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Comments on NSX Rulemaking
Notice of Filing of a Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20
[Release No. 34-62131; File No. SR-NSX-2010-05]
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| Aug. 20, 2010 | Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX |
| Aug. 16, 2010 | Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq |
| Jul. 28, 2010 | Memorandum from the Office of Commissioner Paredes regarding a July 28, 2010, meeting with representatives of Instinet, LLC and Promontory Financial Group, LLC |
| Jul. 19, 2010 | Memorandum from the Office of Commissioner Paredes regarding a July 19, 2010, meeting with representatives of Bank of America |
| Jul. 19, 2010 | Memorandum from the Office of Commissioner Walter regarding a June 30, 2010, meeting with representatives of the Managed Funds Association |
| Jul. 9, 2010 | Memorandum from the Office of Commissioner Paredes regarding a July 8, 2010, meeting with representatives of Headlands Technologies |
| Jul. 9, 2010 | Memorandum from the Office of Commissioner Paredes regarding a June 30, 2010, meeting with representatives of the Managed Funds Association |
| Jun. 21, 2010 | Memorandum from the Office of Commissioner Paredes regarding a June 16, 2010, meeting with representatives of Knight Capital Group Inc. |
| Jun. 10, 2010 | Memorandum from the Office of Commissioner Paredes regarding a June 10, 2010, meeting with representatives of NYSE Euronext |
| Jun. 9, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a June 9, 2010, meeting with representatives of Direct Edge |
| Jun. 9, 2010 | John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois |
| Jun. 9, 2010 | Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association |
| Jun. 8, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 4, 2010, telephone call with a representative of Accenture plc |
| Jun. 8, 2010 | Liam Connell, Allston Trading, LLC; Richard B. Gorelick, RGM Advisors, LLC; Adam Nunes, Hudson River Trading LLC; and Cameron Smith, Quantlab Financial, LLC |
| Jun. 4, 2010 | Jon Robson, Global Head, Enterprise Division, Thomson Reuters |
| Jun. 4, 2010 | Daniel Mathisson, Manager Director, Credit Suisse Securities (USA) LLC |
| Jun. 4, 2010 | Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc. |
| Jun. 3, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
| Jun. 3, 2010 | Karrie McMillan, General Counsel, Investment Company Institute |
| Jun. 3, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a June 1, 2010, telephone call with a representative of Accenture |
| Jun. 3, 2010 | Julie Sweet, Accenture plc |
| Jun. 3, 2010 | George U. Sauter, Managing Director and Chief Investment Officer, The Vanguard Group, Inc. |
| Jun. 3, 2010 | Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade |
| Jun. 2, 2010 | Ira P. Shapiro, Managing Director, BlackRock, Inc., San Francisco, California |
| Jun. 2, 2010 | Hal McIntyre, Managing Partner, The Summit Group, New York, New York |
| May 31, 2010 | Patrick J. Healy, CEO, Issuer Advisory Group, LLC |
| May 28, 2010 | Melissa L. Bean, U.S. House of Representatives |
| May 27, 2010 | Judith Kittinger |
| May 26, 2010 | Larry Harris, Fred V. Keenan Chair in Finance, USC Marshall School of Business, Los Angeles, California |
| May 25, 2010 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University |
| May 20, 2010 | Paul Rogers |
| May 20, 2010 | Peter Skopp, President, Molinete Trading Inc. |
| May 19, 2010 | Cliff Pereira |
| May 13, 2010 | James K. Rutledge |
| May 13, 2010 | Thomas Hofler Ph.D. |
| May 11, 2010 | Rep. Edward J. Markey, U.S. House of Representatives |
| May 10, 2010 | Sen. Charles E. Schumer, U.S. Senate |
http://www.sec.gov/comments/sr-nsx-2010-05/nsx201005.shtml
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