Comments on NSCC Rulemaking
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by National Securities Clearing Corporation to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
[Release No. 34-98508; File No. SR-NSCC-2023-007]
Submitted Comments(Click here for meetings with SEC officials) | |
Nov. 8, 2023 | National Securities Clearing Corporation |
Oct. 12, 2023 | Anthony LaBree |
Oct. 10, 2023 | JT Clark |
Meetings with SEC Officials(Click here for submitted comments from the public) |
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Feb. 7, 2024 | Memorandum from the Division of Trading and Markets regarding a February 6, 2024 meeting with representatives of the Bank of America Securities |