Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: June 19, 1997	Respondents: Michelle P. Suppes and Mark Anthony Release No. LR-15388
Date: June 16, 1997	Respondents: Robert Clifford Cowan Release No. LR-15387
Date: June 12, 1997	Respondents: Wye Resources,Inc. Release No. LR-15386
Date: June 11, 1997	Respondents: Patrick J. Leonard and Peter P. Hartman Release No. LR-15385
Date: June 11, 1997	Respondents: Joseph C. Allegra,David Hersh, J. Lee Ledbetter Release No. LR-15384
Date: June 10, 1997	Respondents: Michael Green and Capital Resources Group, Inc. Release No. LR-15383
Date: June 10, 1997	Respondents: Kyle Weston Release No. LR-15382
Date: June 2, 1997	Respondents: Robert C. Cowan, CS Investments Trust, Cowan Asset Management, Inc. Release No. LR-15381
Date: June 2, 1997	Respondents: PanWorld Minerals International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., Jerome Wenger, Randall Gilbert Release No. LR-15380
Date: May 30, 1997	Respondents: Robert Falbo, Theresa Billings Falbo, Lorre Meade, Anthony Capricuso, Michael Nardino, Mark Muenster and Eric Muenster Release No. LR-15773
Date: May 30, 1997	Respondents: Nu-Life International of Georgia, Inc, Gene Arthur Release No. LR-15379
Date: May 30, 1997	Respondents: Affordable Prepaid Cellular, Inc., John C. Rockett Release No. LR-15378
Date: May 30, 1997	Respondents: Judy Hockett, Gayle Raisor, and Kevin Raisor Release No. LR-15377
Date: May 29, 1997	Respondents: Ted Harold Westerfield Release No. LR-15376
Date: May 29, 1997	Respondents: Steven W. Koinis Release No. LR-15375
Date: May 27, 1997	Respondents: Broadcast Associates - I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A. Graves, III, and Gregory P. Moeller Release No. LR-15374
Date: May 22, 1997	Respondents: Kenneth Mitchell Wiggins, Jr. and Wiggins & Company, Inc. Release No. LR-15373
Date: May 21, 1997	Respondents: Balance for Life, Inc., Richard K. Steele, Jr. Release No. LR-15372
Date: May 21, 1997	Respondents: Members Service Corporation, Philip Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H. Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza, Kenneth O'Neal. Release No. LR-15371
Date: May 21, 1997	Respondents: Sage Technology, Inc., William R. Thiele Release No. LR-15370
Date: May 21, 1997	Respondents: Norman G. Cornelius, Avalon Custom Homes, Inc. Avalon Alliance Group, Inc.. Release No. LR-15369
Date: May 16, 1997	Respondents: Channa Wickremeratne a/k/a Channa Wick and Options Group Trading Company Release No. LR-15368
Date: May 16, 1997	Respondents: Nycal Corporation Release No. LR-15367
Date: May 15, 1997	Respondents: Stephen J. Murphy Release No. LR-15366
Date: May 13, 1997	Respondents: Greenway Environmental Services, Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman Release No. LR-15365
Date: May 13, 1997	Respondents: BeneFund, Inc. and Vernon R. Twyman, Jr. Release No. LR-15364
Date: May 13, 1997	Respondents: A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez Release No. LR-15363
Date: May 12, 1997	Respondents: James E. Washington, Jr., Dreams Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts Unlimited Investment Group and Jacob N. Haynes Release No. LR-15362
Date: May 8, 1997	Respondents: John F. Aptt, Financial Instruments Group, Financial Instruments Corporation, World Financial Instruments, Global Financial Instruments, International Financial Instruments, National Financial Instruments and Regional Financial Instruments Release No. LR-15361
Date: May 6, 1997	Respondents: Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello Release No. LR-15360
Date: May 5, 1997	Respondents: Cary S. Greene, Mustang Development Corporation and Tower Operating Company Release No. LR-15359
Date: May 1, 1997	Respondents: Shaun K.R. Maxwell Release No. LR-15358
Date: May 1, 1997	Respondents: Marshall E. Melton Release No. LR-15357
Date: April 29, 1997	Respondents: Gene Block and Robert T. Riley Release No. LR-15355
Date: April 29, 1997	Respondents: Gary J. DiVall and Paul E. Magnuson Release No. LR-15354
Date: April 29, 1997	Respondents: Bradley J. Simmons and American Energy Group, Ltd. Release No. LR-15353
Date: April 29, 1997	Respondents: David A. Schmidt and Willard A. Whitehurst Release No. LR-15352
Date: April 25, 1997	Respondents: Lum Kwan Sung Release No. LR-15351
Date: April 24, 1997	Respondents: J.R. Consulting, Inc. Release No. LR-15350
Date: April 24, 1997	Respondents: Charles E. Rose Release No. LR-15349
Date: April 24, 1997	Respondents: Joseph C. Kane, Jr. Release No. LR-15348
Date: April 23, 1997	Respondents: Jay R. Bishop Release No. LR-15347
Date: April 23, 1997	Respondents: Joseph Latona and Jeffrey F. Green Release No. LR-15346
Date: April 23, 1997	Respondents: Jerry G. Kilgore Release No. LR-15345
Date: April 22, 1997	Respondents: Stephen J. Murphy a.k.a. Jack Davis Release No. LR-15344
Date: April 22, 1997	Respondents: Barry C. Nelsen and Ellis J. Tallant Release No. LR-15343
Date: April 21, 1997	Respondents: Tellus Industries, Inc. and Glen E. Burke Release No. LR-15342
Date: April 21, 1997	Respondents: Stanley J. Feminella Release No. LR-15341
