishkai, October 25, 2004 (File name: rvishkai102504.htm)
- Memorandum from the Office of Commissioner Paul S. Atkins regarding various meetings with representatives from the Managed Funds Association, October 25, 2004 (File name: hpmemo102504.pdf)
- Jason Flora, President, 1-Stop Rental Inc., October 25, 2004 (File name: jflora102504.pdf)
- Sharon Brown-Hruska, Acting Chairman, Commodity Futures Trading Commission, October 22, 2004 (File name: sbhruska102204.pdf)
- Managed Funds Association, October 22, 2004 (File name: mfa102204.pdf)
- Brian T. Borders, Counsel to the National Venture Capital Association, Borders Law Group, October 21, 2004 (File name: btborders102104.pdf)
- Memorandum from the Office of Commissioner Campos regarding a meeting with representatives from MFA,
Patton Boggs, and Schulte Roth & Zabel, LLP, October 21, 2004 (File name: ccmemo1021004.pdf)
- Managed Funds Association, October 18, 2004 (File name: mfa101804.pdf)
- Franklin L. Widmann, NASAA President and Chief, New Jersey Bureau of Securities, October 18, 2004 (File name: flwidmann101804.pdf)
- Shahn Barkhordarian, individual invester, Los Angeles, October 13, 2004 (File name: sbarkhordarian5378.htm)
- John G. Gaine, President, Managed Funds Association, October 12, 2004 (File name: jggaine101204.pdf)
- Rebecca McEnally, Ph.D., CFA, Vice President, CFA Institute Center for Financial Market Integrity, September 30, 2004 (File name: rmcenally093004.pdf)
- Dixie L. Johnson, Chair, Committee on Federal Regulation of Securities; Diane E. Ambler, Co-Chair, Task Force on Hedge Fund Regulation; Robert Todd Lang, Co-Chair, Task Force on Hedge Fund Regulation, Section of Business Law, American Bar Association, September 28, 2004 (File name: aba092804.pdf)
- Nelson J. Lacey, Ph.D., Professor of Finance, Amherst, Massachusetts, September 28, 2004 (File name: njlacey9763.htm)
- Phillip Goldstein, President, Opportunity Partners L.P.; General Partner, Kimball & Winthrop, Inc., September 25, 2004 (File name: pgoldstein092504.pdf)
-
Joseph H. Omansky, President, Sky Fund LLC, SkyRank System of Hedge Fund Ratings, New Brunswick, New Jersey, September 24, 2004 (File name: jhomansky1880.htm)
- Gary Palmer, Chief Executive, Dublin Funds Industry Association, September 20, 2004 (File name: s73004-157.pdf)
- Orin S. Kramer, Chairman, New Jersey State Investment Council, September 17, 2004 (File name: oskramer091704.pdf)
- Turkish Institutional Investment Managers' Association, September 16, 2004 (File name: kyd091604.pdf)
- Prem Itharat, Hartsdale, New York, September 16, 2004 (File name: pitharat5230.htm)
- S. Waters, September 16, 2004 (File name: swaters9240.htm)
- Paul N. Roth, Schulte Roth & Zabel LLP, September 15, 2004 (File name: schulte091504.pdf)
- Kleinberg, Kaplan, Wolff & Cohen, P.C., September 15, 2004 (File name: kkwc091504.pdf)
- Kevin Artigliere, September 15, 2004 (File name: kartigliere091504.htm)
- Guy P. Lander, September 15, 2004 (File name: gplander091504.pdf)
- Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, September 15, 2004 (File name: rmwhiting091504.pdf)
- Tim Schnurr, Amaranth LLC, September 15, 2004 (File name: tschnurr091504.htm)
- Mary Reynolds, Chair, Graduate Students and Employees Organization and Phoebe Rounds, Undergraduate Organzing Committee, Yale University, September 15, 2004 (File name: mreynolds091504.pdf)
- Marco V. Masotti, Chair, Committee on Private Investment Funds, Association of the Bar of The City of New York, September 15, 2004 (File name: mvmasotti091504.pdf)
- Jonathan J. Fisher, General Counsel, Silver Creek SV, L.L.C., September 15, 2004 (File name: jjfisher091504.pdf)
- The Greenwich Roundtable, September 15, 2004 (File name: greenwich0915.htm)
- Price Meadows Incorporated, September 15, 2004 (File name: price091504.pdf)
