<SEC-DOCUMENT>0001104659-16-152905-index.html : 20161028 <SEC-HEADER>0001104659-16-152905.hdr.sgml : 20161028 <ACCEPTANCE-DATETIME>20161028155333 ACCESSION NUMBER: 0001104659-16-152905 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 43 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 EFFECTIVENESS DATE: 20161028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-47287 FILM NUMBER: 161958523 BUSINESS ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-7100 MAIL ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS FUNDS CENTRAL INDEX KEY: 0000886244 IRS NUMBER: 367056204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-06637 FILM NUMBER: 161958524 BUSINESS ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-525-7100 MAIL ADDRESS: STREET 1: C/O UBS ASSET MANAGEMENT (AMERICAS) INC STREET 2: ONE NORTH WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BRINSON FUNDS INC DATE OF NAME CHANGE: 19920929 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002978 <SERIES-NAME>UBS U.S. Large Cap Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008178 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>BNEQX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008180 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNQCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008181 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPEQX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002979 <SERIES-NAME>UBS GLOBAL ALLOCATION FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008182 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNGLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008184 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNPCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008185 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPGLX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002980 <SERIES-NAME>UBS International Sustainable Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008186 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNIEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008188 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008189 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNUEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002981 <SERIES-NAME>UBS CORE PLUS BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008190 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNBDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008192 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNOCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008193 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BPBDX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000002985 <SERIES-NAME>UBS U.S. SMALL CAP GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008206 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008208 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNMCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008209 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BISCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003134 <SERIES-NAME>UBS EMERGING MARKETS EQUITY FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008499 <CLASS-CONTRACT-NAME>CLASS A </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008501 <CLASS-CONTRACT-NAME>CLASS C </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008502 <CLASS-CONTRACT-NAME>CLASS P </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000003135 <SERIES-NAME>UBS DYNAMIC ALPHA FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008503 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>BNAAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008505 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>BNACX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000008506 <CLASS-CONTRACT-NAME>CLASS P <CLASS-CONTRACT-TICKER-SYMBOL>BNAYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000047156 <SERIES-NAME>UBS Municipal Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147812 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UMBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147813 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>UMBCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000147814 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UMBPX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000886244 <SERIES-ID>S000053041 <SERIES-NAME>UBS Total Return Bond Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000166868 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>UTBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000166869 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>UTBCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000166870 <CLASS-CONTRACT-NAME>Class P <CLASS-CONTRACT-TICKER-SYMBOL>UTBPX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>a16-16022_1485bpos.htm <DESCRIPTION>POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B) <TEXT> Document 1 - file: a16-16022_1485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(1)(IV) <SEQUENCE>2 <FILENAME>a16-16022_1ex99dd1iv.htm <DESCRIPTION>EX-99.(D)(1)(IV) <TEXT> Document 2 - file: a16-16022_1ex99dd1iv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(2)(III) <SEQUENCE>3 <FILENAME>a16-16022_1ex99dd2iii.htm <DESCRIPTION>EX-99.(D)(2)(III) <TEXT> Document 3 - file: a16-16022_1ex99dd2iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(3)(III) <SEQUENCE>4 <FILENAME>a16-16022_1ex99dd3iii.htm <DESCRIPTION>EX-99.(D)(3)(III) <TEXT> Document 4 - file: a16-16022_1ex99dd3iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(4)(II) <SEQUENCE>5 <FILENAME>a16-16022_1ex99dd4ii.htm <DESCRIPTION>EX-99.(D)(4)(II) <TEXT> Document 5 - file: a16-16022_1ex99dd4ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(5)(II) <SEQUENCE>6 <FILENAME>a16-16022_1ex99dd5ii.htm <DESCRIPTION>EX-99.(D)(5)(II) <TEXT> Document 6 - file: a16-16022_1ex99dd5ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(6)(II) <SEQUENCE>7 <FILENAME>a16-16022_1ex99dd6ii.htm <DESCRIPTION>EX-99.(D)(6)(II) <TEXT> Document 7 - file: a16-16022_1ex99dd6ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(7)(II) <SEQUENCE>8 <FILENAME>a16-16022_1ex99dd7ii.htm <DESCRIPTION>EX-99.(D)(7)(II) <TEXT> Document 8 - file: a16-16022_1ex99dd7ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(8)(I) <SEQUENCE>9 <FILENAME>a16-16022_1ex99dd8i.htm <DESCRIPTION>EX-99.(D)(8)(I) <TEXT> Document 9 - file: a16-16022_1ex99dd8i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(10) <SEQUENCE>10 <FILENAME>a16-16022_1ex99dd10.htm <DESCRIPTION>EX-99.(D)(10) <TEXT> Document 10 - file: a16-16022_1ex99dd10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(11) <SEQUENCE>11 <FILENAME>a16-16022_1ex99dd11.htm <DESCRIPTION>EX-99.(D)(11) <TEXT> Document 11 - file: a16-16022_1ex99dd11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(E)(1)(I) <SEQUENCE>12 <FILENAME>a16-16022_1ex99de1i.htm <DESCRIPTION>EX-99.(E)(1)(I) <TEXT> Document 12 - file: a16-16022_1ex99de1i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(H)(1)(VIII) <SEQUENCE>13 <FILENAME>a16-16022_1ex99dh1viii.htm <DESCRIPTION>EX-99.(H)(1)(VIII) <TEXT> Document 13 - file: a16-16022_1ex99dh1viii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(J)(1) <SEQUENCE>14 <FILENAME>a16-16022_1ex99dj1.htm <DESCRIPTION>EX-99.(J)(1) <TEXT> Document 14 - file: a16-16022_1ex99dj1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N)(1) <SEQUENCE>15 <FILENAME>a16-16022_1ex99dn1.htm <DESCRIPTION>EX-99.(N)(1) <TEXT> Document 15 - file: a16-16022_1ex99dn1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>j16160223_da003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: j16160223_da003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>j16160223_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: j16160223_aa001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>j16160225_za002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: j16160225_za002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>j16160222_za018.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: j16160222_za018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>j16160227_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: j16160227_aa001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>j16160226_za004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: j16160226_za004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>j16160224_aa007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: j16160224_aa007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>j16160222_bc005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: j16160222_bc005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>j16160222_bc006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: j16160222_bc006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>j16160222_bc007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: j16160222_bc007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>j16160224_za009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: j16160224_za009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>j16160222_da014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: j16160222_da014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>j16160222_da015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: j16160222_da015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>j16160222_da016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: j16160222_da016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>j16160222_da017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: j16160222_da017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>j16160227_za006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: j16160227_za006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>j16160223_za004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: j16160223_za004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>j16160222_ba001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: j16160222_ba001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>j16160222_ba002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: j16160222_ba002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>j16160222_ba003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: j16160222_ba003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>j16160222_ba004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: j16160222_ba004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>g160228bci001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: g160228bci001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>g160228bci002.gif <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: g160228bci002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>j16160224_da008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: j16160224_da008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>j16160223_ba002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: j16160223_ba002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>j16160222_aa006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: j16160222_aa006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>j16160225_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: j16160225_aa001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>j16160226_aa001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: j16160226_aa001.jpg
</DOCUMENT> </SEC-DOCUMENT>