<SEC-DOCUMENT>0001047469-18-001157-index.html : 20180228 <SEC-HEADER>0001047469-18-001157.hdr.sgml : 20180228 <ACCEPTANCE-DATETIME>20180228162214 ACCESSION NUMBER: 0001047469-18-001157 CONFORMED SUBMISSION TYPE: S-3ASR PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 EFFECTIVENESS DATE: 20180228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-223309 FILM NUMBER: 18651517 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>S-3ASR <SEQUENCE>1 <FILENAME>a2234674zs-3asr.htm <DESCRIPTION>S-3ASR <TEXT> Document 1 - file: a2234674zs-3asr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.(A) <SEQUENCE>2 <FILENAME>a2234674zex-5_a.htm <DESCRIPTION>EX-5.(A) <TEXT> Document 2 - file: a2234674zex-5_a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-12 <SEQUENCE>3 <FILENAME>a2234674zex-12.htm <DESCRIPTION>EX-12 <TEXT> Document 3 - file: a2234674zex-12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.(A) <SEQUENCE>4 <FILENAME>a2234674zex-23_a.htm <DESCRIPTION>EX-23.(A) <TEXT> Document 4 - file: a2234674zex-23_a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(A) <SEQUENCE>5 <FILENAME>a2234674zex-25_a.htm <DESCRIPTION>EX-25.(A) <TEXT> Document 5 - file: a2234674zex-25_a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g238572.jpg <DESCRIPTION>G238572.JPG <TEXT> Document 6 - file: g238572.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g71422kii001.jpg <DESCRIPTION>G71422KII001.JPG <TEXT> Document 7 - file: g71422kii001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g71422kw03i001.gif <DESCRIPTION>G71422KW03I001.GIF <TEXT> Document 8 - file: g71422kw03i001.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g71422kw03i002.gif <DESCRIPTION>G71422KW03I002.GIF <TEXT> Document 9 - file: g71422kw03i002.gif
</DOCUMENT> </SEC-DOCUMENT>