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Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change, as modified by Amendment No. 4, to Amend NYSE Rule 452 and Listed Company Manual Section 402.08 to Eliminate Broker Discretionary Voting for the Election of Directors and Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Votes for Material Amendments to Investment Advisory Contracts
(Release No. 34-59464; File No. SR-NYSE-2006-92)
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| Jun. 30, 2009 | Memorandum from the Office of Commissioner Paredes regarding a June 30, 2009, meeting with a representative of Broadridge Financial Solutions Inc. |
| Apr. 27, 2009 | Steven Gratzer |
| Apr. 24, 2009 | Neils Holch, Executive Director, Shareholder Communications Coalition |
| Apr. 26, 2009 | Marc Cox, Shareholder, Charlotte, North Carolina |
| Apr. 13, 2009 | Frank Curtiss, Head of Corporate Governance, Railpen Investments |
| Apr. 13, 2009 | Michael R. McAlevey, Vice President and Chief Corporate, Securities & Finance Counsel, General Electric Company |
| Apr. 3, 2009 | Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association, New York, New York |
| Apr. 3, 2009 | Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association |
| Apr. 2, 2009 | Marilyn J. Wasser, Executive Vice President & General Counsel, Realogy Corporation |
| Apr. 1, 2009 | David E. Brown, Jr., Justin R. Howard, Mark F. McElreath, and William S. Ortwein, Alston Bird LLP, Atlanta, Georgia |
| Mar. 31, 2009 | John Endean, President, American Business Conference |
| Mar. 31, 2009 | Steven B. Boehm and Cynthia M. Krus, Sutherland Asbill Brennan LLP, Washington, District of Columbia |
| Mar. 31, 2009 | Doug Pearce, Chief Executive Officer and Chief Investment Officer, British Columbia Investment Management Corporation |
| Mar. 30, 2009 | Lewis B. Campbell, Chairman and Chief Executive Officer, Textron Inc. |
| Mar. 27, 2009 | Sally J. Curley, Senior Vice President, Cardinal Health, Inc. |
| Mar. 27, 2009 | Anne Sheehan, Director, Corporate Governance, California State Teachers' Retirement System's |
| Mar. 27, 2009 | J.J. Mulva, Chairman and Chief Executive Officer, ConocoPhillips |
| Mar. 27, 2009 | Larry S. Dohrs, Vice President, Newground Social Investment |
| Mar. 27, 2009 | Barry M. Olliff, Chief Investment Officer, City of London Investment Company Limited |
| Mar. 27, 2009 | Niels Holch, Executive Director, Shareholder Communications Coalition |
| Mar. 27, 2009 | Carl T. Hagberg |
| Mar. 27, 2009 | McKesson Corporation |
| Mar. 27, 2009 | Anthony J. Horan, Corporate Secretary, JPMorgan Chase & Co. |
| Mar. 27, 2009 | Stephen Griggs, Executive Director, Canadian Coalition for Good Governance |
| Mar. 27, 2009 | R. Scott McMillen, Vice President and Associate General Counsel, The Charles Schwab Corporation |
| Mar. 27, 2009 | James T. Breedlove, Senior Vice President, General Counsel and Secretary, Praxair, Inc. |
| Mar. 27, 2009 | Lydia I. Beebe, Corporate Secretary and
Chief Governance Officer, Chevron Corporation |
| Mar. 27, 2009 | Robert Schifellite, President, Investor Communication Solutions, Broadridge Financial Solutions, Inc. |
| Mar. 27, 2009 | Patrick B. Carey, Associate General Counsel
& Assistant Corporate Secretary, DTE Energy Company |
| Mar. 27, 2009 | Michael C. Connelly, Vice President and General Counsel, Xcel Energy Inc. |
| Mar. 27, 2009 | Kenneth L. Altman, President, The Altman Group, Inc. |
| Mar. 27, 2009 | Matthew Lepore, Vice President, Chief Counsel-Corporate Governance
Assistant General Counsel, Pfizer Inc. |
| Mar. 27, 2009 | David S. Rosenthal, Vice President, Investor Relations, Exxon Mobil Corporation |
| Mar. 27, 2009 | Sarah Wilson, Chief Executive, Manifest- The Proxy Voting Agency |
| Mar. 27, 2009 | David M. Dobkin |
| Mar. 27, 2009 | Kurt N. Schacht, Managing Director, CFA Institute Centre for Financial Market lntegrity and James C. Allen, CFA, Director, Capital Markets Policy CFA Institute Centre for Financial Market Integrity |
