Regulatory Release

Year 2000 Operational Capability Requirements for Registered Broker-Dealers and Transfer Agents

Details

Rule Type
Final
Release Number
34-41661
SEC Issue Date
Effective Date

Aug. 30, 1999

Federal Register Publish Date
Document Citation

64 FR 42012

RIN
3235-AH61

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023