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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title V — Private Company Flexibility and Growth
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Jun. 20, 2014 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania |
Jun. 26, 2013 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
Oct. 16, 2012 | David C. Fischer, New York, New York |
Sep. 12, 2012 | J. Baur Whittlesey, Ledgewood, on behalf of Resource Real Estate Investors 6, L.P. and Resource Real Estate Investors 7, L. P. |
Aug. 10, 2012 | Frank Keating, President & CEO, American Bankers Association |
Jun. 26, 2012 | James W. Apple, Jr., President and Chief Executive Officer, Burroughs & Chapin Company |
Jun. 25, 2012 | Michael J. LaCascia, Esq., WilmerHale, Boston, Massachusetts |
Jun. 13, 2012 | David C. Fischer, New York, New York |
Jun. 13, 2012 | Keith Paul Bishop, Former California Commissioner of Corporations |
Jun. 6, 2012 | Robert E. Buckholz, Chair, Committee on Securities Regulation, New York City Bar |
May 24, 2012 | Steven R. Barth, Partner, Foley and Lardner LLP, Milwaukee, Wisconsin |
May 4, 2012 | Rep. Steve Stivers, U.S. House of Representatives |
May 4, 2012 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
Apr. 17, 2012 | Dennis B. Black, General Counsel, Mesirow Financial Holdings, Inc., Chicago, Illinois |
Apr. 13, 2012 | Carl Dodson, Chief Operating Officer, John Marshall Bank, Reston, Virginia |
Apr. 12, 2012 | Rod Steiger, CEO, Wayne Savings Community Bank, Wooster, Ohio
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Meetings with SEC Officials
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Jul. 11, 2012 | Memorandum from the Division of Investment Management regarding a June 18, 2012, meeting with representatives of the Managed Funds Association |
http://www.sec.gov/comments/jobs-title-v/jobs-title-v.shtml
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