Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Sept. 15, 2022	Respondents: Gabriel Edelman, Creative Advancement LLC and Edelman Blockchain Advisors LLC Release No. LR-25509 See Also: SEC Complaint
Date: Sept. 14, 2022	Respondents: Chicago Crypto Capital LLC, et al. Release No. LR-25506 See Also: SEC Complaint
Date: Sept. 13, 2022	Respondents: Scott Adam Brander Release No. LR-25502 See Also: SEC Complaint , Administrative Proceedings Release File Number: 3-21069
Date: Sept. 13, 2022	Respondents: Marc J. Frankel Release No. LR-25503 See Also: SEC Complaint
Date: Sept. 13, 2022	Respondents: TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson Release No. LR-25504 See Also: SEC Complaint - Vincent J. Caputo , SEC Complaint - Frank S. Dickerson , SEC Complaint - Ted L. Romeo , and Timothy S. Hart
Date: Sept. 13, 2022	Respondents: Oppenheimer & Co. Inc. Release No. LR-25505 See Also: SEC Complaint
Date: Sept. 9, 2022	Respondents: Profile Solutions, Inc. et. al. Release No. LR-25500 See Also: SEC Complaint
Date: Sept. 9, 2022	Respondents: Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Release No. LR-25501
Date: Sept. 8, 2022	Respondents: Money Magnet Platinum Membership Initiative LLC and LaKenya Hopkins Release No. LR-25499 See Also: SEC Complaint
Date: Sept. 7, 2022	Respondents: Todd Christopher Doucette Release No. LR-25498 See Also: SEC Complaint
Date: Sept. 2, 2022	Respondents: Kris A. Swaffer, et. al. Release No. LR-25496 See Also: SEC Complaint
Date: Sept. 2, 2022	Respondents: David Pope Release No. LR-25497, AAER-4331 See Also: SEC Complaint
Date: Sept. 1, 2022	Respondents: Cronin and Joseph Release No. LR-25493
Date: Sept. 1, 2022	Respondents: Ramas Capital Management, LLC and Ganesh H. Betanabhatla Release No. LR-25494 See Also: SEC Complaint
Date: Sept. 1, 2022	Respondents: Archer Capital Management Group et al. Release No. LR-25495 See Also: SEC Complaint
Date: Aug. 31, 2022	Respondents: Empirex Capital LLC, et al. Release No. LR-25492
Date: Aug. 30, 2022	Respondents: Lee A. Bressler Release No. LR-25488 See Also: SEC Complaint
Date: Aug. 30, 2022	Respondents: Ignite International Brands, Ltd. Release No. LR-25489
Date: Aug. 30, 2022	Respondents: Pavel Ruiz Release No. LR-25490 See Also: SEC Complaint , SEC Complaint
Date: Aug. 30, 2022	Respondents: Gregory E. Lindberg, et al. Release No. LR-25491 See Also: SEC Complaint
Date: Aug. 29, 2022	Respondents: Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Release No. LR-25487 See Also: SEC Complaint
Date: Aug. 26, 2022	Respondents: Spartan Securities Group, Ltd., et al. Release No. LR-25486 See Also: Order
Date: Aug. 25, 2022	Respondents: Swapnil J. Rege et al. Release No. LR-25482
Date: Aug. 25, 2022	Respondents: John C. Wilson II, et al. Release No. LR-25483 See Also: SEC Complaint
Date: Aug. 25, 2022	Respondents: Taronis Technologies, Inc., et al. Release No. LR-25484, AAER-4328 See Also: SEC Complaint
Date: Aug. 25, 2022	Respondents: GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25485
Date: Aug. 24, 2022	Respondents: Nicolas Arkells Release No. LR-25481 See Also: SEC Complaint
Date: Aug. 23, 2022	Respondents: Robert Brian Watson and WDC Holdings LLC d/b/a Northstar Commercial Partners Release No. LR-25480 See Also: SEC Complaint
Date: Aug. 19, 2022	Respondents: Lee Simmons Release No. LR-25478 See Also: SEC Complaint
Date: Aug. 19, 2022	Respondents: Jonathan Dax Cooke, et al. Release No. LR-25479 See Also: Judgment
Date: Aug. 18, 2022	Respondents: Airborne Wireless Network, et al. Release No. LR-25476
Date: Aug. 18, 2022	Respondents: Anthony J. Mastroianni, Jr. and Global Business Development and Consulting Corp. Civil Release No. LR-25477
Date: Aug. 17, 2022	Respondents: Ronald D. Paul Release No. LR-25471, AAER-4322 See Also: SEC Complaint
