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Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NYSE Rule 619 to Clarify That Failure to Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent with Just and Equitable Principles of Trade
(Release No. 34-53599; File No. SR-NYSE-2005-18)
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Apr. 27, 2006 |
David Plimpton, Plimpton & Esposito, Cape Elizabeth, Maine |
Apr. 25, 2006 |
Robert S. Banks, Jr., Public Investors Arbitration Bar Association, Portland, Oregon |
Apr. 23, 2006 |
A. Daniel Woska, Esquire, Edmond, Oklahoma |
Apr. 20, 2005 |
Les Greenberg, Culver City, California |
Apr. 11, 2006 |
Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-nyse-2005-18/nyse200518.shtml
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