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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Minimum Price-Improvement Standards Set Forth in NASD IM 2110-2, Trading Ahead of Customer Limit Order
(Release No. 34-56297; File No. SR-NASD-2007-041)
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| Sep. 3, 2007 | R. Cromwell Coulson, Chairman and CEO, Pink OTC Markets Inc. |
| Nov. 1, 2007 | Andrea Orr, Assistant General Counsel, FINRA, Washington, District of Columbia |
| Sep. 5, 2007 | Jess Haberman, Compliance Director, Fidessa Corp., New York, New York |
http://www.sec.gov/comments/sr-nasd-2007-041/nasd2007041.shtml
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