Date: Aug. 17, 2022	Respondents: Christopher R. Bentley and Bellatorum Resources, LLC Release No. LR-25472 See Also: SEC Complaint
Date: Aug. 17, 2022	Respondents: Nicholas Daniel Release No. LR-25473 See Also: SEC Complaint
Date: Aug. 17, 2022	Respondents: CKB168 Holdings Ltd., et al. Release No. LR-25474
Date: Aug. 17, 2022	Respondents: Sergei Polevikov, et al. Release No. LR-25475
Date: Aug. 16, 2022	Respondents: Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets Release No. LR-25468 See Also: SEC Complaint
Date: Aug. 16, 2022	Respondents: Rahim Mohamed, Davies (Dave") Wong Release No. LR-25469
Date: Aug. 16, 2022	Respondents: Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer Release No. LR-25470 See Also: SEC Complaint
Date: Aug. 15, 2022	Respondents: Ross Barish Release No. LR-25467
Date: Aug. 11, 2022	Respondents: Desilu Studios, Inc. and Charles B. Hensley Release No. LR-25466
Date: Aug. 10, 2022	Respondents: GreneCo, LLC, Gene D. Larson, Gregory K. Womack, and Womack Investment Advisers, Inc. Release No. LR-25464 See Also: SEC Complaint
Date: Aug. 10, 2022	Respondents: Alpine Securities Corp., et al. Release No. LR-25465 See Also: SEC Complaint
Date: Aug. 3, 2022	Respondents: Semisub, Inc., Curtiss Edward Jackson, and Jamey Denise Jackson Release No. LR-25462 See Also: SEC Complaint
Date: Aug. 3, 2022	Respondents: Brian K. Hutchison Release No. LR-25463, AAER-4319 See Also: Complaint , Administrative Proceedings Release
Date: Aug. 2, 2022	Respondents: Crown Bridge Partners, LLC, Soheil Adhoot, and Sepas Ahdoot Release No. LR-25461 See Also: SEC Complaint
Date: Aug. 1, 2022	Respondents: Vladimir Okhotnikov et al. Release No. LR-25460 See Also: SEC Complaint
Date: July 29, 2022	Respondents: Alan Z. Appelbaum Release No. LR-25459 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
Date: July 28, 2022	Respondents: Robert L. Murray, Jr. Release No. LR-25455 See Also: SEC Complaint
Date: July 28, 2022	Respondents: Patient Access Solutions, Inc., et al. Release No. LR-25456 See Also: SEC Complaint
Date: July 28, 2022	Respondents: GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25457
Date: July 28, 2022	Respondents: Mark Klein, et al. Release No. LR-25458 See Also: SEC Complaint
Date: July 27, 2022	Respondents: Alexandra Robert, Chalala Academy LLC Release No. LR-25452 See Also: SEC Complaint
Date: July 27, 2022	Respondents: Frank Okunak Release No. LR-25454 See Also: SEC Complaint
Date: July 26, 2022	Respondents: Amit Bhardwaj, et al. Release No. LR-25450 See Also: SEC Complaint
Date: July 26, 2022	Respondents: Seth Markin and Brandon Wong Release No. LR-25451 See Also: SEC Complaint
Date: July 26, 2022	Respondents: Todd Lahr and Thomas Megas Release No. LR-25453 See Also: SEC Complaint , Judgment , Memorandum Opinion
Date: July 25, 2022	Respondents: Stephen E. Buyer, et al. Release No. LR-25448 See Also: SEC Complaint
Date: July 25, 2022	Respondents: Brijesh Goel and Akshay Niranjan Release No. LR-25449 See Also: SEC Complaint
Date: July 21, 2022	Respondents: Apostolos Trovias Release No. LR-25447 See Also: Judgment
Date: July 18, 2022	Respondents: Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Release No. LR-25446 See Also: SEC Complaint
Date: July 15, 2022	Respondents: Richard Jonathan Eden, et al. Release No. LR-25444 See Also: SEC Complaint
Date: July 15, 2022	Respondents: John David McAfee and Jimmy Gale Watson, Jr. Release No. LR-25445 See Also: Jr. , Order - John David McAfee
Date: July 13, 2022	Respondents: Manuel Alvis, Joseph Boulos, Carlos Pingarron, Carlos Sorondo Release No. LR-25443 See Also: SEC Complaint - Alvis , SEC Complaint - Boulos , SEC Complaint - Pingarron , SEC Complaint - Sorondo
Date: July 11, 2022	Respondents: Shimon Rosenfeld Release No. LR-25441
Date: July 11, 2022	Respondents: Jerry Li Release No. LR-25442