Date: April 18, 1997	Respondents: Jeffrey E. Carter Release No. LR-15340
Date: April 17, 1997	Respondents: Philip Rennert, David Rex Yeaman, Michael Miller, George Jensen and Nolan Mendenhall Release No. LR-15339
Date: April 17, 1997	Respondents: Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine and David S. Coleman Release No. LR-15338
Date: April 17, 1997	Respondents: David E. Lipson Release No. LR-15337
Date: April 17, 1997	Respondents: Forrest Sygman Release No. LR-15336
Date: April 17, 1997	Respondents: Neil A. Liechty and Neil A. Liechty, Inc. Release No. LR-15335
Date: April 15, 1997	Respondents: Christopher M. Pedersen Release No. LR-15726
Date: April 15, 1997	Respondents: Ong Congqin Bobby Release No. LR-15334
Date: April 15, 1997	Respondents: Timothy A. Hills, S.J. Windsor Capital Partners LLP Release No. LR-15333 File Number: 3-8707
Date: April 15, 1997	Respondents: Timothy J. Moriarty Release No. LR-15332
Date: April 15, 1997	Respondents: John K. Judd, Jr. Release No. LR-15331
Date: April 15, 1997	Respondents: NVID International, Inc., Matthew E. Klenovic, and Robert F. Bunte Release No. LR-15330
Date: April 15, 1997	Respondents: William Dennis Brosseau and Kenneth Wayne McKay Release No. LR-15329
Date: April 11, 1997	Respondents: James W. Hall Release No. LR-15328
Date: April 11, 1997	Respondents: David Earl Wallace, Earl Joseph Latiolais, David Stuart Zuckerman, and Joseph C. Lucio Release No. LR-15327
Date: April 11, 1997	Respondents: Enserco, Inc., Energy Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. Release No. LR-15326
Date: April 10, 1997	Respondents: Structural Dynamics Research Corporation and Ronald J. Friedsam Release No. LR-15325
Date: April 10, 1997	Respondents: Kenneth P. Kasarjian and The Kenton Group, Inc. Release No. LR-15324
Date: April 10, 1997	Respondents: Eunice J. Leigh Release No. LR-15323
Date: April 10, 1997	Respondents: Dr. Milton Mutchnick, Renee Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H. Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr. Ravindra Alapati and Dr. Syam Gaddam Release No. LR-15322
Date: April 9, 1997	Respondents: Michael Jonsson and Objective Invest Holding S.A. Release No. LR-15321
Date: April 8, 1997	Respondents: Donald E. Elder Release No. LR-15320
Date: April 8, 1997	Respondents: Asset Management and Research, Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15319
Date: April 8, 1997	Respondents: Peter M. Stanley Release No. LR-15318
Date: April 7, 1997	Respondents: NVID International, Inc., Matthew E. Klenovic and Robert F. Bunte Release No. LR-15317
Date: April 4, 1997	Respondents: Michelle P. Suppes and Mark Anthony Release No. LR-15316
Date: April 4, 1997	Respondents: Nilkanth Patel, Hasmukh Patel, Janak C. Patel, Janak M. Patel, and Kanubhai Patel Release No. LR-15315
Date: April 3, 1997	Respondents: Leslie John Gray Release No. LR-15314
Date: April 2, 1997	Respondents: Timothy A. Hills, S.J. Windsor Capital Partners LLP Release No. LR-15313 File Number: 3-8707
Date: April 2, 1997	Respondents: Chester Holdings, Ltd., Joseph Pignatiello, Constance Pinatiello, Christopher Werner Release No. LR-15312
Date: April 1, 1997	Respondents: Kenneth E. Rottenberg Release No. LR-15311
Date: March 31, 1997	Respondents: Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow Release No. LR-15310
Date: March 31, 1997	Respondents: Raeburn Evans, M.D. Release No. LR-15309
Date: March 28, 1997	Respondents: Gerald P. Hirsch and Churchill Mortgage Investment Corp. Release No. LR-15308
Date: March 25, 1997	Respondents: David I. Namer, Network Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick Release No. LR-15307
Date: March 25, 1997	Respondents: Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-15306
Date: March 24, 1997	Respondents: Environmental Chemicals Group, Inc. Release No. LR-15305
Date: March 24, 1997	Respondents: Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker Release No. LR-15304
Date: March 21, 1997	Respondents: Paul Jay Shiffman Release No. LR-15303
Date: March 20, 1997	Respondents: Susan L. Hirsch Release No. LR-15302
Date: March 19, 1997	Respondents: Pamela Sue Topper Release No. LR-15301
Date: March 18, 1997	Respondents: Dunne Finance Limited Release No. LR-15300
Date: March 18, 1997	Respondents: Terry Plack Release No. LR-15299
Date: March 17, 1997	Respondents: Robert Pierce, Carrie L. Williams Pierce, and Pierce Investments Co. Release No. LR-15298
Date: March 17, 1997	Respondents: Matrix Investment Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group, Inc. Release No. LR-15297
Date: March 17, 1997	Respondents: Steven W. Koinis Mar. 17, 1997 Release No. LR-15296
Date: March 14, 1997	Respondents: Emanuel Pinez Mar. 14, 1997 Release No. LR-15295
Date: March 14, 1997	Respondents: Jan Jusko Release No. LR-15294
Date: March 14, 1997	Respondents: Danny Sterk Release No. LR-15293
Date: March 14, 1997	Respondents: William Sedkey Saydein Release No. LR-15292
Date: March 14, 1997	Respondents: Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine, and David S. Coleman Release No. LR-15291
Date: March 14, 1997	Respondents: Barry L. King Release No. LR-15290