- Jones Day, September 15, 2004 (File name: jday091504.pdf)
- Mark F. Dalton, President, Tudor Investment Corporation, September 15, 2004 (File name: mfdalton091504.pdf)
- Marco V. Masotti, Chair, Committee on Private Investment Funds, September 15, 2004 (File name: s73004-55.pdf)
- Karl Wachter, General Counsel, Amaranth Advisors L.L.C., September 15, 2004 (File name: kwachter091504.pdf)
- David Wright, Director, European Commission, September 15, 2004 (File name: dwright091504.pdf)
- Adam R. Bolter, September 15, 2004 (File name: arbolter091504.pdf)
- Robert G. Pickel, Executive Director and CEO, International Swaps and Derivatives Association, Inc., September 15, 2004 (File name: rgpickel091504.pdf)
- Elizabeth R. Krentzman, General Counsel, Investment Company Institute, September 15, 2004 (File name: erkrentzman091504.pdf)
- Sheila C. Bair, Dean's Professor of Financial Regulatory Policy, University of Massachusetts-Amherst, September 15, 2004 (File name: scbair091504.pdf)
- Steffen Matthias, Secretary General, Fédération Européenne des Fonds et Sociétés d'Investissement, September 15, 2004 (File name: smatthias091504.pdf)
- Sheila A. Nicoll, Deputy Chief Executive, Investment Management Association, September 15, 2004 (File name: sanicoll091504.pdf)
- Patricia A. Poglinco and Robert B. Van Grover, Seward & Kissel LLP, September 15, 2004 (File name: poglinco091504.pdf)
- Chapman and Cutler LLP, September 15, 2004 (File name: chapman091504.pdf)
- Jeffrey R. Neufeld, September 15, 2004 (File name: neufeld091504.pdf)
- Leon M. Metzger, Greenwich, Connecticut, September 15, 2004 (File name: lmmetzger091504.pdf)
- David Hirschmann, Senior Vice President, U.S. Chamber of Commerce, September 15, 2004 (File name: dhirschmann091504.pdf)
- Christopher Fawcett, Chairman and Dermot Butler, Deputy Chairman, Alternative Investment Management Association Limited, September 15, 2004 (File name: aima091504.pdf)
- Ilyaas Meeran, Pottsville, Pennsylvania, September 15, 2004 (File name: imeeran4808.htm)
- Bryan Gordon, Managing Director, Madison Capital Management, LLC, September 15, 2004 (File name: bgordon091504.pdf)
- Chris Strom, September 15, 2004 (File name: cstrom4163.htm)
- Sean M. Caplice, Gunderson Dettmer, September 15, 2004 (File name: smcaplice091504.pdf)
- National Venture Capital Association, September 15, 2004 (File name: national091504.pdf)
- Ruibin Meng, Ph.D., Armonk, New York, September 15, 2004 (File name: rmeng2010.htm)
- David Thayer, September 15, 2004 (File name: thayer091504.pdf)
- Max Rottersman, President of Fund Forensics, Hanover, New Hampshire, September 15, 2004 (File name: mrottersman5801.htm)
- Daniel J. Hammond, Chief Financial Officer, Millrace Asset Group, Inc., September 15, 2004 (File name: djhammond091504.pdf)
- John Van, CFO/Senior Vice President, Van Hedge Fund Advisors, LLC, September 15, 2004 (File name: van091504.pdf)
- Audrey C. Talley, Partner, Drinker Biddle & Reath LLP, September 15, 2004 (File name: actalley091504.pdf)
- Dechert LLP, September 15, 2004 (File name: dechert091504.pdf)
- Laurence Penn, Managing Director, Ellington Management Group LLC, September 15, 2004 (File name: lpenn091504.pdf)
- John G. Gaine, President, Managed Funds Association, September 15, 2004 (File name: jggaine091504.pdf)
- Nora M. Jordan, Danforth Townley, Marlene Alva, Yukako Kawata, and Leor Landa, Davis Polk & Wardwell, September 15, 2004 (File name: nora091504.pdf)
- Rodney C. Pitts, September 15, 2004 (File name: rcpitts091504.pdf)
- Christopher M. Wells and Marilyn Selby Okoshi, Coudert Brothers LLP, September 15, 2004 (File name: wells091504.pdf)
- Joel Harary, Scarsdale, New York, September 15, 2004 (File name: jharary3610.htm)
- Cassie Steinfeldt, September 15, 2004 (File name: csteinfeldt1563.htm)
