Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

Release Number	SEC Issue Date	File Number	Details
Release Number:34-84313	SEC Issue Date: Sept. 28, 2018	File Number:10-233	Details: MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* November 19, 2018 See Also - Form 1 Application and Exhibits, Release No. 34-84891 Federal Register version (83 FR 49965)
Release Number:34-84270	SEC Issue Date: Sept. 24, 2018	File Number:2018-13	Details: Order Determining Whistleblower Award Claim
Release Number:34-84210, IC-33240	SEC Issue Date: Sept. 19, 2018	File Number:	Details: Order concerning Hurricane Florence (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
Release Number:34-84210, IC-33240	SEC Issue Date: Sept. 19, 2018	File Number:	Details: Order concerning Hurricane Florence (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
Release Number:34-84125	SEC Issue Date: Sept. 14, 2018	File Number:2018-12	Details: Order Determining Whistleblower Award Claim
Release Number:34-84046	SEC Issue Date: Sept. 6, 2018	File Number:2018-11	Details: Order Determining Whistleblower Award Claim
Release Number:33-10538, 34-83935	SEC Issue Date: Aug. 24, 2018	File Number:	Details: Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates Federal Register version (83 FR 44101)
Release Number:33-10538, 34-83935	SEC Issue Date: Aug. 24, 2018	File Number:	Details: Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates Federal Register version (83 FR 44101)
Release Number:33-10531, 34-83874	SEC Issue Date: Aug. 17, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 42552)
Release Number:33-10531, 34-83874	SEC Issue Date: Aug. 17, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 42552)
Release Number:34-83856	SEC Issue Date: Aug. 15, 2018	File Number:SR-FINRA-2010-056	Details: Order Granting Petition for Review and Scheduling Filing of Statements See Also - Rel. No. 34-63933, Rel No. 34-63316 Federal Register version (83 FR 42340)
Release Number:33-10527, 34-83787, IA-4978, IC-33194	SEC Issue Date: Aug. 9, 2018	File Number:S7-20-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
Release Number:33-10527, 34-83787, IA-4978, IC-33194	SEC Issue Date: Aug. 9, 2018	File Number:S7-20-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
Release Number:33-10527, 34-83787, IA-4978, IC-33194	SEC Issue Date: Aug. 9, 2018	File Number:S7-20-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
Release Number:33-10527, 34-83787, IA-4978, IC-33194	SEC Issue Date: Aug. 9, 2018	File Number:S7-20-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
Release Number:34-83760	SEC Issue Date: Aug. 3, 2018	File Number:	Details: Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act See Also - 34-84497
Release Number:34-83723	SEC Issue Date: July 26, 2018	File Number:SR-BatsBZX-2016-30	Details: Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust Federal Register version (83 FR 37579)
Release Number:34-83689	SEC Issue Date: July 23, 2018	File Number:2018-10	Details: Order Determining Whistleblower Award Claim
Release Number:34-83475	SEC Issue Date: June 20, 2018	File Number:265-30	Details: Fixed Income Market Structure Advisory Committee *Comments Due:* July 11, 2018 Submit a Comment on 265-30 Federal Register version (83 FR 29582)
Release Number:34-83463	SEC Issue Date: June 19, 2018	File Number:	Details: Draft 2018-2022 Strategic Plan for Securities and Exchange Commission *Comments Due:* 30 days from publication in the Federal Register View Received Comments Submit a Comment Federal Register version (83 FR 29589)
Release Number:33-10505, 34-83379, IC-33114	SEC Issue Date: June 5, 2018	File Number:S7-13-18	Details: Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
Release Number:33-10505, 34-83379, IC-33114	SEC Issue Date: June 5, 2018	File Number:S7-13-18	Details: Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
