UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Notice of Effectiveness
Effectiveness Date:
November 10, 2009 10:45 A.M.
Form:
S-4
CIK:
0000885708
Company Name:
NUVEEN INVESTMENTS INC
File Number:
333-159221
CIK:
0001463884
Company Name:
NWQ Holdings, LLC
File Number:
333-159221-14
CIK:
0001426493
Company Name:
Windy City Investments, Inc.
File Number:
333-159221-13
CIK:
0001426787
Company Name:
Nuveen HydePark Group, LLC
File Number:
333-159221-12
CIK:
0001463893
Company Name:
Nuveen Asset Management
File Number:
333-159221-11
CIK:
0001463373
Company Name:
Nuveen Investments Advisers Inc.
File Number:
333-159221-10
CIK:
0001463885
Company Name:
Nuveen Investments Holdings, Inc.
File Number:
333-159221-09
CIK:
0001463372
Company Name:
Nuveen Investments Institutional Services Group LLC
File Number:
333-159221-08
CIK:
0000763848
Company Name:
NWQ INVESTMENT MANAGEMENT CO LLC
File Number:
333-159221-07
CIK:
0001456515
Company Name:
Nuveen Investment Solutions, Inc.
File Number:
333-159221-06
CIK:
0001463882
Company Name:
Rittenhouse Asset Management, Inc.
File Number:
333-159221-05
CIK:
0001463898
Company Name:
Santa Barbara Asset Management, LLC
File Number:
333-159221-04
CIK:
0001030815
Company Name:
SYMPHONY ASSET MANAGEMENT LLC
File Number:
333-159221-03
CIK:
0001383221
Company Name:
Tradewinds Global Investors, LLC
File Number:
333-159221-02
CIK:
0001463881
Company Name:
Winslow Capital Management, Inc.
File Number:
333-159221-01