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Comments on Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies
[Release No. 33-9222; File No. S7-22-11]
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| Jan. 31, 2012 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable; Robert Pickel, Chief Executive Officer, ISDA; and Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Dec. 8, 2011 | Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Investments |
| Aug. 22, 2011 | Bruce Bolander, Gibson, Dunn and Crutcher LLP, New York, New York |
| Jul. 25, 2011 | Scott Pintoff, General Counsel, GFI Group Inc., New York, New York |
| Jul. 4, 2011 | William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia |
| Jun. 22, 2011 | Lawrence J. Kramer, Bedford, New York |
| Jun. 21, 2011 | Thomas A. Prentice, Ph.D., San Marcos |
Meetings with SEC Officials
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| Oct. 17, 2011 | Memorandum from the Division of Corporation Finance regarding an October 17, 2011 meeting with representatives of GFI Group, Inc. |
http://www.sec.gov/comments/s7-22-11/s72211.shtml
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