Release Number:33-10505, 34-83379, IC-33114	SEC Issue Date: June 5, 2018	File Number:S7-13-18	Details: Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
Release Number:33-10503, 34-83376, IC-33113	SEC Issue Date: June 5, 2018	File Number:S7-12-18	Details: Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
Release Number:33-10503, 34-83376, IC-33113	SEC Issue Date: June 5, 2018	File Number:S7-12-18	Details: Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
Release Number:33-10503, 34-83376, IC-33113	SEC Issue Date: June 5, 2018	File Number:S7-12-18	Details: Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
Release Number:34-83378	SEC Issue Date: June 5, 2018	File Number:	Details: Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay
Release Number:34-83361	SEC Issue Date: June 1, 2018	File Number:084-06306	Details: Order Cancelling Registrations of Certain Transfer Agents File Nos.: 084-06306, 084-06171, 084-06327, 084-06440, 084-06173, 084-06204, 084-01911, 084-06197, 084-05425, 084-06274, 084-6193, 084-06084, 084-06174, 084-06228, 084-06208, 084-05445, 084-01822, 084-06113, 084-01123, 084-01425, 084-05831, 084-06046, 084-06094, 084-06257, 084-06122, 084-06518, 084-06268, 084-05621, 084-06500, 084-06360, 084-05819, 084-6121, 084-01300, 084-06293, 084-05663, 084-00012, 084-06246 Federal Register version (83 FR 26331)
Release Number:33-10499, 34-83308	SEC Issue Date: May 23, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* June 14, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 24836)
Release Number:33-10499, 34-83308	SEC Issue Date: May 23, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* June 14, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 24836)
Release Number:34-83057	SEC Issue Date: April 17, 2018	File Number:	Details: Order Making Fiscal Year 2018 Annual Adjustments to Transaction Fee Rates Federal Register version (83 FR 17577)
Release Number:34-83037	SEC Issue Date: April 12, 2018	File Number:2018-9	Details: Order Determining Whistleblower Award Claim
Release Number:33-10476, 34-82997	SEC Issue Date: April 5, 2018	File Number:	Details: Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Federal Register version (83 FR 15658)
Release Number:33-10476, 34-82997	SEC Issue Date: April 5, 2018	File Number:	Details: Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Federal Register version (83 FR 15658)
Release Number:34-82996	SEC Issue Date: April 5, 2018	File Number:2018-8	Details: Order Determining Whistleblower Award Claim
Release Number:IA-4873	SEC Issue Date: April 2, 2018	File Number:	Details: Order Granting Hearing on Cancellation and Scheduling Filing of Statements
Release Number:33-10474, 34-82971	SEC Issue Date: March 30, 2018	File Number:	Details: Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934
Release Number:33-10474, 34-82971	SEC Issue Date: March 30, 2018	File Number:	Details: Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934
Release Number:33-10475	SEC Issue Date: March 30, 2018	File Number:	Details: Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer
Release Number:34-82955	SEC Issue Date: March 27, 2018	File Number:2018-7	Details: Order Determining Whistleblower Award Claim
Release Number:34-82897	SEC Issue Date: March 19, 2018	File Number:2018-6	Details: Order Determining Whistleblower Award Claim
Release Number:34-82896	SEC Issue Date: March 16, 2018	File Number:SR-BatsBZX-2017-34	Details: Order Granting Motion for Extension of Time
Release Number:34-82884	SEC Issue Date: March 15, 2018	File Number:265-30	Details: Meeting of the Fixed Income Market Structure Advisory Committee *Comments Due:* April 9, 2018 Submit a Comment on 265-30 Federal Register version (83 FR 12431)
Release Number:33-10470, 34-82869, IA-4869	SEC Issue Date: March 14, 2018	File Number:S7-06-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
