This page features opinions and orders issued by the Commission in connection with its adjudication of administrative proceedings, appeals from initial decisions of ALJs, and appeals from SRO or PCAOB action.

The links below direct you to the docket pages for such adjudicatory proceedings as well as to docket pages for respondents’ requests to vacate bars under Koch v. SEC or Bartko v. SEC. The docket pages contain the Commission opinions and orders as well as significant pleadings for such matters.

Commission Opinions and Adjudicatory Orders Table

Respondents
Date: Respondents:
Edward F. Hackert, CPA (Order Postponing Proceeding)
Release No. 33-11282, 34-100035, AAER-4499
File Number: 3-21831
Date: Respondents:
Jeffrey Alan Horn (Order to Show Cause)
Release No. 34-99999
File Number: 3-21822
Date: Respondents:
Ibrahim Almagarby (Order Directing Respondent to File an Answer to the OIP)
Release No. 34-100000
File Number: 3-20622
Date: Respondents:
ACCPAC International, Inc. (n/k/a Sage Software, Inc.) (Order to Show Cause)
Release No. 34-99987
File Number: 3-21862
Date: Respondents:
Applied Minerals, Inc. (Order to Show Cause)
Release No. 34-99986
File Number: 3-21864
Date: Respondents:
Nano Magic Inc. (Order Requesting Additional Briefs)
Release No. 34-99980
File Number: 3-19787
Date: Respondents:
Ameritrust Corporation (Order Directing Prehearing Conference)
Release No. 34-99977
File Number: 3-21292
Date: Respondents:
Jose Luis Casero Sanchez (Order to Show Cause)
Release No. 34-99976, IA-6592
File Number: 3-21152
Date: Respondents:
Christopher Peter Tranchina (Order Extending Time to Issue Decision)
Release No. 34-99964
File Number: 3-21390
Date: Respondents:
Thomas J. Lykos, Jr. (Order Extending Time to Issue Decision)
Release No. 34-99957
File Number: 3-20703
Date: Respondents:
Green Hygienics Holdings, Inc. (Order to Show Cause)
Release No. 34-99956
File Number: 3-21874
Date: Respondents:
Adam Strege (Order Scheduling Briefs)
Release No. 34-99943
File Number: 3-21880
Date: Respondents:
Trevor Michael Saliba (Opinion of the Commission)
Release No. 34-99940
File Number: 3-18989
Date: Respondents:
George R. McKown (Order Requesting Additional Briefing and Materials From the Parties)
Release No. IA-6583
File Number: 3-20927
Date: Respondents:
Ahmed Mohidin, CPA and George Weinbaum, CPA (Order Granting Extension of Time)
Release No. 34-99935
File Number: 3-21841
Date: Respondents:
Laurence G. Allen (Order Extending Time to Issue Decision)
Release No. 34-99925
File Number: 3-21222
Date: Respondents:
Eric S. Smith (Order Extending Time to Issue Decision)
Release No. 34-99919
File Number: 3-20127
Date: Respondents:
Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Extending Time to Issue Decision)
Release No. 34-99918
File Number: 3-20209
Date: Respondents:
Leon Vaccarelli (Order Granting Extension of Time)
Release No. 34-99917, IA-6582
File Number: 3-21030
Date: Respondents:
nDivision Inc. (Order Regarding Service)
Release No. 34-99912
File Number: 3-21878
Date: Respondents:
Lee Cohen (Order Regarding Service of the Division of Enforcement’s Motion for Entry of Default And Imposition of Remedial Sanctions
Release No. 34-99905
File Number: 3-21467
Date: Respondents:
Ira S. Viener, CPA (Order to Show Cause)
Release No. 34-99893
File Number: 3-21139
Date: Respondents:
Ionix Technology, Inc. (Order to Show Cause)
Release No. 34-99891
File Number: 3-21872
Date: Respondents:
Brian Bartlett Amoah and Elbert "Al" Elliott (Order to Show Cause)
Release No. 34-99885
File Number: 3-21726
Date: Respondents:
Ameri Metro, Inc. (Order Discharging Order to Show Cause and Directing Prehearing Conference)
Release No. 34-99884
File Number: 3-21654
Date: Respondents:
Daniel Thomas Broyles (Order to Show Cause)
Release No. 34-99883
File Number: 3-21206
Date: Respondents:
Cang Bao Tian Xia International Art Trade Center, Inc. (Order Granting Motion to Serve Respondent Via The Nevada Secretary of State )
Release No. 34-99870
File Number: 3-21865
Date: Respondents:
Matthew J. Skinner (Order to Show Cause)
Release No. 34-99869
File Number: 3-21001
Date: Respondents:
Empower Clinics, Inc. (Order Regarding Status Report)
Release No. 34-99868
File Number: 3-21626
Date: Respondents:
Matthew R. Logan (Opinion of the Commission)
Release No. 34-99867
File Number: 3-20922
Date: Respondents:
