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Comments on BATS Rulemaking
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program
[Release No. 34-64781; File No. SR-BATS-2011-009]
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| Jul. 13, 2011 | Benjamin R. Londergan, CEO, Group One Trading L.P., Chicago, Illinois |
| Jun. 30, 2011 | Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association |
| Jun. 30, 2011 | Christopher Nagy, Managing Director Order Strategy, TD Ameritrade |
Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Create a Directed Order Program on a 6-Month Pilot Basis
[Release No. 34-64132; File No. SR-BATS-2011-009]
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| Jun. 29, 2011 | Jennifer M. Lamie, Assistant General Counsel, Chicago Board Options Exchange, Incorporated, Chicago, Illinois |
| Jun. 24, 2011 | Tom Wittman, President, NASDAQ OMX PHLX LLC, Philadelphia , Pennsylvania |
| Jun. 17, 2011 | Janet L. McGinness, Senior Vice President -legal & Corporate Secretary, Legal & Govemment Affairs, NYSE Euronext |
| Jun. 17, 2011 | Michael J. Simon, Secretary, International Securities Exchange, New York, New York |
| Jun. 13, 2011 | Anthony D. McCormick, Chief Executive Officer, Boston Options Exchange Group, LLC |
| Jun. 2, 2011 | Jeromee Johnson, BATS Exchange, Lenexa, Kansas |
| Apr. 27, 2011 | Angelo Evangelou, Assistant General Counsel, Legal Division, Chicago Board Options Exchange, Incorporated |
| Apr. 25, 2011 | John C. Nagel, Managing Director and General Counsel, Asset Management and Markets, Citadel LLC |
| Apr. 21, 2011 | Andrew Stevens, Legal Counsel, IMC Financial Markets |
| Apr. 21, 2011 | Janet L. McGinness, Senior Vice President & Corporate Secretary, Legal & Government Affairs, NYSE Euronext |
| Apr. 21, 2011 | Tom Wittman, President, NASDAQ OMX PHLX LLC, Philadelphia, Pennsylvania |
| Apr. 21, 2011 | Michael J. Simon, Secretary, International Securities Exchange, LLC, New York, New York |
| Apr. 21, 2011 | Kurt Eckert, Principal, Wolverine Trading LLC |
| Mar. 29, 2011 | Anthony D. McCormick, Chief Executive Officer, Boston Options Exchange Group, LLC |
http://www.sec.gov/comments/sr-bats-2011-009/bats2011009.shtml
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