Release Number:33-10470, 34-82869, IA-4869	SEC Issue Date: March 14, 2018	File Number:S7-06-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
Release Number:33-10470, 34-82869, IA-4869	SEC Issue Date: March 14, 2018	File Number:S7-06-18	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
Release Number:IA-4867	SEC Issue Date: March 8, 2018	File Number:	Details: Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940
Release Number:33-10466	SEC Issue Date: March 8, 2018	File Number:	Details: Merrill Lynch, Pierce, Fenner & Smith, Incorporated (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting A Waiver of the Rule 506(d)(1)(v)(B) Disqualification Provision)
Release Number:34-82807	SEC Issue Date: March 6, 2018	File Number:2018-5	Details: Order Determining Whistleblower Award Claim
Release Number:33-10464	SEC Issue Date: March 6, 2018	File Number:	Details: Intercontinental Exchange, Inc. (Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver from Being an Ineligible Issuer)
Release Number:34-82794	SEC Issue Date: March 1, 2018	File Number:SR-BatsBZX-2017-34	Details: Order Granting Petitions for Review and Scheduling Filing of Statements Federal Register version (83 FR 9561)
Release Number:34-82787	SEC Issue Date: Feb. 27, 2018	File Number:	Details: Order Granting an Extension of Time to File Audited Financial Statements of DBRS Ratings Limited in Accordance With Exchange Act Rule 17g-3(a)(1)
Release Number:33-10456A, 34-82656A	SEC Issue Date: Feb. 22, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting Federal Register version (83 FR 8727)
Release Number:33-10456A, 34-82656A	SEC Issue Date: Feb. 22, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting Federal Register version (83 FR 8727)
Release Number:PA-53	SEC Issue Date: Feb. 9, 2018	File Number:S7-01-18	Details: Privacy Act of 1974; System of Records *Comments Due:* 30 days after publication in the Federal Register Submit a Comment on S7-01-18 Federal Register version (83 FR 6892)
Release Number:PA-54	SEC Issue Date: Feb. 9, 2018	File Number:S7-02-18	Details: Privacy Act of 1974; System of Records Submit a Comment on S7-02-18 Federal Register version (83 FR 6905)
Release Number:33-10456, 34-82656	SEC Issue Date: Feb. 7, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* March 8, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 6279)
Release Number:33-10456, 34-82656	SEC Issue Date: Feb. 7, 2018	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* March 8, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 6279)
Release Number:33-10455	SEC Issue Date: Feb. 5, 2018	File Number:	Details: Wedbush Securities Inc. (Order Under Rule 262(b)(2) and Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 262(a)(4)(ii) and Rule 506(d)(1)(iv)(B) Disqualification Provisions)
Release Number:IA-4849	SEC Issue Date: Jan. 26, 2018	File Number:	Details: Notice of Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 1940
Release Number:34-82562	SEC Issue Date: Jan. 22, 2018	File Number:2018-4	Details: Order Determining Whistleblower Award Claim
Release Number:33-10453, 34-82483	SEC Issue Date: Jan. 10, 2018	File Number:	Details: Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2018 Federal Register version (83 FR 2470)
Release Number:33-10453, 34-82483	SEC Issue Date: Jan. 10, 2018	File Number:	Details: Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2018 Federal Register version (83 FR 2470)
Release Number:33-10451, 34-82455, IA-4842, IC-32963	SEC Issue Date: Jan. 8, 2018	File Number:	Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (83 FR 1396)
Release Number:33-10451, 34-82455, IA-4842, IC-32963	SEC Issue Date: Jan. 8, 2018	File Number:	Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (83 FR 1396)
Release Number:33-10451, 34-82455, IA-4842, IC-32963	SEC Issue Date: Jan. 8, 2018	File Number:	Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (83 FR 1396)