| Mar. 27, 2009 | Thomas F. Larkins, Vice President, Corporate Secretary and Deputy General Counsel, Honeywell International Inc. |
| Mar. 27, 2009 | Scott Renwick, Senior Vice President, General Counsel, Unitrin, Inc., Chicago, Illinois |
| Mar. 27, 2009 | E.J. Wunsch, Assistant Secretary and Associate General Counsel, The Procter & Gamble Company |
| Mar. 27, 2009 | Stephen P. Norman, Secretary, American Express Company |
| Mar. 27, 2009 | Daniel Rothstein, Executive Vice President
Chief Risk Officer & General Counsel, Provident New York Bancorp |
| Mar. 27, 2009 | Sullivan & Cromwell LLP |
| Mar. 27, 2009 | Jeffrey W. Rubin, Chair, New York State Bar Association Securities Regulation Committee, New York, New York |
| Mar. 27, 2009 | Karrie McMillan, General Counsel, Investment Company Institute |
| Mar. 27, 2009 | Hye-Won Choi, Senior Vice President and Head of Corporate Governance, Teachers Insurance and Annuity Association and College Retirement Equities Fund |
| Mar. 27, 2009 | G. Richard Wagoner, Jr., Chairman and Chief Executive Officer, General Motors Corporation |
| Mar. 27, 2009 | Cary Klafter, Vice President, Legal and Corporate Affairs, and Corporate Secretary, Intel Corporation |
| Mar. 27, 2009 | David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce, Washington, District of Columbia |
| Mar. 27, 2009 | Clifford DuPree, Vice President, Corporate Governance & Assistant Corporate Secretary, CA, Inc. |
| Mar. 27, 2009 | Ashbel C. Williams, Executive Director CIO, Florida State Board of Administration, Tallahassee, Florida |
| Mar. 27, 2009 | Marianne Drost, Senior Vice President, Deputy General Counsel and Corporate Secretary, Verizon Communications Inc. |
| Mar. 27, 2009 | John C. Wilcox, Chairman, Sodali |
| Mar. 27, 2009 | Paul Conn, President, Global Capital Markets, Computershare Limited, and David Drake, President, Georgeson Inc. |
| Mar. 27, 2009 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Mar. 27, 2009 | Dale A. Rocheleau, Esq., Sr. Vice President, General Counsel and Corporate Secretary, Central Vermont Public Service Corporation |
| Mar. 27, 2009 | Matthew K. Rose, Chairman, President and Chief Executive Officer, Burlington Northern Santa Fe Corporation |
| Mar. 26, 2009 | Gregory W. Smith, General Counsel, Colorado Public Employees' Retirement Association |
| Mar. 26, 2009 | J. J. Mulva, Chairman and Chief Executive Officer, ConocoPhillips Company |
| Mar. 26, 2009 | Gilbert J. Pomar, III, President and Chief Executive Officer, and Valerie A. Kendall, EVP and Chief Financial Officer, Jacksonville Bancorp, Inc. |
| Mar. 26, 2009 | Cynthia H. Haynes, Vice President, Assistant Secretary and Assistant General Counsel, Texas Instruments Incorporated |
| Mar. 26, 2009 | Thomas M. Moriarty, General Counsel, Secretary and SVP, Pharmaceutical Strategies & Solutions, Medco Health Solutions, Inc. |
| Mar. 26, 2009 | David A. Katz, Wachtell, Lipton, Rosen & Katz |
| Mar. 26, 2009 | Dinesh C. Paliwal, Chairman & Chief Executive Officer, Harman International Industries, Inc. |
| Mar. 26, 2009 | H. Edward Hanway, Chairman and Chief Executive Officer, CIGNA Corporation, Philadelphia, Pennsylvania |
| Mar. 26, 2009 | Judith H. Jones, Vice President and Corporate Secretary, Law & Regulatory Affairs, Aetna Inc. |
| Mar. 26, 2009 | Kenneth G. Frassetto, Director, Treasury Management and Shareholder Services, MGE Energy, Inc. |
| Mar. 26, 2009 | John F. Kuntz, General Counsel & Corporate Secretary, Provident Financial Services, Inc. |
| Mar. 26, 2009 | Charles Jurgonis, Plan Secretary, AFSCME Employees Pension Plan |
| Mar. 26, 2009 | Frances B. Jones, Executive Vice President, General Counsel, Corporate Secretary and Chief Corporate Governance Officer, BB&T Corporation |
| Mar. 26, 2009 | Donald A. French, Treasurer, UQM Technologies, Inc. |