- Melissa A. Kadiri, Rye Brook, New York, September 15, 2004 (File name: makadiri2294.htm)
- Paul Smith, September 15, 2004 (File name: psmith7407.htm)
- Susanne V. Clark, attorney, Greenwich, Connecticut, September 15, 2004 (File name: svclark3836.htm)
- Tseng Chow, Stamford, Connecticut, September 15, 2004 (File name: tchow5501.htm)
- Jooho Lee, financial analyst, New York, New York, September 15, 2004 (File name: jlee5013.htm)
- Harsha Kalidindi, New York, New York, September 15, 2004 (File name: hkalidindi2543.htm)
- John J. Rynne, Ridgefield, Connecticut, September 15, 2004 (File name: jjrynne9180.htm)
- Thomas R. Harrer, Greenwich, Connecticut, September 15, 2004 (File name: trharrer5326.htm)
- Ela Krycia, student, Norwalk, Connecticut, September 15, 2004 (File name: ekrycia2987.htm)
- Erik D. Hals, Amaranth LLC, Greenwich, Connecticut, September 15, 2004 (File name: edhals8499.htm)
- Jessica Whelan, September 15, 2004 (File name: jwhelan8759.htm)
- James L. Visconti, Danbury, Connecticut, September 15, 2004 (File name: jlvisconti1947.htm)
- Dennis Fallanca, New Milford, Connecticut, September 15, 2004 (File name: dfallanca9192.htm)
- Edward L. Rowe, Jr., South Norwalk, Connecticut, September 15, 2004 (File name: elrowe1982.htm)
- Adam B. Glassman, Greenwich, Connecticut, September 15, 2004 (File name: abglassman2820.htm)
- Abraham B. Kunin, Bronxville, New York, September 15, 2004 (File name: abkunin9753.htm)
- Jason Nagy, Derivative Operations Manager, Washington Twp, New Jersey, September 15, 2004 (File name: jnagy5744.htm)
- Greg E. Brooks, Armonk, New York, September 15, 2004 (File name: gebrooks5073.htm)
- Ellen F. Glynn, CPA, Stamford, Connecticut, September 15, 2004 (File name: efglynn2598.htm)
- John R. Fusek, New Canaan, Connecticut, September 15, 2004 (File name: jrfusek4736.htm)
- Harry Sardanis, commodity trader, New York, New York, September 15, 2004 (File name: hsardanis1745.htm)
- Gregory J. Bazarian, Greenwich, Connecticut, September 15, 2004 (File name: gjbazarian2239.htm)
- Damir Durkovic, operations manager, Darien, Connecticut, September 15, 2004 (File name: ddurkovic6131.htm)
- Linda K. Swanger, entrepreneur, Stamford, Connecticut, September 15, 2004 (File name: lkswanger9280.htm)
- Wade Wilson, Ph.D., September 15, 2004 (File name: wwilson9253.htm)
- W. Hardy Callcott, September 15, 2004 (File name: whcallcott091504.pdf)
- Alexander Dzerneyko, trader, New York, New York, September 15, 2004 (File name: adzerneyko8049.htm)
- Rita M. Molesworth, Chair, Committee on Futures Regulation of the Association of the Bar of
the City of New York, September 15, 2004 (File name: s73004-35.pdf)
- James Chanos, President, Kynikos Associates, September 15, 2004 (File name: s73004-52.pdf)
- Christopher Fawcett, Chairman and Dermot Butler, Deputy Chairman, Alternative lnvestment Management Association Limited, September 15, 2004 (File name: s73004-54.pdf)
- Mark F. Dalton, President, Tudor Investment Corporation, September 15, 2004 (File name: s73004-56.pdf)
- Beverly J. DeRouchey, CFA, Managing Director, Long Trail Capital, LLC, September 14, 2004 (File name: s73004-50.pdf)
- Lee E. Zimmerman, CAE, Executive Director, Investment Management Consultants Association, September 14, 2004 (File name: s73004-51.pdf)
- Venkat Swarna, September 14, 2004 (File name: vswarna7523.htm)
- Katten Muchin Zavis Rosenman, September 14, 2004 (File name: rosenman091404.pdf)
- Daniel J. Roth, President and Chief Executive Officer, National Futures Association, September 14, 2004 (File name: djroth091404.pdf)
- Robert W. Helm, Vice-Chair, International Bar Association, September 14, 2004 (File name: rwhelm091404.pdf)