Release Number:33-10451, 34-82455, IA-4842, IC-32963	SEC Issue Date: Jan. 8, 2018	File Number:	Details: Adjustments to Civil Monetary Penalty Amounts Federal Register version (83 FR 1396)
Release Number:34-82385	SEC Issue Date: Dec. 21, 2017	File Number:4-715	Details: MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan *Comments Due:* December 19, 2017 Federal Register version (82 FR 61613)
Release Number:34-82384	SEC Issue Date: Dec. 21, 2017	File Number:4-714	Details: Miami International Securities Exchange, LLC; Order Declaring Effective a Minor Rule Violation Plan *Comments Due:* December 19, 2017 Federal Register version (82 FR 61649)
Release Number:34-82342	SEC Issue Date: Dec. 18, 2017	File Number:	Details: Notice of Intention To Cancel Registrations of Certain Transfer Agents Federal Register version (82 FR 60778)
Release Number:34-82338	SEC Issue Date: Dec. 15, 2017	File Number:265-30	Details: Fixed Income Market Structure Advisory Committee View Received Comments Submit a Comment on 265-30 Federal Register version (82 FR 60639)
Release Number:33-10446, 34-82280	SEC Issue Date: Dec. 11, 2017	File Number:S7-19-16	Details: Compliance Date for Form 10-D Hyperlink Requirements Federal Register version (82 FR 58731)
Release Number:33-10446, 34-82280	SEC Issue Date: Dec. 11, 2017	File Number:S7-19-16	Details: Compliance Date for Form 10-D Hyperlink Requirements Federal Register version (82 FR 58731)
Release Number:34-82214	SEC Issue Date: Dec. 5, 2017	File Number:2018-3	Details: Order Determining Whistleblower Award Claim
Release Number:34-82181	SEC Issue Date: Nov. 30, 2017	File Number:2018-2	Details: Order Determining Whistleblower Award Claims
Release Number:34-82146	SEC Issue Date: Nov. 22, 2017	File Number:4-715	Details: MIAX PEARL, LLC; Notice of Filing of Proposed Minor Rule Violation Plan *Comments Due:* December 19, 2017 Federal Register version (82 FR 56280)
Release Number:34-82145	SEC Issue Date: Nov. 22, 2017	File Number:4-714	Details: Miami International Securities Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan *Comments Due:* December 19, 2017 Federal Register version (82 FR 56291)
Release Number:34-82067	SEC Issue Date: Nov. 13, 2017	File Number:SR-OCC-2015-02	Details: In the Matter of the Petitions of: Virtu Financial Inc. and Virtu Americas, LLC and Susquehanna International Group, et al.; Order Granting Motion To Substitute Parties and Motion for Extension of Time; Securities Exchange Act of 1934 View Received Comments Federal Register version (82 FR 54439)
Release Number:33-10435, 34-82042	SEC Issue Date: Nov. 9, 2017	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* December 7, 2017 View Received Comments Submit a Comment on 265-28 Federal Register version (82 FR 52949)
Release Number:33-10435, 34-82042	SEC Issue Date: Nov. 9, 2017	File Number:265-28	Details: Investor Advisory Committee Meeting *Comments Due:* December 7, 2017 View Received Comments Submit a Comment on 265-28 Federal Register version (82 FR 52949)
Release Number:34-81958	SEC Issue Date: Oct. 26, 2017	File Number:265-30	Details: Fixed Income Market Structure Advisory Committee Federal Register version (82 FR 50460)
Release Number:34-81857	SEC Issue Date: Oct. 12, 2017	File Number:2018-1	Details: Order Determining Whistleblower Award Claim
Release Number:33-10424, 34-81839, IA-4789, IC-32857	SEC Issue Date: Oct. 10, 2017	File Number:S7-07-17	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-07-17 Federal Register version (83 FR 2022)
Release Number:33-10424, 34-81839, IA-4789, IC-32857	SEC Issue Date: Oct. 10, 2017	File Number:S7-07-17	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-07-17 Federal Register version (83 FR 2022)
Release Number:33-10424, 34-81839, IA-4789, IC-32857	SEC Issue Date: Oct. 10, 2017	File Number:S7-07-17	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-07-17 Federal Register version (83 FR 2022)
