EDGAR Filing Documents for 0001179110-17-010090

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001179110-17-010090

Filing Date

2017-07-05

Accepted

2017-07-05 18:46:08

Documents

Period of Report

2017-07-01

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4 -	edgar.html	4
1	FORM 4 -	edgar.xml	4	7702
	Complete submission text file	0001179110-17-010090.txt		9064

Mailing Address 233 NORTH MICHIGAN AVENUE 22ND FLOOR CHICAGO IL 60601

Business Address

Type: 4 | Act: 34 | File No.: 001-37352 | Film No.: 17950169

Mailing Address 900 3RD AVENUE, 29TH FLOOR NEW YORK NY 10022-0100

Business Address 900 3RD AVENUE, 29TH FLOOR NEW YORK NY 10022-0100 212-418-0100

IRS No.: 320420206 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies