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Comments on Exchange-Traded Funds
[Release No. 33-8901; File No. S7-07-08]
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| May 18, 2017 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Mar. 27, 2014 | Memorandum from the Division of Investment Management regarding a January 29, 2014, meeting and March 4, 2014, conference call with representatives of Vanguard |
| Nov. 4, 2009 | Memorandum from the Division of Investment Management regarding a November 3, 2009, conference call with representatives from NYSE Arca, Inc. |
| Sep. 10, 2009 | Michael R. Grupe, EVP, Research and Investor Outreach, NAREIT, Washington, District of Columbia |
| May 27, 2009 | Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext |
| Nov. 18, 2008 | Michael A. Petronella, President, Dow Jones & Company, Inc. and Alexander Matturri, Jr., Executive Managing Director, Standard & Poor’s |
| Aug. 27, 2008 | David T. Grieger, Managing Director, Indexes & Chief Marketing Officer of Russell Investments |
| Jul. 28, 2008 | P. Georgia Bullitt, Morgan Lewis & Bockius LLP on behalf of Morgan Stanley & Co. Incorporated, JP Morgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co. |
| Jul. 3, 2008 | R. Bryan Woodard, Chief Legal Officer,
State Street Global Markets, LLC |
| Jun. 19, 2008 | Ari Gabinet, Principal, Securities Regulation, Vanguard Group, Inc. |
| May 30, 2008 | Katten Muchin Rosenman LLP, New York, New York |
| May 29, 2008 | Keith F. Higgins,
Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association |
| May 29, 2008 | Mary Yeager,
Corporate Secretary, NYSE Arca, Inc. |
| May 21, 2008 | David B. Smith, Executive Vice-President, Mutual Fund Directors Forum |
| May 20, 2008 | Anthony Dudzinski, CEO, Xshares Advisors, LLC |
| May 20, 2008 | Richard H. Baker, President and Chief Executive Officer, Managed Funds Association |
| May 19, 2008 | Debra M. Brown, Esquire, Brown Associates LLC, Beverly, Massachusetts |
| May 19, 2008 | Felice R. Foundos, Attorney, Chapman And Cutler, Chicago, Illinois |
| May 19, 2008 | Karrie McMillan,
General Counsel, Investment Company Institute |
| May 19, 2008 | Robert W. Uek, Chair, IDC Governing Council |
| May 19, 2008 | James E. Ross, Senior Managing Director, State Street Global Advisors |
| May 19, 2008 | Sam Goldstein,
Associate, Stradley Ronon Stevens & Young |
| May 16, 2008 | Ira P. Shapiro, Associate General Counsel, Barclays Global Fund Advisors |
| May 16, 2008 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University |
| May 9, 2008 | Adam I. Gehrie, Esq., Secretary, Committee on Private Investment Funds, The Association of the Bar of the City of New York, New York, New York |
| May 8, 2008 | Philippe El-Asmar,
Managing Director, Barclays Capital Inc. |
| Apr. 29, 2008 | Scott Sacknoff, President, SPADE Indexes, Washington, District of Columbia |
| Apr. 9, 2008 | Ron DeLegge, Editor, ETFguide.com, San Diego, California |
http://www.sec.gov/comments/s7-07-08/s70708.shtml
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