<SEC-DOCUMENT>9999999997-14-006472.txt : 20140407
<SEC-HEADER>9999999997-14-006472.hdr.sgml : 20140407
<ACCEPTANCE-DATETIME>20140405151959
<PAPER>
ACCESSION NUMBER:		9999999997-14-006472
CONFORMED SUBMISSION TYPE:	FOCUSN
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20131231
FILED AS OF DATE:		20140225
DATE AS OF CHANGE:		20140405
EFFECTIVENESS DATE:		20140225

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SMBC NIKKO SECURITIES AMERICA, INC.
		CENTRAL INDEX KEY:			0000875890
		IRS NUMBER:				133606844
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		FOCUSN
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-43852
		FILM NUMBER:		14046147

	BUSINESS ADDRESS:	
		STREET 1:		277 PARK AVENUE FIFTH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10172
		BUSINESS PHONE:		212-224-5039

	MAIL ADDRESS:	
		STREET 1:		277 PARK AVENUE FIFTH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10172

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMBC SECURITIES, INC.
		DATE OF NAME CHANGE:	20020321

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMBC SECURITIES INC                                     /BD
		DATE OF NAME CHANGE:	20020321

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SUMITOMO BANK SECURITIES INC
		DATE OF NAME CHANGE:	20010404
</SEC-HEADER>
<DOCUMENT>
<TYPE>FOCUSN
<SEQUENCE>1
<FILENAME>9999999997-14-006472.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 14046147 for access to the original document.
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>