0001179110-17-010090.txt : 20170705 0001179110-17-010090.hdr.sgml : 20170705 20170705184608 ACCESSION NUMBER: 0001179110-17-010090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170701 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDNER JOHN F CENTRAL INDEX KEY: 0001212848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17950169 MAIL ADDRESS: STREET 1: 233 NORTH MICHIGAN AVENUE STREET 2: 22ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 4 1 edgar.xml FORM 4 - X0306 4 2017-07-01 0 0001592386 Virtu Financial, Inc. VIRT 0001212848 SANDNER JOHN F C/O VIRTU FINANCIAL, INC. 900 3RD AVE, 29TH FLOOR NEW YORK NY 10022 1 0 0 0 Class A common stock 2017-07-01 4 M 0 7019 A 13598 D Restricted Stock Unit 2017-07-01 4 M 0 7019 0 A Class A Common Stock 7019 0 D Restricted Stock Unit 2017-07-01 4 A 0 6965 0 A Class A common stock 6965 6965 D Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2016 of 17.65. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vested on July 1, 2017. The RSUs vest on July 1, 2018. /s/ Justin Waldie 2017-07-05