Other
Office of Inspector General
May 6, 2015
Other Publications
- Press Releases:
- DOJ Press Release: Disbarred Attorney Pleads Guilty To Securities Fraud In Connection With Fraudulent Opinion Letter Scheme
- DOJ Press Release: Licensed Attorney And Disbarred Attorney Charged With Securities Fraud For Roles In Fraudulent Opinion Letter Scheme
- SEC Press Release: SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets
- SEC Press Release: SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
- DOJ Press Release: United States Attorney for the District of Columbia Timothy J. Shea Announces Launch of Metropolitan Area COVID-19 Anti-Fraud Task Force
- DOJ Press Release: Biotech Officer Sentenced for Securities Fraud and Obstruction of SEC Proceeding
- DOJ Press Release: Biotech Company CEO Sentenced for Securities Fraud and Obstruction
- DOJ Press Release: Biotech Company Employee Sentenced for Securities Fraud
- DOJ Press Release: Former Chief Executive Officer Of Publicly Traded Brand Management Company Charged With Accounting Fraud And Obstruction Of Justice
- DOJ Press Release: Biotech Company CEO Convicted of Securities Fraud and Obstruction
- DOJ Press Release: Owner of South Bay Law Firm and Office Manager Charged with Committing Large-Scale Immigration Visa Fraud
- DOJ Press Release: Biotech Company Employee Pleads Guilty to Securities Fraud Charges
- DOJ Press Release: Pennsylvania Man Pleads Guilty to International Email Impersonation and Fraud Scam
- DOJ Press Release: Former Auditor Sentenced For Submitting Fraudulently Backdated Documents To The Securities And Exchange Commission
- DOJ Press Release: Dominican National Sentenced for International E-Mail Impersonation and Fraud Scam
- DOJ Press Release: Virginia Man Arrested And Charged In Manhattan Federal Court With $100 Million Market Manipulation Scheme Involving Fitbit Stock
- DOJ Press Release: Former SEC Employee Pleads Guilty to Making False Statements Designed to Conceal Prohibited Trading
- DOJ Press Release: Connecticut Financial Advisor Sentenced for Obstructing SEC Investigation
- SEC OIG Press Release Announcing Settlement of Civil Charges Against Former Head of SEC Fort Worth Enforcement Program
- DOJ Press Release: Announcing Indictment Based on False Applications to Federal Agencies, Including the SEC
- Peer Review:
- Other:
- Final Management Letter: Review of Upward Mobility Program
- SEC OIG Interim Body Worn Camera Policy
- Review for Racial and Ethnic Disparities in the SEC’s Issuance of Corrective and Disciplinary Actions from January 1, 2017 – August 31, 2020
- SEC OIG 2020 FEVS Announcement
- Findings of Alleged Fraudulent SEC Rulemaking Comment Letters
- Review of Certain Actions Taken by Commissioner Michael Piwowar as Acting Chairman
- U.S. Postal Service Office of Inspector General Investigation's Impact on Madoff, Restacking and Stanford Receiver Reports
- Legislative Recommendations Related to Madoff Investigation
Modified: March 12, 2024