S-8 1 d489396ds8.htm S-8 S-8

As filed with the Securities and Exchange Commission on March 29, 2023

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Synlogic, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   26-1824804

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9975

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

2015 Employee Stock Purchase Plan

(Full Title of the Plan)

Aoife Brennan

President and Chief Executive Officer

Synlogic, Inc.

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9975

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 


EXPLANATORY NOTE

On November 23, 2016, the Board of Directors of the Registrant suspended the Registrant’s 2015 Employee Stock Purchase Plan (the “ESPP”) pursuant to the terms of the ESPP. On December 19, 2019, the Board of Directors of the Registrant reactivated the ESPP, for which a Registration Statement of the Registrant on Form S-8 (File No.  333-207299) is effective. This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 667,362 shares of the Registrant’s Common Stock issuable under the ESPP, as a result of the operation of an automatic annual increase provision therein, which added 667,362 shares of Common Stock. This Registration Statement registers additional securities of the same class as other securities for which registration statements filed on Form S-8 of the Registrant relating to one or more employee benefit plans is effective (File Nos. 333-207299, 333-210466, 333-237105, 333-254689 and 333-263629).

INCORPORATION BY REFERENCE OF CONTENTS OF

REGISTRATION STATEMENT ON FORM S-8

Pursuant to Instruction E of Form S-8, the contents of the Registration Statement on Form S-8 filed with the Securities and Exchange Commission on October  6, 2015 (File No. 333-207299) are incorporated by reference herein.


Exhibit Index

 

Exhibit
Number
  

Exhibit Description

  

Incorporated by

Reference

   Filed
Herewith
 
  

Form

  

Date

  

Number

    4.1    Amended and Restated Certificate of Incorporation.    8-K    10/6/2015    3.1   
    4.2    Certificate of Amendment to Amended and Restated Certificate of Incorporation.    8-K    8/28/2017    3.1   
    4.3    Certificate of Amendment to Amended and Restated Certificate of Incorporation.    8-K    8/28/2017    3.2   
    4.4    Amended and Restated Bylaws.    8-K    10/6/2015    3.2   
    4.5    Form of Common Stock Certificate.    S-3    10/13/2017    4.5   
    5.1    Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.               X  
  23.1    Consent of KPMG LLP, independent registered public accounting firm.               X  
  23.2    Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1).               X  
  24.1    Power of Attorney. Reference is made to the signature page to the Registration Statement.               X  
  99.1#    Synlogic, Inc. 2015 Employee Stock Purchase Plan, as amended.    8-K    12/20/2019    10.1   
107    Calculation of Filing Fee Table               X  

 

#

Indicates management contract or compensatory plan.


Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in Cambridge, Massachusetts on March 29, 2023.

 

SYNLOGIC, INC.

By:

 

/s/ Aoife Brennan

 

Aoife Brennan

 

President and Chief Executive Officer

Power of Attorney

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Aoife Brennan and Michael Jensen, and each of them acting individually, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement, including post-effective amendments or any abbreviated registration statement and any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought, and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, with full power of each to act alone, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.


Name    Title   Date

/s/ Aoife Brennan

Aoife Brennan

  

President, Chief Executive Officer, and Director

(Principal Executive Officer)

  March 29, 2023

/s/ Michael Jensen

Michael Jensen

  

Chief Financial Officer

(Principal Financial Officer and Principal Accounting Officer)

  March 29, 2023

/s/ Peter Barrett

Peter Barrett

   Chairman of the Board   March 29, 2023

/s/ Michael Burgess

Michael Burgess

   Director   March 29, 2023

/s/ Michael Heffernan

Michael Heffernan

   Director   March 29, 2023

/s/ Patricia Hurter

Patricia Hurter

   Director   March 29, 2023

/s/ Lisa Kelly-Croswell

Lisa Kelly-Croswell

   Director   March 29, 2023

/s/ Nick Leschly

Nick Leschly

   Director   March 29, 2023

/s/ Edward Mathers

Edward Mathers

   Director   March 29, 2023

/s/ Richard P. Shea

Richard P. Shea

  

Director

  March 29, 2023