Comments on Concept Release:
Request for Comment on the Effects of Decimal Trading in Subpennies
[Release No. 34-44568; File No. S7-14-01]
- Comments of Christopher Nagy, Trading Director, Ameritrade, July 16, 2003 (File name: cnagy071603.pdf)
- Comments of Cameron Smith, General Counsel, The Island ECN Inc., December 18, 2001 (File name: smith1.htm)
- Comments of J. R. Leming, Brookhaven, Miss, December 15, 2001 (File name: leming1.txt)
- Comments of Michael T. Dorsey, Senior Vice President, General Counsel, Secretary, Knight Trading Group, Inc., December 4, 2001 (File name: dorsey1.htm)
- Comments of Josh Levine, December 3, 2001 (File name: levine1.txt)
- Comments of Donald D. Kittell, Executive Vice President, Securities Industry Association, November 21, 2001 (File name: kittell1.htm)
- Comments of Craig S. Tyle, General Counsel, Investment Company Institute, November 20, 2001
(File name: tyle1.htm)
- Comments of Carl Z. Giannone, November 19, 2001
(File name: giannone1.txt)
- Comments of Andrew A. Davis, Chairman and William R. Surman, Senior Vice President, The Rock Island Company, Chicago, IL, November 12, 2001
(File name: davis1.txt)
- Comments of William O'Brian, Senior Vice President and General Counsel, LLC on behalf of the ECN Sub-Committee of the Trading Issues Committee of the Security Traders Association, November 11, 2001 (File name: obrien1.htm)
- Comments of Terry L. March, President and CEO, Midwood Securities Inc., October 11, 2001
(File name: march1.pdf) with an Attachment. Both files are in PDF format
- Comments of Sean McGowan, August 16, 2001
(File name: mcgowan1.txt)
- Comments of David Blazer, NASD Executive Respresentative, Investors Resources Group Inc., August 15, 2001 (File name: blazer1.txt)
- Comments of Jeffrey H. King, Sr., CEO, Quaker Securities, Inc., August 9, 2001
(File name: king1.txt)
- Comments of Steve Dalton, Dalton Strategic Investment Services, Inc., August 9, 2001
(File name: dalton1.txt)
- Comments of Frank Yang, Mohegan Lake, NY, Aug 4, 2001 (File name: yang1.txt)
http://www.sec.gov/rules/concept/s71401.shtml