SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Adopt a New Extended Life Priority Order Attribute under Rule 4703, and to Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757

(Release No. 34-79428; File No. SR-NASDAQ-2016-161)


Apr. 24, 2017 Sean Bennett, AVP, Principal Associate General Counsel, Nasdaq, Inc.
Mar. 30, 2017 Stephen Berger, Managing Director, Government Regulatory Policy, Citadel Securities
Mar. 30, 2017 Joanna Mallers, Secretary, FIA Principal Traders Group
Mar. 3, 2017 Joseph Saluzzi and Sal Arnuk, Partners, Themis Trading LLC
Mar. 2, 2017 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC, New York, New York
Feb. 17, 2017 T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Feb. 17, 2017 T. Sean Bennett, Principal Associate General Counsel, Nasdaq, Inc.
Feb. 9, 2017 Venu Palaparthi, SVP, Compliance, Regulatory & Government Affairs, Virtu Financial
Dec. 28, 2016 Andrew Stevens, General Counsel, IMC Financial Markets
Dec. 27, 2016 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel Securities
Dec. 23, 2016 Joanna Mallers, Secretary, FIA Principal Traders Group
Dec. 22, 2016 Adam Nunes, Head of Business Development, Hudson River Trading LLC
Dec. 22, 2016 Eric Swanson, EVP, General Counsel and Secretary, Bats Global Markets, Inc.
Dec. 19, 2016 Joseph Saluzzi and Sal Arnuk, Partners, Themis Trading LLC, Chatham, New Jersey

 

http://www.sec.gov/comments/sr-nasdaq-2016-161/nasdaq2016161.shtml

Modified: 04/27/2017