Release Number:33-10424, 34-81839, IA-4789, IC-32857	SEC Issue Date: Oct. 10, 2017	File Number:S7-07-17	Details: Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-07-17 Federal Register version (83 FR 2022)
Release Number:34-81760, IC-32842	SEC Issue Date: Sept. 28, 2017	File Number:	Details: Order concerning Hurricane Harvey, Hurricane Irma, and Hurricane Maria (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
Release Number:34-81760, IC-32842	SEC Issue Date: Sept. 28, 2017	File Number:	Details: Order concerning Hurricane Harvey, Hurricane Irma, and Hurricane Maria (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
Release Number:34-81687	SEC Issue Date: Sept. 22, 2017	File Number:	Details: Public Availability of the Securities and Exchange Commission's FY 2015 Service Contract Inventory Federal Register version (82 FR 45639)
Release Number:34-81628	SEC Issue Date: Sept. 14, 2017	File Number:SR-OCC-2015-02	Details: The Options Clearing Corporation (Corrected Order Denying Motion for Stay)
Release Number:34-81629	SEC Issue Date: Sept. 14, 2017	File Number:SR-OCC-2015-02	Details: The Options Clearing Corporation (Corrected Order Scheduling Filing of Statements on Review) View Received Comments Note: The Options Clearing Corporation (Corrected Order Scheduling Filing of Statements on Review) File No.: SR-OCC-2015-02 See also: Capital Plan File: SR-OCC-2015-02 Comments received are available . SIG Motion for Extension of Time Comments of Joseph Kamnik, Senior Vice President and General Counsel, The Options Clearing Corporation Note: The Commission has received this submission from the Options Clearing Corporation in connection with the Corrected Order Scheduling Filing of Statements on Review. The submission contains a reference to an Appendix, which is the subject of a Request for Confidential Treatment by OCC. That Request for Confidential Treatment is currently under consideration.
Release Number:33-10412, 34-80767	SEC Issue Date: Sept. 12, 2017	File Number:265-28	Details: Investor Advisory Committee Meeting View Received Comments Submit a Comment on 265-28 Federal Register version (82 FR 43439)
Release Number:33-10412, 34-80767	SEC Issue Date: Sept. 12, 2017	File Number:265-28	Details: Investor Advisory Committee Meeting View Received Comments Submit a Comment on 265-28 Federal Register version (82 FR 43439)
Release Number:33-10407, 34-81476	SEC Issue Date: Aug. 24, 2017	File Number:	Details: Order Making Fiscal Year 2018 Annual Adjustments to Registration Fee Rates Federal Register version (82 FR 41080)
Release Number:33-10407, 34-81476	SEC Issue Date: Aug. 24, 2017	File Number:	Details: Order Making Fiscal Year 2018 Annual Adjustments to Registration Fee Rates Federal Register version (82 FR 41080)
Release Number:33-10399, 34-81389	SEC Issue Date: Aug. 14, 2017	File Number:265-27	Details: SEC Advisory Committee on Small and Emerging Companies View Received Comments Federal Register version (82 FR 39145)
Release Number:33-10399, 34-81389	SEC Issue Date: Aug. 14, 2017	File Number:265-27	Details: SEC Advisory Committee on Small and Emerging Companies View Received Comments Federal Register version (82 FR 39145)
Release Number:34-81358	SEC Issue Date: Aug. 9, 2017	File Number:265-29	Details: Equity Market Structure Advisory Committee Federal Register version (82 FR 38733)
Release Number:34-81302	SEC Issue Date: Aug. 3, 2017	File Number:SBSDR-2016-02	Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository *Comments Due:* August 30, 2017 View Received Comments See Also - LLC Form SDR Amended Application and Exhibits Submit a Comment on SBSDR-2016-02 Federal Register version (82 FR 37276)
Release Number:34-81227	SEC Issue Date: July 27, 2017	File Number:2017-13	Details: Order Determining Whistleblower Award