|
|
 |
Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change Establishing Rules to Comply with the Requirements of the Plan to Implement a Tick Size Pilot Plan Submitted to the Commission pursuant to Rule 608 of Regulation NMS under the Act
[Release No. 34-76229; File No. SR-NYSE-2015-46]
|
|
|
| Apr. 25, 2016 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
| Feb. 18, 2016 | Mary Lou Von Kaenel, Managing Director, Financial Information Forum |
| Jan. 15, 2016 | Brendon J. Weiss, Co-Head, Government Affairs, Intercontinental Exchange, Inc., and John K. Kerin, CEO, Chicago Stock Exchange, Inc. |
| Dec. 18, 2015 | Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Nov. 5, 2015 | Mary Lou Von Kaenel, Managing Director, Financial Information Forum |
Meetings with SEC Officials
|
| Dec. 4, 2015 | Memorandum from the Office of the Chair regarding a December 4, 2015, meeting with representatives of The NASDAQ Stock Market LLC |
| Nov. 30, 2015 | Memorandum from the Office of the Chair regarding a November 24, 2015, meeting with representatives of Intercontinental Exchange (ICE) |
http://www.sec.gov/comments/sr-nyse-2015-46/nyse201546.shtml
|
