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Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
SEC Accession No. 9999999997-14-006472
Filing Date
2014-02-25
Accepted
2014-04-05 15:19:59
Documents
1
Period of Report
2013-12-31
Effectiveness Date
2014-02-25

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-14-006472.paper FOCUSN 293
  Complete submission text file 9999999997-14-006472.txt   1601
Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172
Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-224-5039
SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: FOCUSN | Act: 34 | File No.: 008-43852 | Film No.: 14046147