- David G. Tittsworth, Executive Director and Caroline Schaefer, Associate General Counsel, Investment Counsel Association of America, September 14, 2004 (File name: dgtittsworth091404.pdf)
- Alexander Smith-Ryland, Hennessee Group LLC, September 14, 2004 (File name: ryland091404.pdf)
- Tannenbaum Helpern Syracuse & Hirschtritt LLP, September 14, 2004 (File name: thsh091404.pdf)
- David R. Sawyier, September 14, 2004 (File name: drsawyier091404.pdf)
- Deborah Tuchman, Skadden, Arps, Slate, Meagher & Flom LLP, September 14, 2004 (File name: tuchman091404.pdf)
- Joseph M. Barbeau, Gibson, Dunn & Crutcher LLP, September 13, 2004 (File name: jmbarbeau091304.pdf)
- Roger D. Blanc, Daniel Schloendorn, and Emily M. Zeigler, Willke, Farr & Gallagher LLP, September 13, 2004 (File name: zeigler091304.pdf)
- Mark J. Kenyon, President and CEO, Union Bancaire Privée Asset Management LLC, September 13, 2004 (File name: mjkenyon091304.pdf)
- Venkat Swarna, September 13, 2004 (File name: vswarna091304.pdf)
- Jeffrey S. Dabbs, CFA, CFO, Blanco Partners LP, September 13, 2004 (File name: jsdabbs091304.pdf)
- Arnold D. Scott, September 13, 2004 (File name: adscott091304.pdf)
- Paul Allens, September 12, 2004 (File name: pallens2938.htm)
- David Patch, September 10, 2004 (File name: dpatch9032.htm)
- Rodney C. Pitts, September 10, 2004 (File name: rcpitts091004.pdf)
- Phillip Goldstein, President, Opportunity Partners L.P.; General Partner, Kimball & Winthrop, Inc., September 10, 2004 (File name: pgoldstein091004.pdf)
- Paul, Hastings, Janofsky & Walker LLP, September 10, 2004 (File name: paulhastings091004.pdf)
- The Management Committee of Cumberland Associates LLC, September 9, 2004 (File name: mcca090904.pdf)
- Board of Trustees, The Greenwich Roundtable, September 9, 2004 (File name: s73004-49.pdf)
- C. Peter Marin, CFA, Superior Capital Management LLC, Managing Member, September 8, 2004 (File name: cpmarin090804.pdf)
- Wilmer Cutler Pickering Hale and Dorr LLP, September 8, 2004 (File name: wilmer090804.pdf)
- Mark Silber, Vice President, Renaissance Technologies Corp., September 7, 2004 (File name: renaissance090704.pdf)
- Stroock & Stroock & Lavan LLP, September 2, 2004 (File name: sslavan090204.pdf)
- James E. Mitchell, attorney at law, Costa Mesa, California, September 1, 2004 (File name: s73004-44.pdf)
- Memorandum from the Office of Commissioner Glassman regarding a meeting with representatives from the Clinton Group, Inc, September 1, 2004 (File name: memo090104.pdf)
- Burton D. Sheppard, President, The Rankings Service, September 1, 2004 (File name: bdsheppard090104.pdf)
- David Goldstein, White & Case LLP, August 31, 2004 (File name: dgoldstein083104.pdf)
- Richard H. Rowe, Proskauer Rose LLP, August 31, 2004 (File name: s73004-38.pdf)
- Michael E. Strupp, Vice President, Denali Asset Management, LLLP, August 27, 2004 (File name: s73004-36.pdf)
- David Nierenberg, Nierenberg Investment Management Company, Inc., August 27, 2004 (File name: dnierenberg082704.pdf)
- Mark G. Heesen, President, National Venture Capital Association, August 27, 2004 (File name: mgheesen082704.pdf)
- Alex Cook, Managing Director, Offitt Hall Capital Management LLC, August 26, 2004 (File name: acook082604.htm)
- Myra Tatum, August 26, 2004 (File name: mtatum082604.htm)
- Joseph B. LaRocco, Esq., New Canaan, Connecticut, August 26, 2004 (File name: jblarocco3942.htm)
- George J. Mazin and David A. Vaughan, Dechert LLP, August 24, 2004 (File name: mazin082404.pdf)
- Selva F. Ozelli, Esquire., CPA, New York, New York, August 23, 2004 (File name: sfozelli6887.htm)
- Memorandum from the Division of Investment Management enclosing materials cited in footnotes 26, 52, 102 and 128 of the release, dated August 20, 2004 (File name: s73004-34.pdf)
- David K. Storrs, General Partner, Alternative Investment Group Services, L.P., August 20,2004 (File name: s73004-37.pdf)
