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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 303A.00, 303A.02(a) and 303A.05 of the Exchange's Listed Company Manual to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1

(Release No. 34-68011; File No. SR-NYSE-2012-49)


Jan. 10, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, NYSE Euronext
Dec. 7, 2012 Robert B. Lamm, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York
Nov. 14, 2012 Wilson Sonsini Goodrich & Rosati, P.C.
Nov. 5, 2012 Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters
Nov. 5, 2012 Brandon J. Rees, Acting Director, Office of Investment, AFL-CIO
Nov. 1, 2012 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Oct. 30, 2012 J. Robert Brown, Jr., University of Denver Sturm College of Law
Oct. 18, 2012 Thomas R. Moore, Vice President, Corporate Secretary and Chief Governance Officer, Ameriprise Financial, Inc.

 

 

http://www.sec.gov/comments/sr-nyse-2012-49/nyse201249.shtml

Modified: 01/11/2013