EX-99.(D)(4)(II) 5 a16-16022_1ex99dd4ii.htm EX-99.(D)(4)(II)

Exhibit 99.(d)(4)(ii)

 

THE UBS FUNDS, ON BEHALF OF ITS SERIES, UBS CORE PLUS BOND FUND

INVESTMENT ADVISORY AGREEMENT

AMENDMENT NUMBER TWO

 

THIS AMENDMENT is made this 30th day of December, 2015, by and between The UBS Funds, a Delaware statutory trust (the “Trust”), and UBS Asset Management (Americas) Inc. (formerly, UBS Global Asset Management (Americas) Inc.), a Delaware corporation (the “Advisor”).

 

WHEREAS, the Trust and the Advisor have previously entered into an Investment Advisory Agreement, dated July 1, 2002, as amended or restated through the date hereof (the “Advisory Agreement”), pursuant to which the Advisor agreed to manage the investment and reinvestment of assets of the UBS Core Plus Bond Fund series (the “Fund”); and

 

WHEREAS, the Advisor has changed its name to “UBS Asset Management (Americas) Inc.” and the Trust, on behalf of the Fund, and the Advisor desire to amend the Advisory Agreement to reflect the new name of the Advisor;

 

NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows:

 

1.                                      The name of UBS Global Asset Management (Americas) Inc., and all references in the Advisory Agreement to UBS Global Asset Management (Americas) Inc., shall be changed to UBS Asset Management (Americas) Inc.

 

2.                                      The effective date of the Amendment shall be December 30, 2015.

 

3.                                      The parties hereby further agree that no other provisions of the Advisory Agreement are in any way modified by this Amendment, and that all other provisions of the Advisory Agreement remain in full force and effect.

 


 

IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 30th day of December, 2015.

 

 

THE UBS FUNDS

 

THE UBS FUNDS

 

 

 

By:

/s/ Tammie Lee

 

By:

/s/ Thomas Disbrow

Name:

Tammie Lee

 

Name:

Thomas Disbrow

Title:

Vice President and Assistant Secretary

 

Title:

Vice President, Treasurer and Principal Accounting Officer

 

 

 

 

 

 

 

 

 

 

UBS ASSET MANAGEMENT (AMERICAS) INC.

 

UBS ASSET MANAGEMENT (AMERICAS) INC.

 

 

 

By:

/s/ Joseph A. Allessie

 

By:

/s/ Mark Kemper

Name:

Joseph A. Allessie

 

Name:

Mark Kemper

Title:

Chief Compliance Officer

 

Title:

Managing Director and General Counsel