| Mar. 26, 2009 | Robert D. Fatovic, Executive Vice President, General Counsel and Corporate Secretary, Ryder System, Inc. |
| Mar. 26, 2009 | Bronwen L. Mantlo, Associate General Counsel and Assistant Secretary, Eli Lilly and Company |
| Mar. 26, 2009 | Robert J. LaForest, Vice President and Associate General Counsel, Whirlpool Corporation |
| Mar. 26, 2009 | W. James McNerney, Jr., Chairman of the Board, President & Chief Executive Officer, The Boeing Company |
| Mar. 26, 2009 | Gregory A. Robbins, Senior Vice President and General Counsel, Veeco Instruments Inc. |
| Mar. 26, 2009 | Christine P. Richards, Executive Vice President, General Counsel and Secretary, FedEx Corporation |
| Mar. 25, 2009 | William D. Zollars, Chairman, President & CEO, YRC Worldwide Inc. |
| Mar. 25, 2009 | Daniel J. Meaney, Corporate Secretary, Connecticut Water Company |
| Mar. 25, 2009 | Tim Solso, Chairman and Chief Executive Officer, Cummins, Inc. |
| Mar. 25, 2009 | Peter M. Finn, First Vice President, Regulatory Affairs, Astoria Financial Corporation |
| Mar. 25, 2009 | Larry W. Sonsini, Chairman, Proxy Working Group |
| Mar. 25, 2009 | Barbara Trivedi, Shareholder Services Manager, Crescent Banking Company |
| Mar. 25, 2009 | Stephen A. Roell, Chairman and Chief Executive Officer, Johnson Controls, Inc. |
| Mar. 25, 2009 | Cheryl C. Carter, Corporate Secretary & Director of Human Resources, Synalloy Corporation |
| Mar. 25, 2009 | Daniel R. DiMicco, Chairman, President, and Chief Executive Officer, Nucor Corporation |
| Mar. 25, 2009 | William J. O'Shaughnessy, Jr., Assistant General Counsel and Corporate Secretary, Quest Diagnostics |
| Mar. 25, 2009 | Steven J. Johnston, Cincinnati Financial Corporation |
| Mar. 25, 2009 | Kathryn V. Marinello, Chairman and CEO, Ceridian Corporation |
| Mar. 25, 2009 | Robert M. Stanton, Pittsburgh, Pennsylvania |
| Mar. 25, 2009 | Holly Roseberry, Director, Superlattice Power Inc., Las Vegas, Nevada |
| Mar. 25, 2009 | Holly Roseberry, President, EV Innovations, Inc., Las Vegas, Nevada |
| Mar. 25, 2009 | David L. Siddall, Vice President, Deputy General Counsel and Corporate Secretary, Anadarko Petroleum Corporation, The Woodlands, Texas |
| Mar. 25, 2009 | Anne M. Mulcahy, Chair, Corporate Leadership Initiative, Business Roundtable |
| Mar. 25, 2009 | Anne M. Mulcahy, Chairman and Chief Executive Officer, Xerox Corporation |
| Mar. 24, 2009 | William A. Little III, President, Gulf Registrar and Transfer Corporation |
| Mar. 24, 2009 | Laura J. Cataldo, President & CEO, Platinum Stock Transfer |
| Mar. 24, 2009 | Jason Freeman, President, Routh Stock Transfer, Inc. |
| Mar. 24, 2009 | Steven R. Mackey, Executive Vice President, Secretary and General Counsel, Helmerich & Payne, Inc. |
| Mar. 24, 2009 | Robert G. Pearson, President and CEO, Illinois Stock Transfer Company |
| Mar. 24, 2009 | Mary Cleo Fernandez, Transfer Agent, Standard Registrar & Transfer Agency |
| Mar. 24, 2009 | Salli Marinov, President and CEO, First American Stock Transfer, Inc. |
| Mar. 24, 2009 | Steven G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company |
| Mar. 24, 2009 | James B. Flaws, Vice Chairman & Chief Financial, Corning Incorporated |
| Mar. 24, 2009 | Elisa D. Garcia C., Executive Vice President & General Counsel, Office Depot, Inc. |
| Mar. 24, 2009 | Maura A. Smith, Senior Vice President, General Counsel & Corporate Secretary, International Paper Company |
| Mar. 24, 2009 | George Johnson, Vice President, Securities Transfer Corporation |
| Mar. 24, 2009 | Chris DeRose, Chief Executive Officer, Ohio Public Employees Retirement System |
| Mar. 24, 2009 | D. Craig Nordlund, Senior Vice President, General Counsel & Secretary, Agilent Technologies, Inc. |
| Mar. 24, 2009 | Michael C. Miller, Executive Vice President and General Counsel & Secretary, Monster Worldwide, Inc. |
| Mar. 24, 2009 | Kevin Kopaunik, President, Fidelity Transfer Company |
| Mar. 24, 2009 | Loren K. Hanson, Assistant Secretary, Otter Tail Corporation |
