EDGAR Filing Documents for 0001144204-14-027321

Form 8-K - Current report:

SEC Accession No. 0001144204-14-027321

Filing Date

2014-05-02

Accepted

2014-05-02 17:28:20

Documents

Period of Report

2014-04-28

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 8-K	v376996_8k.htm	8-K	56369
2	RCAP SERIES A PREFERRED CERTIFICATE OF DESIGNATION	v376996_ex3-1.htm	EX-3.1	186492
3	INDENTURE	v376996_ex4-1.htm	EX-4.1	863543
4	RCS CREDIT AGREEMENT	v376996_ex10-1.htm	EX-10.1	1022074
5	RCS SECOND LIEN CREDIT AGREEMENT	v376996_ex10-2.htm	EX-10.2	845609
6	SPA	v376996_ex10-3.htm	EX-10.3	321364
7	PUT & CALL AGREEMENT	v376996_ex10-4.htm	EX-10.4	126277
8	REIMBURSEMENT AGREEMENT	v376996_ex10-5.htm	EX-10.5	12064
9	HOLDCO AGREEMENT	v376996_ex10-6.htm	EX-10.6	13742
10	AGREEMENT	v376996_ex10-7.htm	EX-10.7	20221
11	PRESS RELEASE	v376996_ex99-1.htm	EX-99.1	19617
12	GRAPHIC	tex99-1logo.jpg	GRAPHIC	15265
	Complete submission text file	0001144204-14-027321.txt		3509969

Mailing Address 405 PARK AVENUE NEW YORK NY 10022

Business Address 405 PARK AVENUE NEW YORK NY 10022 212.415.6500

RCS Capital Corp (Filer) CIK: 0001568832 (see all company filings)