SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201

[Release No. 34-67237; File No. SR-NYSEArca-2012-66]


Mar. 26, 2013 Robert B. Bernstein, Eaton & Van Winkle LLP, on behalf of Southwire Company
Jan. 7, 2013 Janet Klein
Jan. 4, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets
Dec. 13, 2012 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets
Dec. 7, 2012 Robert B. Bernstein, Eaton & Van Winkle LLP
Dec. 5, 2012 Kevin M. O'Neill, Deputy Secretary, Securities and Exchange Commission
Nov. 16, 2012 Robert B. Bernstein, Vandenberg & Feliu LLP,on behalf of Southwire Company, Encore Wire Corporation, Luvata, AmRod, and RK Capital LLC
Nov. 6, 2012 Memorandum from the Division of Risk, Strategy and Financial Innovation
Sep. 27, 2012 Robert B. Bernstein, Vandenberg & Feliu LLP,on behalf of Southwire Company, Encore Wire Corporation, Luvata, AmRod, and RK Capital LLC
Sep. 14, 2012 Janet McGinness, Executive Vice President & Corporate Secretary, General Counsel, NYSE Markets
Sep. 12, 2012 Ira P. Shapiro, Managing Director, and Director, Legal and Compliance, BlackRock, Inc.
Sep. 12, 2012 Robert B. Bernstein, Vandenberg & Feliu LLP,on behalf of RK Capital LLC
Sep. 10, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Aug. 24, 2012 Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Jul. 18, 2012 Robert B. Bernstein, Vandenberg & Feliu LLP,on behalf of Southwire Company, Encore Wire Corporation, Luvata, AmRod, and RK Capital LLC

 

http://www.sec.gov/comments/sr-nysearca-2012-66/nysearca201266.shtml

Modified: 03/27/2013