8-K 1 a06-14433_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):   June 9, 2005

BIOJECT MEDICAL TECHNOLOGIES INC.

(Exact name of registrant as specified in its charter)

Commission File Number: 0-15360

Oregon

 

93-1099680

(State or other jurisdiction of incorporation

 

(I.R.S. Employer Identification No.)

or organization)

 

 

 

 

 

20245 SW 95th Avenue

 

97062

Tualatin, Oregon

 

(Zip Code)

(Address of principal executive offices)

 

 

 

 

 

Registrant’s telephone number, including area code: (503) 692-8001

 

Former name or former address if changed since last report:

No Change

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o               Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o               Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o               Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o               Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




BIOJECT MEDICAL TECHNOLOGIES INC.
FORM 8-K
INDEX

Item

 

 

 

Description

 

 

 

Page

 

 

 

 

 

 

 

Item 1.01

 

Entry into a Material Definitive Agreement

 

2

 

 

 

 

 

 

 

Item 9.01

 

Financial Statement and Exhibits

 

2

 

 

 

 

 

 

 

Signatures

 

3

 

 

 

1




Item 1.01  Entry into a Material Definitive Agreement

We granted restricted stock unit awards to our non-employee directors and the following executive officers pursuant to our 1992 Stock Incentive Plan as follows:

Executive Officer

 

Grant Date

 

Number
of Shares

 

Per Share
Fair Market
Value on
Date of Grant

 

Vesting

 

James C. O’Shea

 

12/08/05

 

30,000

 

$

1.50

 

(2)

 

Chairman, Chief Executive Officer and President

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

J. Michael Redmond

 

12/08/05

 

5,150

 

$

1.50

 

(2)

 

Senior Vice President, Business Development

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

John Gandolfo (1)

 

12/08/05

 

21,500

 

$

1.50

 

(2)

 

Former Chief Financial Officer and Vice President of Finance

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Director

 

 

 

 

 

 

 

 

 

Dr. Randal D. Chase

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

William A. Gouveia

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

Eric T. Herfindal

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

Sandra Panem, Ph.D.

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

Richard J. Plestina

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

John Ruedy, M.D.

 

06/09/05

 

3,000

 

$

1.14

 

(3)

 

 

(1)                                  Mr. Gandolfo’s employment terminated in May 2006.

(2)                                  Vests as to ½ on December 8, 2006 and ½ on December 8, 2007.

(3)                                  Vests as to ½ on December 9, 2005 and ½ on June 9, 2006.

Item 9.01  Financial Statements and Exhibits

(d)   Exhibits

The following exhibits are filed herewith and this list is intended to constitute the exhibit index:

10.1                           Form of Restricted Stock Unit Award Agreement for December 8, 2005 grants.

10.2                           Form of Restricted Stock Unit Award Agreement for June 9, 2005 grants.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: June 27, 2006

 

BIOJECT MEDICAL TECHNOLOGIES INC.

 

 

(Registrant)

 

 

/s/ CHRISTINE M. FARRELL

 

 

Christine M. Farrell

 

 

Vice President of Finance

 

 

(Principal Financial and Accounting Officer)

 

3