Comments on Nasdaq GEMX, LLC Rulemaking
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the
National Market System Plan Governing the Consolidated Audit Trail; Suspension of and
Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed
Rule Change
[Release No. 34-99365; File No. SR-GEMX-2024-02]
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| Jun. 13, 2024 | Brandon Becker, CAT NMS Plan Operating Committee Chair, Consolidated Audit Trail, LLC |
| Mar. 9, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 5, 2024 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial |
| Mar. 5, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA; Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| Mar. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