- Ralph S. Saul, Philadelphia, Pennsylvania, August 18, 2004 (File name: s73004-32.pdf)
- A. Alex Porter, Porter, Felleman Inc., August 16, 2004 (File name: s73004-4.pdf)
- Rita M. Molesworth, Chair, Committee on Futures Regulation; and Marco V. Masotti, Chair, Committee on Private Investment Funds, Association of the Bar of the City of New York, August 17, 2004 (File name: abnyc081704.pdf)
- Bryan Cave LLP, August 16, 2004 (File name: bryancave081604.pdf)
- Managed Funds Association (MFA), Washington, DC; Chamber of Commerce of the United States, Washington, DC; The Alternative Investment Management Association Limited (AIMA), London, England; International Swaps and Derivatives Association, Inc. (ISDA), New York, New York; and Futures Industry Association (FIA); Washington, DC, August 13, 2004 (File name: mfa-ccus-aima-isda-fia081304.pdf)
- Jonathan Baird, Freshfields Bruckhaus Deringer, August 11, 2004 (File name: fbd081104.pdf)
- Rosalind D. Herman, President/CEO Insight Onsite Financial Solutions, Las Vegas, Nevada, August 10, 2004 (File name: rdherman1797.htm)
- Gregg D. Caplitz, CFP, MS, Woburn, Massachusetts, August 9, 2004 (File name: gdcaplitz2225.htm)
- Mark Acquino, August 8, 2004 (File name: macquino3339.htm)
- John Waller, August 8, 2004 (File name: jwaller5704.htm)
- Dan E. Novinger, Kearney, Missouri, August 8, 2004 (File name: denovinger8980.htm)
- Joseph L. Vidich, Manalapan Oracle Capital Group LLC, Spring Lake, New Jersey, August 7, 2004 (File name: jlvidich8659.htm)
- Steven D. Holzman, Managing Partner, Vantis Capital Management LLC, August 6, 2004 (File name: s73004-31.pdf)
- Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System, August 6, 2004 (File name: opers080604.pdf)
- Memorandum from the Office of Commissioner Atkins regarding a meeting with representatives from the Managed Funds Association ("MFA"), Sullivan and Cromwell, and outside counsel to the MFA, August 3, 2004 (File name: mfa080304.pdf)
- Memorandum from the Office of Commissioner Atkins regarding a July 22, 2004 meeting with the Clinton Group, dated August 3, 2004 (File name: clintongroup072204.pdf)
- Beth Dalton, Maynard Capital Partners, August 2, 2004 (File name: bdalton080204.htm)
- Shanah Glick, Richards Spears Kibbe & Orbe LLP, August 2, 2004 (File name: sglick080204.htm)
- John Waller, July 31, 2004 (File name: jwaller6479.htm)
- Keith H. Black, CFA, CAIA, Assistant Professor of Investments, Chicago, Illinois, July 30, 2004 (File name: khblack3589.htm)
- Raymond Hines, Jr., July 28, 2004 (File name: rhines072804.htm)
- Guy Judkowski, Hedgehog Capital, July 27, 2004 (File name: gjudkowski072704.htm)
- David Schroll, July 27, 2004 (File name: dschroll072704.htm)
- Robert M. Lam, Chairman, Pennsylvania Securities Commission, July 26, 2004 (File name: s73004-19.pdf)
- Eugene H. Barbee, retired manager, Eastman Kodak, Penn Yan, New York, July 26, 2004 (File name: ehbarbee5490.htm)
- William S. McGinness, Jr., attorney, Chattanooga, Tennessee, July 26, 2004 (File name: wsmcginness5819.htm)
- Pablo, July 25, 2004 (File name: pablo072504.htm)
- John A. Myer, attorney, Miami, Florida, July 24, 2004 (File name: jamyer4341.htm)
- David Patch, July 24, 2004 (File name: dpatch6541.htm)
- B.H. Bigg, Enid, Oklahoma, July 23, 2004 (File name: bhbigg072304.htm)
- Alex M. Paul, CFA, New Salem Capital, Chicago, Illinois, July 21, 2004 (File name: ampaul6422.htm)
- Derek Jaskulski, South Portland, Maine, July 16, 2004 (File name: djaskulski071604.htm)
- Steven D. Holzman, Managing Partner, Vantis Capital Management LLC, July 14, 2004 (File name: s73004-5.pdf)
- Joe Allebaugh, July 14, 2004 (File name: jallebaugh1015.htm)
- Lyn Batty, July 14, 2004 (File name: lbatty1024.htm)
http://www.sec.gov/rules/proposed/s73004.shtml