Onwuka Afame (Opinion of the Commission)
Release No. 34-99866
File Number: 3-21263
Date: Respondents:
Trevor Michael Saliba (Order Extending Time to Issue Decision)
Release No. 34-99865
File Number: 3-18989
Date: Respondents:
3D Pioneer Systems, Inc. (Order to Show Cause)
Release No. 34-99864
File Number: 3-21387
Date: Respondents:
Smartchase Corp. (Opinion of the Commission)
Release No. 34-99861
File Number: 3-21693
Date: Respondents:
ePresence, Inc. (Opinion of the Commission)
Release No. 34-99860
File Number: 3-21689
Date: Respondents:
Gustavo A. Guzman (Order Discharging Order to Show Cause and Granting Extension of Time to File Answer)
Release No. IA-6579
File Number: 3-21333
Date: Respondents:
Eric Christopher Cannon (Order Granting Motion to Amend Order Instituting Proceedings and Denying Motion to Dismiss or Stay Proceeding)
Release No. 34-99858
File Number: 3-21790
Date: Respondents:
12 ReTech Corporation (Opinion of the Commission)
Release No. 34-99856
Date: Respondents:
Faulding Inc. (n/k/a Alpharma Specialty Pharma) (Opinion of the Commission)
Release No. 34-99855
Date: Respondents:
Mohidin, Ahmed, CPA;Weinbaum, George, CPA (Order Requesting Additional Briefs)
Release No. 34-99857
File Number: 3-21841
Date: Respondents:
Dragon Mining Corporation (a/k/a Dragon Diamond Corporation)
Release No. 34-99854
File Number: 3-21685
Date: Respondents:
BlueStar Communications Group Inc.
Release No. 34-99853
File Number: 3-21684
Date: Respondents:
Secure Point Technologies, Inc.
Release No. 34-99837
File Number: 3-21680
Date: Respondents:
Action Industries, Inc.
Release No. 34-99836
File Number: 3-21683
Date: Respondents:
Edward F. Hackert (Order Regarding Hearing Date)
Release No. 33-11279, AAER-4495, 34-99835
File Number: 3-21831
Date: Respondents:
Defense Technology Systems, Inc. (Opinion of the Commission)
Release No. 34-99820
File Number: 3-21677
Date: Respondents:
First Community Bancorp Inc. /GA/ (Opinion of the Commission)
Release No. 34-99816
File Number: 3-21679
Date: Respondents:
Nano World Projects Corp. (Order Dismissing Proceeding)
Release No. 34-99821
File Number: 3-21595
Date: Respondents:
Uni-Pixel, Inc. (Opinion of the Commission)
Release No. 34-99781
File Number: 3-21647
Date: Respondents:
Deep Well Oil & Gas, Inc. (Opinion of the Commission)
Release No. 34-99795
File Number: 3-21676
Date: Respondents:
DaRayl D. Davis (Order Extending Time to File Opposition and Reply Briefs)
Release No. 34-99791, IA-6577
File Number: 3-21280
Date: Respondents:
Arch Leasing Corp (Opinion of the Commission)
Release No. 34-99775
File Number: 3-21620
Date: Respondents:
Winthrop California Investors Ltd Partnership (Opinion of the Commission)
Release No. 34-99767
File Number: 3-21611
Date: Respondents:
DreamFunded Marketplace, LLC and Manuel Fernandez (Order Extending Time to Issue Decision)
Release No. 34-99768
File Number: 3-20639
Date: Respondents:
Richard Gregory Tilford (Order Directing Status Reports)
Release No. 34-99763
File Number: 3-21211
Date: Respondents:
Ruless Pierre a/k/a Rules Pierre (Order Directing Submission from the Division of Enforcement)
Release No. IA-6575
File Number: 3-21064
Date: Respondents:
Bradley M. Holts (Order to Show Cause)
Release No. 34-99755
File Number: 3-21788
Date: Respondents:
Bruce Zipper and Dakota Securities International, Inc. (Order Extending Time to Issue Decision)
Release No. 34-99754
File Number: 3-20811
Date: Respondents:
Titan Securities and Brad C. Brooks (Order Extending Time to Issue Decision)
Release No. 34-99753
File Number: 3-20387
Date: Respondents:
Emilio Barrera, Jr., a/k/a Mike Barrera (Order Granting Extension of TIme)
Release No. 34-99738
File Number: 3-21302
Date: Respondents:
Horter Investment Management, LLC and Drew K. Horter (Order Extending Time to Issue Decision)
Release No. IA-6572
File Number: 3-20531
Date: Respondents:
Karina Chairez (Order Requesting Additional Briefing and Materials From the Parties)
Release No. 34-99732
File Number: 3-21011
Date: Respondents:
HQDA Elderly Life Network Corp. (Order Granting Motion to Serve Respondent Via the Nevada Secretary of State)
Release No. 34-99730
File Number: 3-21871
Date: Respondents:
EyeCity.Com, Inc. (Opinion of the Commission)
Release No. 34-99717
File Number: 3-19406
Date: Respondents:
Ahmed Mohidin, CPA; George Weinbaum, CPA (Order Scheduling Briefs)
