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Form EFFECT - Notice of Effectiveness:
SEC Accession No. 9999999995-09-003125
Accepted
2009-11-12 00:15:26
Documents
1
Effectiveness Date
2009-11-10
Registration Form
S-4

Document Format Files

Seq Description Document Type Size
1 primary_doc.html EFFECT  
1 primary_doc.xml EFFECT 3213
  Complete submission text file 9999999995-09-003125.txt   13522
Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-07 | Film No.: 091173576

Mailing Address 333 WEST WACKER DR CHICAGO IL 60606
Business Address 333 W WACKER DR CHICAGO IL 60606 3129177700
NUVEEN INVESTMENTS INC (Filer) CIK: 0000885708 (see all company filings)

IRS No.: 363817266 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221 | Film No.: 091173559
SIC: 6282 Investment Advice

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: EFFECT | Act: 33 | File No.: 333-159221-03 | Film No.: 091173564

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-02 | Film No.: 091173562

Mailing Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602
Business Address C/O MADISON DEARBORN PARTNERS, LLC THREE FIRST NATIONAL PLAZA CHICAGO IL 60602 312-895-1001
Windy City Investments, Inc. (Filer) CIK: 0001426493 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-13 | Film No.: 091173585

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen HydePark Group, LLC (Filer) CIK: 0001426787 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-12 | Film No.: 091173584

Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen Investment Solutions, Inc. (Filer) CIK: 0001456515 (see all company filings)

IRS No.: 363293941 | State of Incorp.: IL | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-06 | Film No.: 091173574

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Institutional Services Group LLC (Filer) CIK: 0001463372 (see all company filings)

IRS No.: 861071549 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-08 | Film No.: 091173578

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-10 | Film No.: 091173582

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Winslow Capital Management, Inc. (Filer) CIK: 0001463881 (see all company filings)

IRS No.: 411719690 | State of Incorp.: MN | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-01 | Film No.: 091173580

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Rittenhouse Asset Management, Inc. (Filer) CIK: 0001463882 (see all company filings)

IRS No.: 232119472 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-05 | Film No.: 091173572

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
NWQ Holdings, LLC (Filer) CIK: 0001463884 (see all company filings)

IRS No.: 020767175 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-14 | Film No.: 091173586

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Holdings, Inc. (Filer) CIK: 0001463885 (see all company filings)

IRS No.: 367364377 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-09 | Film No.: 091173587

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Asset Management (Filer) CIK: 0001463893 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-11 | Film No.: 091173583

Mailing Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address C/O NUVEEN INVESTMENTS, INC. 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Santa Barbara Asset Management, LLC (Filer) CIK: 0001463898 (see all company filings)

IRS No.: 203432117 | State of Incorp.: DE | Fiscal Year End: 1231
Type: EFFECT | Act: 33 | File No.: 333-159221-04 | Film No.: 091173568