| Mar. 24, 2009 | Jon D. Botsford, Senior Vice President, General Counsel and Secretary, Furniture Brands International, Inc. |
| Mar. 24, 2009 | Jon D. Botsford, Senior Vice President, General Counsel and Secretary, Furniture Brands International, Inc. |
| Mar. 24, 2009 | Dorothy B.Wright, Vice President, Investor Relations and Corporate Secretary, First Financial Holdings, Inc. |
| Mar. 24, 2009 | Jonathan Miller, President, StockTrans, Inc. |
| Mar. 24, 2009 | Donna Dabney, Vice President, Secretary, Corporate Governance Counsel, Alcoa Inc. |
| Mar. 24, 2009 | Toni Zaks, President, OTC Corporate Transfer Service |
| Mar. 23, 2009 | C.W. Moorman, Chairman, President and Chief Executive Officer, Norfolk Southern Corporation |
| Mar. 23, 2009 | Shelly L. Angus, Senior Vice Ptesident/Investor Relations, Washington Banking Company |
| Mar. 23, 2009 | Karen Gross, VP and Secretary, Royal Gold, Inc., Denver, Colorado |
| Mar. 23, 2009 | Alissa E. Ballot, Vice President & Corporate Secretary, FPL Group, Inc. |
| Mar. 23, 2009 | Ronald L. Nelson, Chairman and Chief Executive Officer, Avis Budget Group, Inc. |
| Mar. 20, 2009 | Neila B. Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries and Governance Professionals |
| Mar. 20, 2009 | Bess Joffe, Associate Director, Hermes Equity Ownership Services Ltd. |
| Mar. 19, 2009 | Jonathan D. Urick, Research Analyst, Council of Institutional Investors |
| Mar. 18, 2009 | Ellen M. Fitzsimmons, Senior Vice President, Law and Public Affairs & General Counsel, CSX Corporation |
| Mar. 17, 2009 | Alexander C. Schoch, Executive Vice President, Law, Chief Legal Officer and Secretary, Peabody Energy Corporation |
| Mar. 17, 2009 | Charles G. "Chip" McClure, Chairman, CEO and President, ArvinMeritor, Inc. |
| Mar. 17, 2009 | Roderick A. Palmore, Executive Vice President, General Counsel and Secretary, General Mills, Inc. |
| Mar. 17, 2009 | Jonas Kron, Senior Social Research Analyst, Trillium Asset Management Corporation |
| Mar. 16, 2009 | Dean A. Scarborough, President and
Chief Executive Officer, Avery Dennison Corporation |
| Mar. 16, 2009 | Jeffrey D. Morgan, CAE,
President & CEO, National Investor Relations Institute |
| Mar. 13, 2009 | Eaton Corporation |
| Mar. 13, 2009 | James McRitchie, Publisher, Corporate Governance |
| Mar. 13, 2009 | Robert McCormick, Esq., Chief Policy Officer, Glass, Lewis Co., San Francisco, California |
| Mar. 13, 2009 | Douglas Ian Shaw, Senior Vice President and Corporate Secretary, Suffolk County National Bank, Suffolk Bancorp |
| Mar. 12, 2009 | Ralph V. Whitworth, Principal, Relational Investors LLC |
| Mar. 6, 2009 | Brian T. Connolly |
| Mar. 3, 2009 | Paul Abel, Suburban Propane Partners, L.P. |
| Jan. 19, 2009 | Doug Pearce, Canadian Coalition for Good Governance |
| Apr. 26, 2008 | Dennis A. Johnson, CalPERS |
| Apr. 17, 2008 | Ann Yerger, Council of Insitutional Investors |
| Apr. 17, 2008 | William B. Patterson, CtW Investment Group |
| Mar. 31, 2008 | Kurt N. Schacht, CFA Institute Centre for Financial Market lntegrity |
| Nov. 5, 2007 | Amy Borrus, Council of Institutional Investors |
| Oct. 26, 2007 | Peter H. Mixon, Calpers |
| Jun. 25, 2007 | John Endean, American Business Conference |
| Jun. 13, 2007 | Michael McCauley, State Board 0f Admin of Florida |
| Jun. 13, 2007 | Michael McCauley, State Board of Admin. of Florida |
| Jun. 9, 2007 | Paul Schott Stevens, ICI |
| Jun. 6, 2007 | William B. Patterson, CtW Investment Group |
| Jun. 5, 2007 | Ann Yerger, Council of Insititutional Investors |
| Jan. 16, 2007 | John Endean, American Business Conference |
| Dec. 18, 2006 | Paul Schott Stevens, ICI |
| Nov. 20, 2006 | Paul Schott Stevens, ICI |
| Nov. 17, 2006 | Paul Abel, Suburban Propane Partners LP |
| Nov. 13, 2006 | David C. Chavern, U.S. Chamber of Commerce |
http://www.sec.gov/comments/sr-nyse-2006-92/nyse200692.shtml
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