Release No. 34-99714
File Number: 3-21841
Date: Respondents:
Edward F. Hackert, CPA (Order Granting Motion to Amend the Order Instituting Proceedings)
Release No. 33-11276, 34-99716, AAER-4492
File Number: 3-21831
Date: Respondents:
Matthew R. Logan (Order Extending Time to Issue Decision)
Release No. 34-99707
File Number: 3-20922
Date: Respondents:
Silver Leaf Partners, LLC (Order Extending Time to Issue Decision)
Release No. 34-99706
File Number: 3-19896
Date: Respondents:
Anthony Cantone, Christine Cantone, and Cantone Research Inc. (Order Extending Time to Issue Decision)
Release No. 34-99705
File Number: 3-18999
Date: Respondents:
Lek Securities Corporation (Order Extending Time to Issue Decision)
Release No. 34-99703
File Number: 3-20808
Date: Respondents:
Nicholas J. Genovese (Order Scheduling Briefs)
Release No. IA-6571
File Number: 3-19733
Date: Respondents:
Hughe Duwayne Graham (Order Directing Submission From the Division of Enforcement)
Release No. 34-99702
File Number: 3-20659
Date: Respondents:
Richard Gearhart (Second Order Directing Filing of Status Report Regarding Prehearing Conference)
Release No. IA-6570
File Number: 3-20928
Date: Respondents:
Lynn D. Cawthorne (Order to Show Cause)
Release No. 34-99694, IA-6569
File Number: 3-20823
Date: Respondents:
Deep ATS LLC (Opinion of the Commission)
Release No. 34-99662
File Number: 3-20362
Date: Respondents:
Jacob C. Glick (Order Granting Motion to Stay)
Release No. IA-6566
File Number: 3-21125
Date: Respondents:
Life Clips, Inc. (Opinion of the Commission)
Release No. 34-99636
File Number: 3-21702
Date: Respondents:
Marcus Beam
Release No. IA-6564
File Number: 3-21364
Date: Respondents:
Trevor Michael Saliba
Release No. 34-99625
File Number: 3-18989
Date: Respondents:
Megurditch Patatian (Order Granting Request to Dismiss Application for Review)
Release No. 34-99619
File Number: 3-21796
Date: Respondents:
Sean R. Stewart (Opinion of the Commission)
Release No. 34-99613 , IA-6563
File Number: 3-19951
Date: Respondents:
Strong Solutions, Inc. (Opinion of the Commission)
Release No. 34-99600
File Number: 3-21681
Date: Respondents:
Wilfredo Felix (Order Extending Time to Issue Decision)
Release No. 34-99602
File Number: 3-20380
Date: Respondents:
Lee Sobel (Order to Show Cause)
Release No. 34-99601
File Number: 3-21162
Date: Respondents:
Thomas Lee Johnson (Opinion of the Commission)
Release No. 34-99596
File Number: 3-20646
Date: Respondents:
Coastal Caribbean Oils & Minerals, Ltd. (Opinion of the Commission)
Release No. 34-99595
File Number: 3-21671
Date: Respondents:
Ronald Shane Flynn (Order Granting Motion for Alternative Means of Service)
Release No. 34-99585
File Number: 3-21529
Date: Respondents:
Hung Wai "Howard" Shern (Order to Show Cause)
Release No. 34-99584
File Number: 3-21220
Date: Respondents:
China Crescent Enterprises, Inc. (Opinion of the Commission)
Release No. 34-99576
File Number: 3-21670
Date: Respondents:
Actua Corp. (Opinion of the Commission)
Release No. 34-99575
File Number: 3-21624
Date: Respondents:
JS Beauty Land Network Technology Inc. (Opinion of the Commission)
Release No. 34-99574
File Number: 3-21634
Date: Respondents:
ForceField Energy Inc. (Opinion of the Commission)
Release No. 34-99573
File Number: 3-21645
Date: Respondents:
Atlantic Industries Inc. /Co/ (Opinion of the Commission)
Release No. 34-99565
File Number: 3-21623
Date: Respondents:
Paul Eric Flesche (Order Extending Time to Issue Decision)
Release No. 34-99564
File Number: 3-20647
Date: Respondents:
James Thomas Young (Order Extending Time to Issue Decision)
Release No. 34-99562
File Number: 3-20905
Date: Respondents:
Devin Lamarr Wicker (Order Extending Time to issue Decision)
Release No. 34-99561
File Number: 3-20705
Date: Respondents:
Metatron, Inc. (Opinion of the Commission)
Release No. 34-99558
File Number: 3-18567
Date: Respondents:
Electropremium (Order Extending Time to Issue Decision)
Release No. 33-11272
File Number: 3-21032
Date: Respondents:
Emilio Barrera, Jr., a/k/a Mike Barrera (Order Directing Submission from the Division of Enforcement)
Release No. 34-99563
File Number: 3-21302
Date: Respondents:
Realmark Property Investors Ltd Partnership IV (Opinion of the Commission)
Release No. 34-99542
File Number: 3-21618
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