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Comments on Proxy Advisory Firm Roundtable

[Release Nos. 34-70929, IA-3721; File No. 4-670]


Submitted Comments

(Click here for meetings with SEC officials)
Dec. 17, 2015 James M. Cudahy, CAE, President and CEO, National Investor Relations Institute, Alexandria, Virginia
Mar. 18, 2014 Steve Womack, et al., Members of Congress
Mar. 5, 2014 Gary Retelny, President, Institutional Shareholder Services
Feb. 24, 2014 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Jan. 10, 2014 Mark S. Chenoweth and Richard A. Samp, Washington Legal Foundation
Dec. 30, 2013 Donna Dabney, Executive Director, The Conference Board Governance Center
Dec. 18, 2013 John C. Wilcox, Chairman, and Andrea Di Segni, COO and Head of Corporate Advisory, Sodali, New York, New York
Dec. 4, 2013 Joan C. Conley, Senior Vice President and Corporate Secretary, Rockville, Maryland
Dec. 4, 2013 Niels Holch, Executive Director, Shareholder Communications Coalition
Dec. 4, 2013 Brett Gardner, Sr. Corporate Governance Analyst, Karpus Investment Management, Pittsford, New York
Dec. 3, 2013 David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Dec. 3, 2013 William Michael Cunningham
Dec. 3, 2013 Mark S. Van Clieaf, World at Work, NACD, ICGN, NSFM , Tampa
Dec. 2, 2013 James McRitchie, Investor/Publisher of Corporate Governance (CorpGov.net), Elk Grove, California
Nov. 28, 2013 Mark Latham, Founder, VoterMedia.org, Vancouver, Canada

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jun. 16, 2014 Memorandum from the Office of Commissioner Kara Stein regarding May 21 and June 5, 2014, phone calls with a representative of Institutional Shareholder Services, Inc.
Jun. 16, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a June 6, 2014, phone call with representatives of Glass Lewis & Co.

 

http://www.sec.gov/comments/4-670/4670.shtml


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