Date: July 7, 2022	Respondents: Doron A. Tavlin, Afshin Farahan, and David J. Gantman Release No. LR-25439 See Also: SEC Complaint
Date: July 7, 2022	Respondents: George W. Haywood Release No. LR-25440 See Also: SEC Complaint
Date: July 6, 2022	Respondents: Carrillo et al.; Release No. LR-25437
Date: July 6, 2022	Respondents: Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae Release No. LR-25438
Date: July 1, 2022	Respondents: William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Release No. LR-25433 See Also: SEC Complaint
Date: July 1, 2022	Respondents: Matthew Wade Beasley, et al. Release No. LR-25434 See Also: SEC Complaint
Date: July 1, 2022	Respondents: Eric S. Hollifield Release No. LR-25435 See Also: SEC Complaint
Date: July 1, 2022	Respondents: Justin R. Kimbrough, Terry Nikopoulos. TKJ Investments Corp., TKJ Holdings Corp., Preeminent Trade Group Inc., The Elyte Group Corp., and Prosperity Consultants, LLC Release No. LR-25436 See Also: SEC Complaint
Date: June 29, 2022	Respondents: Daniel J. Moscatiello Release No. LR-25431 See Also: SEC Complaint
Date: June 29, 2022	Respondents: Shlomo Nir and Tzachi Rahamim Release No. LR-25432 See Also: SEC Complaint , ol
Date: June 27, 2022	Respondents: Moynes, et al. Release No. LR-25430 See Also: SEC Complaint
Date: June 24, 2022	Respondents: StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow Release No. LR-25429
Date: June 21, 2022	Respondents: Steven J. Sheinfeld Release No. LR-25428 See Also: Judgment
Date: June 17, 2022	Respondents: Lek Securities Corporation, et. al. Release No. LR-25427
Date: June 16, 2022	Respondents: Anthony Michael Holland Release No. LR-25426 See Also: SEC Complaint
Date: June 15, 2022	Respondents: Shuang Chen, et al. Release No. LR-25421
Date: June 15, 2022	Respondents: David Roda and Andrew Larkin Release No. LR-25422 See Also: SEC Complaint
Date: June 15, 2022	Respondents: Boron Capital, LLC, BC Holdings 2017, United BNB Fund 2018, and Blake Robert Templeton Release No. LR-25423 See Also: SEC Complaint
Date: June 15, 2022	Respondents: Resolute Capital Partners Ltd, LLC, et al. Release No. LR-25424 See Also: SEC Complaint File Number: 3-20597
Date: June 15, 2022	Respondents: Loral L. Langemeier and Live Out Loud, Inc. Release No. LR-25425 See Also: SEC Complaint
Date: June 14, 2022	Respondents: Mark Korb Release No. LR-25419 See Also: Complaint
Date: June 14, 2022	Respondents: Michael Mooney, Britt Wright, and Penny Flippen Release No. LR-25420 See Also: SEC Complaint
Date: June 10, 2022	Respondents: A.G. Morgan Financial Advisors, LLC et al. Release No. LR-25418 See Also: SEC Complaint
Date: June 9, 2022	Respondents: Trends Investments Inc. et al. Release No. LR-25414 See Also: SEC Complaint
Date: June 9, 2022	Respondents: Terraform Labs Pte Ltd. and Do Kwon Release No. LR-25415
Date: June 9, 2022	Respondents: Puneet Dikshit Release No. LR-25416
Date: June 9, 2022	Respondents: Patrick Churchville, et al. Release No. LR-25417
Date: June 8, 2022	Respondents: Stubos, et al.; Release No. LR-25411 See Also: SEC Complaint
Date: June 8, 2022	Respondents: Knox et al.; Release No. LR-25412 See Also: s Motion for Summary Judgment , Judgment - B2 Cap Inc. , Judgment - B21 Ltd. , Judgment - C Capital Corp. , Silverton SA Inc. , Judgment - WB21 DMCC , Judgment - WB21 NA Inc. , Judgment - WB21 US Inc. , Judgment - Wintercap SA Inc.
Date: June 8, 2022	Respondents: United Health Products, Inc., Douglas Beplate, and Louis Schiliro Release No. LR-25413 See Also: SEC Complaint , Administrative Proceedings Release
Date: June 7, 2022	Respondents: Morningstar Credit Ratings, LLC Release No. LR-25409 See Also: Judgment
Date: June 7, 2022	Respondents: LG Capital Funding, LLC., and Joseph I. Lerman, et. al Release No. LR-25410 See Also: SEC Complaint
Date: June 2, 2022	Respondents: Anthony Sirotka Release No. LR-25406 See Also: SEC Complaint