Other
Contact Information
Jan. 12, 2012
For more information about this enforcement matter, contact:
Robert B. Kaplan (202) 551-4969 and Bruce Karpati (212) 336-0104
Co-Chiefs of the SEC’s Enforcement Division’s Asset Management Unit
Julie M. Riewe
Assistant Director, SEC Enforcement Division’s Asset Management Unit
(202) 551-4546
Modified: Nov. 28, 2022